X0306 4 2018-11-16 1 0001253176 VAPOTHERM INC VAPO 0001439101 MORGENTHALER VENTURE PARTNERS IX LP 3200 ALPINE ROAD PORTOLA VALLEY CA 94028 0 0 1 0 0001666860 Morgenthaler Management Partners IX, LLC 3200 ALPINE ROAD PORTOLA VALLEY CA 94028 0 0 1 0 Common Stock 2018-11-16 4 C 0 921348 A 921348 D Common Stock 2018-11-16 4 C 0 61342 A 982690 D Series A Convertible Preferred Stock 2018-11-16 4 C 0 214285 0.00 D Common Stock 214285 0 D Series B Convertible Preferred Stock 2018-11-16 4 C 0 217803 0.00 D Common Stock 217803 0 D Series C Convertible Preferred Stock 2018-11-16 4 C 0 359842 0.00 D Common Stock 359842 0 D Series D Convertible Preferred Stock 2018-11-16 4 C 0 129418 0.00 D Common Stock 129418 0 D Series D-1 Convertible Preferred Stock 2018-11-16 4 C 0 61342 0.00 D Common Stock 61342 0 D Upon closing of the Issuer's initial public offering, each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into one share of Common Stock without payment or further consideration. There was no expiration date for the Series A Convertible Preferred Stock, the Series B Convertible Preferred Stock, the Series C Convertible Preferred Stock or the Series D Convertible Preferred Stock. Upon closing of the Issuer's initial public offering, each share of Series D-1 Convertible Preferred Stock automatically converted into 1.137 shares of Common Stock without payment or further consideration. There was no expiration date for the Series D-1 Convertible Preferred Stock. The securities are held by Morgenthaler Venture Partners IX, L.P. ("MVP IX"). The general partner of MVP IX is Morgenthaler Management Partners IX, LLC ("MMP IX"). MMP IX may be deemed to indirectly beneficially own the securities directly held by MVP IX. MMP IX disclaims beneficial ownership of the securities held by MVP IX except to the extent of its pecuniary interest therein. Morgenthaler Venture Partners IX, L.P., By: Morgenthaler Management Partners IX, LLC, its General Partner, By: /s/ Travis, Boettner, Chief Financial Officer and Chief, Compliance Officer 2018-11-20 Morgenthaler Management Partners IX, LLC, By: /s/ Travis Boettner, Chief Financial, Officer and Chief Compliance Officer 2018-11-20