0001562180-23-007761.txt : 20231117
0001562180-23-007761.hdr.sgml : 20231117
20231117171931
ACCESSION NUMBER: 0001562180-23-007761
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231117
DATE AS OF CHANGE: 20231117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpern Paul L
CENTRAL INDEX KEY: 0001888542
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40960
FILM NUMBER: 231420004
MAIL ADDRESS:
STREET 1: C/O ARTERIS, INC.
STREET 2: 595 MILLICH DR., SUITE 200
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arteris, Inc.
CENTRAL INDEX KEY: 0001667011
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVE, SUITE 300
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (408) 470-7300
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVE, SUITE 300
CITY: CAMPBELL
STATE: CA
ZIP: 95008
4
1
primarydocument.xml
PRIMARY DOCUMENT
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2023-11-15
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0001667011
Arteris, Inc.
AIP
0001888542
Alpern Paul L
C/O ARTERIS, INC.
900 E. HAMILTON AVE., SUITE 300
CAMPBELL
CA
95008
false
true
false
false
VP and General Counsel
true
Common Stock
2023-11-15
4
M
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10000.00
0.56
A
53070.00
D
Common Stock
2023-11-15
4
M
false
7218.00
0.60
A
60288.00
D
Common Stock
2023-11-15
4
S
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10000.00
4.7834
D
50288.00
D
Common Stock
2023-11-15
4
S
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7218.00
4.784
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43070.00
D
Common Stock
2023-11-15
4
S
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1748.00
4.7951
D
41322.00
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Common Stock
2023-11-15
4
S
false
446.00
4.85
D
40876.00
D
Common Stock
0.60
2023-11-15
4
M
false
7218.00
0.00
D
2030-07-22
Common Stock
7218.00
11250.00
D
Common Stock
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2023-11-15
4
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10000.00
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2029-10-23
Common Stock
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D
Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.
25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.
25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.98 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.94 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 40,876 restricted stock units.
/s/ Paul Alpern
2023-11-17