Chief Compliance Officer

0001606587-22-001252.txt : 20220602 0001606587-22-001252.hdr.sgml : 20220602 20220602160318 ACCESSION NUMBER: 0001606587-22-001252 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 EFFECTIVENESS DATE: 20220602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 22990748 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001666789 XXXXXXXX 12-31-2021 12-31-2021 true 1 RESTATEMENT Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 06-02-2022 0 543 1494260 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFLAC INC COM 001055102 428 7333 SH SOLE NONE 0 0 7333 ABBOTT LABS COM 002824100 1821 12935 SH SOLE NONE 0 0 12935 ADVANCED MICRO DEVICES INC COM 007903107 5301 36838 SH SOLE NONE 0 0 36838 ADVANCED MICRO DEVICES INC COM 007903107 360 2500 SH Put SOLE NONE 0 0 2500 AIR PRODS & CHEMS INC COM 009158106 460 1511 SH SOLE NONE 0 0 1511 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1417 6356 SH SOLE NONE 0 0 6356 ALIGN TECHNOLOGY INC COM 016255101 326 496 SH SOLE NONE 0 0 496 ALLSTATE CORP COM 020002101 6792 57728 SH SOLE NONE 0 0 57728 AMAZON COM INC COM 023135106 37744 11320 SH SOLE NONE 0 0 11320 AMEREN CORP COM 023608102 491 5518 SH SOLE NONE 0 0 5518 AMERICAN ELEC PWR CO INC COM 025537101 285 3204 SH SOLE NONE 0 0 3204 AMERICAN EXPRESS CO COM 025816109 2200 13445 SH SOLE NONE 0 0 13445 AMETEK INC COM 031100100 2884 19612 SH SOLE NONE 0 0 19612 AMGEN INC COM 031162100 816 3629 SH SOLE NONE 0 0 3629 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 626 36120 SH SOLE NONE 0 0 36120 ANNALY CAPITAL MANAGEMENT IN COM 035710409 521 66599 SH SOLE NONE 0 0 66599 APPLE INC COM 037833100 200842 1131057 SH SOLE NONE 0 0 1131057 APPLE INC COM 037833100 818 4600 SH Call SOLE NONE 0 0 4600 APPLIED MATLS INC COM 038222105 3789 24083 SH SOLE NONE 0 0 24083 ARBOR REALTY TRUST INC COM 038923108 232 12683 SH SOLE NONE 0 0 12683 ARCHER DANIELS MIDLAND CO COM 039483102 585 8652 SH SOLE NONE 0 0 8652 ARISTA NETWORKS INC COM 040413106 336 2332 SH SOLE NONE 0 0 2332 ARLINGTON ASSET INVST CORP CL A NEW 041356205 41 11445 SH SOLE NONE 0 0 11445 ATKORE INC COM 047649108 1957 17605 SH SOLE NONE 0 0 17605 AUTODESK INC COM 052769106 1458 5187 SH SOLE NONE 0 0 5187 AUTOMATIC DATA PROCESSING IN COM 053015103 1202 4874 SH SOLE NONE 0 0 4874 AVALONBAY CMNTYS INC COM 053484101 1321 5229 SH SOLE NONE 0 0 5229 BP PLC SPONSORED ADR 055622104 323 12118 SH SOLE NONE 0 0 12118 BADGER METER INC COM 056525108 2025 19000 SH SOLE NONE 0 0 19000 BANCO BBVA ARGENTINA S A SPONSORED ADS 058934100 2376 754354 SH SOLE NONE 0 0 754354 BK OF AMERICA CORP COM 060505104 5838 131215 SH SOLE NONE 0 0 131215 BANK MONTREAL QUE COM 063671101 227 2107 SH SOLE NONE 0 0 2107 BANK NEW YORK MELLON CORP COM 064058100 259 4460 SH SOLE NONE 0 0 4460 BAXTER INTL INC COM 071813109 710 8265 SH SOLE NONE 0 0 8265 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5858 13 SH SOLE NONE 0 0 13 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4388 14676 SH SOLE NONE 0 0 14676 BEST BUY INC COM 086516101 724 7118 SH SOLE NONE 0 0 7118 BOEING CO COM 097023105 3446 17119 SH SOLE NONE 0 0 17119 BOSTON SCIENTIFIC CORP COM 101137107 314 7400 SH SOLE NONE 0 0 7400 BRISTOL-MYERS SQUIBB CO COM 110122108 3542 56816 SH SOLE NONE 0 0 56816 BROOKDALE SR LIVING INC COM 112463104 101 19500 SH SOLE NONE 0 0 19500 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 277 4589 SH SOLE NONE 0 0 4589 BRUNSWICK CORP COM 117043109 1348 13384 SH SOLE NONE 0 0 13384 CIGNA CORP NEW COM 125523100 420 1830 SH SOLE NONE 0 0 1830 CSX CORP COM 126408103 826 21968 SH SOLE NONE 0 0 21968 CVS HEALTH CORP COM 126650100 9670 93736 SH SOLE NONE 0 0 93736 COTERRA ENERGY INC COM 127097103 203 10688 SH SOLE NONE 0 0 10688 CADENCE DESIGN SYSTEM INC COM 127387108 2130 11429 SH SOLE NONE 0 0 11429 CADIZ INC COM NEW 127537207 46 12000 SH SOLE NONE 0 0 12000 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 306 20226 SH SOLE NONE 0 0 20226 CAMPBELL SOUP CO COM 134429109 230 5300 SH SOLE NONE 0 0 5300 CANADIAN NATL RY CO COM 136375102 211 1720 SH SOLE NONE 0 0 1720 CANOPY GROWTH CORP COM 138035100 192 22076 SH SOLE NONE 0 0 22076 CARMAX INC COM 143130102 417 3205 SH SOLE NONE 0 0 3205 CARNIVAL CORP COMMON STOCK 143658300 250 12416 SH SOLE NONE 0 0 12416 CATERPILLAR INC COM 149123101 1685 8151 SH SOLE NONE 0 0 8151 CHEVRON CORP NEW COM 166764100 4539 38678 SH SOLE NONE 0 0 38678 CHIPOTLE MEXICAN GRILL INC COM 169656105 235 134 SH SOLE NONE 0 0 134 CHURCHILL DOWNS INC COM 171484108 247 1025 SH SOLE NONE 0 0 1025 CINCINNATI FINL CORP COM 172062101 991 8700 SH SOLE NONE 0 0 8700 CINTAS CORP COM 172908105 1754 3957 SH SOLE NONE 0 0 3957 CITIGROUP INC COM NEW 172967424 1370 22681 SH SOLE NONE 0 0 22681 CITIGROUP INC COM NEW 172967424 241 4000 SH Call SOLE NONE 0 0 4000 CLEVELAND-CLIFFS INC NEW COM 185899101 877 40257 SH SOLE NONE 0 0 40257 COCA COLA CO COM 191216100 3566 60228 SH SOLE NONE 0 0 60228 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 548 6175 SH SOLE NONE 0 0 6175 COLGATE PALMOLIVE CO COM 194162103 790 9247 SH SOLE NONE 0 0 9247 COMERICA INC COM 200340107 422 4857 SH SOLE NONE 0 0 4857 CONSOLIDATED EDISON INC COM 209115104 283 3322 SH SOLE NONE 0 0 3322 CORNING INC COM 219350105 7091 190455 SH SOLE NONE 0 0 190455 CROCS INC COM 227046109 1730 13495 SH SOLE NONE 0 0 13495 CUMMINS INC COM 231021106 6392 29302 SH SOLE NONE 0 0 29302 DTE ENERGY CO COM 233331107 311 2604 SH SOLE NONE 0 0 2604 DANAHER CORPORATION COM 235851102 1856 5640 SH SOLE NONE 0 0 5640 DEERE & CO COM 244199105 2405 7015 SH SOLE NONE 0 0 7015 DELTA AIR LINES INC DEL COM NEW 247361702 425 10864 SH SOLE NONE 0 0 10864 DIGITAL RLTY TR INC COM 253868103 2804 15854 SH SOLE NONE 0 0 15854 DISNEY WALT CO COM 254687106 11609 74954 SH SOLE NONE 0 0 74954 DISNEY WALT CO COM 254687106 387 2500 SH Call SOLE NONE 0 0 2500 DISCOVER FINL SVCS COM 254709108 7566 65475 SH SOLE NONE 0 0 65475 DOW INC COM 260557103 9492 167353 SH SOLE NONE 0 0 167353 DUKE REALTY CORP COM NEW 264411505 2869 43702 SH SOLE NONE 0 0 43702 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 151 10750 SH SOLE NONE 0 0 10750 EASTGROUP PPTYS INC COM 277276101 1624 7128 SH SOLE NONE 0 0 7128 EATON VANCE ENHANCED EQUITY COM 278274105 235 11654 SH SOLE NONE 0 0 11654 EBAY INC. COM 278642103 730 10977 SH SOLE NONE 0 0 10977 EMERSON ELEC CO COM 291011104 1189 12785 SH SOLE NONE 0 0 12785 ENERGY FUELS INC COM NEW 292671708 78 10263 SH SOLE NONE 0 0 10263 ENTERPRISE PRODS PARTNERS L COM 293792107 1582 72036 SH SOLE NONE 0 0 72036 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 353 4000 SH SOLE NONE 0 0 4000 FISERV INC COM 337738108 600 5783 SH SOLE NONE 0 0 5783 FIRSTENERGY CORP COM 337932107 228 5494 SH SOLE NONE 0 0 5494 FLAHERTY & CRUMRINE PFD SECS COM 338478100 313 14425 SH SOLE NONE 0 0 14425 FLOWERS FOODS INC COM 343498101 251 9124 SH SOLE NONE 0 0 9124 FOOT LOCKER INC COM 344849104 577 13218 SH SOLE NONE 0 0 13218 FORD MTR CO DEL COM 345370860 6612 318372 SH SOLE NONE 0 0 318372 GABELLI EQUITY TR INC COM 362397101 247 34380 SH SOLE NONE 0 0 34380 GALLAGHER ARTHUR J & CO COM 363576109 2053 12100 SH SOLE NONE 0 0 12100 GARTNER INC COM 366651107 1666 4983 SH SOLE NONE 0 0 4983 GENERAC HLDGS INC COM 368736104 309 877 SH SOLE NONE 0 0 877 GENERAL ELECTRIC CO COM NEW 369604301 1133 12002 SH SOLE NONE 0 0 12002 GENERAL MLS INC COM 370334104 285 4226 SH SOLE NONE 0 0 4226 GENUINE PARTS CO COM 372460105 6979 49774 SH SOLE NONE 0 0 49774 GETTY RLTY CORP NEW COM 374297109 1133 35330 SH SOLE NONE 0 0 35330 GILEAD SCIENCES INC COM 375558103 419 5764 SH SOLE NONE 0 0 5764 GLOBUS MED INC CL A 379577208 2249 31149 SH SOLE NONE 0 0 31149 GRACO INC COM 384109104 292 3625 SH SOLE NONE 0 0 3625 GRAINGER W W INC COM 384802104 272 525 SH SOLE NONE 0 0 525 HERCULES CAPITAL INC COM 427096508 189 11337 SH SOLE NONE 0 0 11337 HOME DEPOT INC COM 437076102 12434 29960 SH SOLE NONE 0 0 29960 HONEYWELL INTL INC COM 438516106 802 3847 SH SOLE NONE 0 0 3847 HORMEL FOODS CORP COM 440452100 601 12311 SH SOLE NONE 0 0 12311 HUBBELL INC COM 443510607 6749 32404 SH SOLE NONE 0 0 32404 HUMANA INC COM 444859102 964 2079 SH SOLE NONE 0 0 2079 HUNTINGTON BANCSHARES INC COM 446150104 374 24272 SH SOLE NONE 0 0 24272 ILLINOIS TOOL WKS INC COM 452308109 508 2060 SH SOLE NONE 0 0 2060 INTEL CORP COM 458140100 3334 64731 SH SOLE NONE 0 0 64731 INTERNATIONAL BUSINESS MACHS COM 459200101 6613 49476 SH SOLE NONE 0 0 49476 INTERNATIONAL PAPER CO COM 460146103 460 9794 SH SOLE NONE 0 0 9794 INTUIT COM 461202103 1910 2969 SH SOLE NONE 0 0 2969 ISHARES TR SELECT DIVID ETF 464287168 716 5847 SH SOLE NONE 0 0 5847 ISHARES TR CORE S&P500 ETF 464287200 294 617 SH SOLE NONE 0 0 617 ISHARES TR CORE US AGGBD ET 464287226 308 2698 SH SOLE NONE 0 0 2698 ISHARES TR IBOXX INV CP ETF 464287242 379 2857 SH SOLE NONE 0 0 2857 ISHARES TR S&P 500 GRWT ETF 464287309 305 3640 SH SOLE NONE 0 0 3640 ISHARES TR CORE S&P MCP ETF 464287507 259 916 SH SOLE NONE 0 0 916 ISHARES TR ISHARES BIOTECH 464287556 218 1430 SH SOLE NONE 0 0 1430 ISHARES TR S&P MC 400GR ETF 464287606 381 4464 SH SOLE NONE 0 0 4464 ISHARES TR RUS 2000 GRW ETF 464287648 283 967 SH SOLE NONE 0 0 967 ISHARES TR RUSSELL 2000 ETF 464287655 839 3772 SH SOLE NONE 0 0 3772 ISHARES TR CORE S&P US GWT 464287671 435 3762 SH SOLE NONE 0 0 3762 ISHARES TR CORE S&P SCP ETF 464287804 332 2901 SH SOLE NONE 0 0 2901 ISHARES TR S&P SML 600 GWT 464287887 491 3540 SH SOLE NONE 0 0 3540 ISHARES TR CRE U S REIT ETF 464288521 213 3150 SH SOLE NONE 0 0 3150 ISHARES TR PFD AND INCM SEC 464288687 855 21700 SH SOLE NONE 0 0 21700 JOHNSON & JOHNSON COM 478160104 13408 78377 SH SOLE NONE 0 0 78377 KLA CORP COM NEW 482480100 10911 25367 SH SOLE NONE 0 0 25367 KIMBERLY-CLARK CORP COM 494368103 583 4080 SH SOLE NONE 0 0 4080 KRAFT HEINZ CO COM 500754106 774 21571 SH SOLE NONE 0 0 21571 LAM RESEARCH CORP COM 512807108 1141 1586 SH SOLE NONE 0 0 1586 LAS VEGAS SANDS CORP COM 517834107 388 10291 SH SOLE NONE 0 0 10291 LATTICE SEMICONDUCTOR CORP COM 518415104 1664 21597 SH SOLE NONE 0 0 21597 LENNAR CORP CL A 526057104 1071 9221 SH SOLE NONE 0 0 9221 LIBERTY ALL-STAR GROWTH FD I COM 529900102 186 20661 SH SOLE NONE 0 0 20661 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 2820 336420 SH SOLE NONE 0 0 336420 LILLY ELI & CO COM 532457108 14302 51774 SH SOLE NONE 0 0 51774 LOCKHEED MARTIN CORP COM 539830109 7209 20285 SH SOLE NONE 0 0 20285 LOWES COS INC COM 548661107 2943 11386 SH SOLE NONE 0 0 11386 LUCID GROUP INC COM 549498103 545 14305 SH SOLE NONE 0 0 14305 LULULEMON ATHLETICA INC COM 550021109 317 811 SH SOLE NONE 0 0 811 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 240 37500 SH SOLE NONE 0 0 37500 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 722 15550 SH SOLE NONE 0 0 15550 MARINEMAX INC COM 567908108 1739 29468 SH SOLE NONE 0 0 29468 MARRIOTT INTL INC NEW CL A 571903202 451 2730 SH SOLE NONE 0 0 2730 MARTIN MARIETTA MATLS INC COM 573284106 217 492 SH SOLE NONE 0 0 492 MARVELL TECHNOLOGY INC COM 573874104 3568 40777 SH SOLE NONE 0 0 40777 MATTERPORT INC COM CL A 577096100 455 22056 SH SOLE NONE 0 0 22056 MCDONALDS CORP COM 580135101 3492 13027 SH SOLE NONE 0 0 13027 MEDALLION FINL CORP COM 583928106 139 24000 SH SOLE NONE 0 0 24000 MICROSOFT CORP COM 594918104 20338 60471 SH SOLE NONE 0 0 60471 MICROSOFT CORP COM 594918104 1445 4300 SH Call SOLE NONE 0 0 4300 MICRON TECHNOLOGY INC COM 595112103 1453 15601 SH SOLE NONE 0 0 15601 MIDDLEBY CORP COM 596278101 618 3140 SH SOLE NONE 0 0 3140 MONDELEZ INTL INC CL A 609207105 1889 28481 SH SOLE NONE 0 0 28481 MORGAN STANLEY COM NEW 617446448 289 2945 SH SOLE NONE 0 0 2945 MOTOROLA SOLUTIONS INC COM NEW 620076307 258 951 SH SOLE NONE 0 0 951 NASDAQ INC COM 631103108 259 1235 SH SOLE NONE 0 0 1235 NATIONAL BANKSHARES INC VA COM 634865109 232 6464 SH SOLE NONE 0 0 6464 NEW AMER HIGH INCOME FD INC COM NEW 641876800 122 13076 SH SOLE NONE 0 0 13076 NEW YORK MTG TR INC COM PAR $.02 649604501 78 20825 SH SOLE NONE 0 0 20825 NEWMONT CORP COM 651639106 212 3422 SH SOLE NONE 0 0 3422 NICE LTD SPONSORED ADR 653656108 226 742 SH SOLE NONE 0 0 742 NIKE INC CL B 654106103 2455 14730 SH SOLE NONE 0 0 14730 NOKIA CORP SPONSORED ADR 654902204 214 34334 SH SOLE NONE 0 0 34334 NORFOLK SOUTHN CORP COM 655844108 750 2518 SH SOLE NONE 0 0 2518 NORTHROP GRUMMAN CORP COM 666807102 269 696 SH SOLE NONE 0 0 696 NUCOR CORP COM 670346105 442 3873 SH SOLE NONE 0 0 3873 NUVEEN AMT FREE QLTY MUN INC COM 670657105 174 11141 SH SOLE NONE 0 0 11141 OCCIDENTAL PETE CORP COM 674599105 290 10000 SH Call SOLE NONE 0 0 10000 OKTA INC CL A 679295105 325 1449 SH SOLE NONE 0 0 1449 OLD DOMINION FREIGHT LINE IN COM 679580100 2142 5978 SH SOLE NONE 0 0 5978 OLD REP INTL CORP COM 680223104 760 30890 SH SOLE NONE 0 0 30890 OMEGA HEALTHCARE INVS INC COM 681936100 1345 45483 SH SOLE NONE 0 0 45483 OMEROS CORP COM 682143102 306 47580 SH SOLE NONE 0 0 47580 ONEOK INC NEW COM 682680103 893 15192 SH SOLE NONE 0 0 15192 PNC FINL SVCS GROUP INC COM 693475105 995 4959 SH SOLE NONE 0 0 4959 PACWEST BANCORP DEL COM 695263103 233 5141 SH SOLE NONE 0 0 5141 PARKER-HANNIFIN CORP COM 701094104 6773 21289 SH SOLE NONE 0 0 21289 PAYCHEX INC COM 704326107 211 1543 SH SOLE NONE 0 0 1543 PEMBINA PIPELINE CORP COM 706327103 246 8099 SH SOLE NONE 0 0 8099 PEPSICO INC COM 713448108 2267 13054 SH SOLE NONE 0 0 13054 PFIZER INC COM 717081103 4837 81916 SH SOLE NONE 0 0 81916 PHILIP MORRIS INTL INC COM 718172109 4030 42419 SH SOLE NONE 0 0 42419 PHILLIPS 66 COM 718546104 236 3255 SH SOLE NONE 0 0 3255 PHOTRONICS INC COM 719405102 189 10000 SH SOLE NONE 0 0 10000 PIMCO HIGH INCOME FD COM SHS 722014107 206 33493 SH SOLE NONE 0 0 33493 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 360 29440 SH SOLE NONE 0 0 29440 PIONEER NAT RES CO COM 723787107 256 1409 SH SOLE NONE 0 0 1409 POLARIS INC COM 731068102 858 7802 SH SOLE NONE 0 0 7802 PREFERRED BK LOS ANGELES CA COM NEW 740367404 287 4000 SH SOLE NONE 0 0 4000 PROCTER AND GAMBLE CO COM 742718109 12065 73757 SH SOLE NONE 0 0 73757 PROSPERITY BANCSHARES INC COM 743606105 964 13345 SH SOLE NONE 0 0 13345 PRUDENTIAL FINL INC COM 744320102 972 8977 SH SOLE NONE 0 0 8977 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 304 4548 SH SOLE NONE 0 0 4548 PULTE GROUP INC COM 745867101 697 12200 SH SOLE NONE 0 0 12200 PUTNAM MANAGED MUN INCOME TR COM 746823103 932 106292 SH SOLE NONE 0 0 106292 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 219 51176 SH SOLE NONE 0 0 51176 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 262 66272 SH SOLE NONE 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 173 12000 SH SOLE NONE 0 0 12000 QUALCOMM INC COM 747525103 14162 77446 SH SOLE NONE 0 0 77446 REALTY INCOME CORP COM 756109104 488 6816 SH SOLE NONE 0 0 6816 RITE AID CORP COM 767754872 153 10412 SH SOLE NONE 0 0 10412 ROBLOX CORP CL A 771049103 355 3440 SH SOLE NONE 0 0 3440 ROCKWELL AUTOMATION INC COM 773903109 422 465 SH SOLE NONE 0 0 465 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 205 4715 SH SOLE NONE 0 0 4715 SCHWAB CHARLES CORP COM 808513105 526 6254 SH SOLE NONE 0 0 6254 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 717 6300 SH SOLE NONE 0 0 6300 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 495 6758 SH SOLE NONE 0 0 6758 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 559 5460 SH SOLE NONE 0 0 5460 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 812 10050 SH SOLE NONE 0 0 10050 SEMPRA COM 816851109 411 3110 SH SOLE NONE 0 0 3110 SIMON PPTY GROUP INC NEW COM 828806109 2774 17365 SH SOLE NONE 0 0 17365 SNAP ON INC COM 833034101 1148 5331 SH SOLE NONE 0 0 5331 SNOWFLAKE INC CL A 833445109 356 1050 SH SOLE NONE 0 0 1050 SOUTHERN CO COM 842587107 2089 30455 SH SOLE NONE 0 0 30455 SOUTHWEST AIRLS CO COM 844741108 413 9641 SH SOLE NONE 0 0 9641 BLOCK INC CL A 852234103 572 3542 SH SOLE NONE 0 0 3542 STANLEY BLACK & DECKER INC COM 854502101 244 1294 SH SOLE NONE 0 0 1294 STARBUCKS CORP COM 855244109 1234 10544 SH SOLE NONE 0 0 10544 STEEL DYNAMICS INC COM 858119100 392 6324 SH SOLE NONE 0 0 6324 STRYKER CORPORATION COM 863667101 849 3173 SH SOLE NONE 0 0 3173 SYNOPSYS INC COM 871607107 2085 5659 SH SOLE NONE 0 0 5659 TJX COS INC NEW COM 872540109 958 12618 SH SOLE NONE 0 0 12618 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 244 1375 SH SOLE NONE 0 0 1375 TERADYNE INC COM 880770102 1328 8120 SH SOLE NONE 0 0 8120 TEXAS INSTRS INC COM 882508104 9222 48932 SH SOLE NONE 0 0 48932 THERMO FISHER SCIENTIFIC INC COM 883556102 554 829 SH SOLE NONE 0 0 829 TOMPKINS FINL CORP COM 890110109 209 2500 SH SOLE NONE 0 0 2500 TORONTO DOMINION BK ONT COM NEW 891160509 341 4438 SH SOLE NONE 0 0 4438 TRACTOR SUPPLY CO COM 892356106 2423 10155 SH SOLE NONE 0 0 10155 TRADEWEB MKTS INC CL A 892672106 231 2309 SH SOLE NONE 0 0 2309 TRI CONTL CORP COM 895436103 580 17479 SH SOLE NONE 0 0 17479 TRICO BANCSHARES COM 896095106 4643 108079 SH SOLE NONE 0 0 108079 TRIMBLE INC COM 896239100 1140 13072 SH SOLE NONE 0 0 13072 US BANCORP DEL COM NEW 902973304 670 11935 SH SOLE NONE 0 0 11935 UNION PAC CORP COM 907818108 860 3413 SH SOLE NONE 0 0 3413 UNITED PARCEL SERVICE INC CL B 911312106 10070 46983 SH SOLE NONE 0 0 46983 URSTADT BIDDLE PPTYS INC CL A 917286205 1301 61076 SH SOLE NONE 0 0 61076 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 441 2565 SH SOLE NONE 0 0 2565 VANGUARD WORLD FD MEGA GRWTH IND 921910816 473 1813 SH SOLE NONE 0 0 1813 VANGUARD WORLD FD MEGA CAP INDEX 921910873 618 3676 SH SOLE NONE 0 0 3676 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 492 4391 SH SOLE NONE 0 0 4391 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 305 2843 SH SOLE NONE 0 0 2843 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 241 4890 SH SOLE NONE 0 0 4890 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1370 3138 SH SOLE NONE 0 0 3138 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 309 2053 SH SOLE NONE 0 0 2053 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 462 3979 SH SOLE NONE 0 0 3979 VANGUARD INDEX FDS SM CP VAL ETF 922908611 470 2627 SH SOLE NONE 0 0 2627 VANGUARD INDEX FDS MID CAP ETF 922908629 642 2520 SH SOLE NONE 0 0 2520 VANGUARD INDEX FDS LARGE CAP ETF 922908637 588 2663 SH SOLE NONE 0 0 2663 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 237 1297 SH SOLE NONE 0 0 1297 VANGUARD INDEX FDS GROWTH ETF 922908736 386 1203 SH SOLE NONE 0 0 1203 VANGUARD INDEX FDS SMALL CP ETF 922908751 272 1201 SH SOLE NONE 0 0 1201 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2863 11859 SH SOLE NONE 0 0 11859 VICI PPTYS INC COM 925652109 1162 38578 SH SOLE NONE 0 0 38578 WALMART INC COM 931142103 3495 24156 SH SOLE NONE 0 0 24156 WALGREENS BOOTS ALLIANCE INC COM 931427108 1800 34515 SH SOLE NONE 0 0 34515 WELLS FARGO CO NEW COM 949746101 1118 23305 SH SOLE NONE 0 0 23305 WESTERN ALLIANCE BANCORP COM 957638109 1479 13735 SH SOLE NONE 0 0 13735 WILLIAMS COS INC COM 969457100 528 20262 SH SOLE NONE 0 0 20262 WILLIAMS SONOMA INC COM 969904101 6395 37811 SH SOLE NONE 0 0 37811 XILINX INC COM 983919101 346 1635 SH SOLE NONE 0 0 1635 YUM BRANDS INC COM 988498101 651 4686 SH SOLE NONE 0 0 4686 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1808 3038 SH SOLE NONE 0 0 3038 RAYTHEON TECHNOLOGIES CORP COM 75513E101 769 8929 SH SOLE NONE 0 0 8929 GLOBE LIFE INC COM 37959E102 5089 54291 SH SOLE NONE 0 0 54291 QUANTA SVCS INC COM 74762E102 326 2839 SH SOLE NONE 0 0 2839 INVESCO QQQ TR UNIT SER 1 46090E103 13026 32742 SH SOLE NONE 0 0 32742 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 110 10355 SH SOLE NONE 0 0 10355 TARGET CORP COM 87612E106 8003 34579 SH SOLE NONE 0 0 34579 FORTINET INC COM 34959E109 398 1105 SH SOLE NONE 0 0 1105 TOTALENERGIES SE SPONSORED ADS 89151E109 344 6954 SH SOLE NONE 0 0 6954 TRAVELERS COMPANIES INC COM 89417E109 3736 23884 SH SOLE NONE 0 0 23884 AGNC INVT CORP COM 00123Q104 468 31092 SH SOLE NONE 0 0 31092 AMC ENTMT HLDGS INC CL A COM 00165C104 240 8810 SH SOLE NONE 0 0 8810 AT&T INC COM 00206R102 2775 112791 SH SOLE NONE 0 0 112791 ARK ETF TR INNOVATION ETF 00214Q104 520 5493 SH SOLE NONE 0 0 5493 ABBVIE INC COM 00287Y109 12518 92450 SH SOLE NONE 0 0 92450 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 199 19480 SH SOLE NONE 0 0 19480 ACTIVISION BLIZZARD INC COM 00507V109 294 4429 SH SOLE NONE 0 0 4429 ADOBE SYSTEMS INCORPORATED COM 00724F101 1534 2704 SH SOLE NONE 0 0 2704 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1660 13977 SH SOLE NONE 0 0 13977 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 303 6201 SH SOLE NONE 0 0 6201 ALPHABET INC CAP STK CL C 02079K107 23941 8274 SH SOLE NONE 0 0 8274 ALPHABET INC CAP STK CL A 02079K305 8579 2961 SH SOLE NONE 0 0 2961 ALTRIA GROUP INC COM 02209S103 3642 76870 SH SOLE NONE 0 0 76870 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 836 39558 SH SOLE NONE 0 0 39558 AMERICAN AIRLS GROUP INC COM 02376R102 388 21599 SH SOLE NONE 0 0 21599 AMERICAN FIN TR INC COM CLASS A 02607T109 913 100000 SH SOLE NONE 0 0 100000 AMERICAN TOWER CORP NEW COM 03027X100 1695 5797 SH SOLE NONE 0 0 5797 AMERIPRISE FINL INC COM 03076C106 204 675 SH SOLE NONE 0 0 675 AMPIO PHARMACEUTICALS INC COM 03209T109 32 57000 SH SOLE NONE 0 0 57000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 297 3661 SH SOLE NONE 0 0 3661 ARES CAPITAL CORP COM 04010L103 1026 48412 SH SOLE NONE 0 0 48412 AUTONATION INC COM 05329W102 2072 17731 SH SOLE NONE 0 0 17731 AVANTOR INC COM 05352A100 1668 39567 SH SOLE NONE 0 0 39567 AXON ENTERPRISE INC COM 05464C101 511 3251 SH SOLE NONE 0 0 3251 B. RILEY FINANCIAL INC COM 05580M108 578 6500 SH SOLE NONE 0 0 6500 BANCO SANTANDER S.A. ADR 05964H105 83 25362 SH SOLE NONE 0 0 25362 BIONTECH SE SPONSORED ADS 09075V102 291 1129 SH SOLE NONE 0 0 1129 BLACKROCK INC COM 09247X101 278 304 SH SOLE NONE 0 0 304 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 315 20248 SH SOLE NONE 0 0 20248 BLACKROCK MUNI INCOME TR II COM 09249N101 280 18465 SH SOLE NONE 0 0 18465 BLACKROCK ENHANCED EQUITY DI COM 09251A104 477 47332 SH SOLE NONE 0 0 47332 BLACKROCK CORPOR HI YLD FD I COM 09255P107 355 28768 SH SOLE NONE 0 0 28768 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 202 17284 SH SOLE NONE 0 0 17284 BLACKROCK FLOATING RATE INCO COM 09255X100 672 50000 SH SOLE NONE 0 0 50000 BLACKROCK ENHANCD CAP & INM COM 09256A109 216 9743 SH SOLE NONE 0 0 9743 BLACKSTONE INC COM 09260D107 1593 12308 SH SOLE NONE 0 0 12308 BOOKING HOLDINGS INC COM 09857L108 480 200 SH SOLE NONE 0 0 200 BROADCOM INC COM 11135F101 8782 13198 SH SOLE NONE 0 0 13198 CME GROUP INC COM 12572Q105 4732 20715 SH SOLE NONE 0 0 20715 CALAMOS GBL DYN INCOME FUND COM 12811L107 136 13635 SH SOLE NONE 0 0 13635 CARLYLE GROUP INC COM 14316J108 249 4521 SH SOLE NONE 0 0 4521 CELSIUS HLDGS INC COM NEW 15118V207 469 6296 SH SOLE NONE 0 0 6296 CENTENE CORP DEL COM 15135B101 511 6200 SH SOLE NONE 0 0 6200 CHIMERA INVT CORP COM NEW 16934Q208 169 11232 SH SOLE NONE 0 0 11232 CISCO SYS INC COM 17275R102 18938 298855 SH SOLE NONE 0 0 298855 COINBASE GLOBAL INC COM CL A 19260Q107 353 1400 SH SOLE NONE 0 0 1400 COLUMBIA SELIGM PREM TECH GR COM 19842X109 297 8022 SH SOLE NONE 0 0 8022 COMCAST CORP NEW CL A 20030N101 5792 115069 SH SOLE NONE 0 0 115069 COMPASS DIVERSIFIED SH BEN INT 20451Q104 788 25750 SH SOLE NONE 0 0 25750 CONOCOPHILLIPS COM 20825C104 655 9081 SH SOLE NONE 0 0 9081 CONSTELLATION BRANDS INC CL A 21036P108 353 1406 SH SOLE NONE 0 0 1406 CORNERSTONE STRATEGIC VALUE COM 21924B302 219 15346 SH SOLE NONE 0 0 15346 CORNERSTONE TOTAL RETURN FD COM 21924U300 138 10042 SH SOLE NONE 0 0 10042 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1128 40338 SH SOLE NONE 0 0 40338 CORTEVA INC COM 22052L104 200 4227 SH SOLE NONE 0 0 4227 COSTCO WHSL CORP NEW COM 22160K105 2288 4031 SH SOLE NONE 0 0 4031 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 30 12000 SH SOLE NONE 0 0 12000 CROWDSTRIKE HLDGS INC CL A 22788C105 792 3869 SH SOLE NONE 0 0 3869 CROWN CASTLE INTL CORP NEW COM 22822V101 560 2681 SH SOLE NONE 0 0 2681 DNP SELECT INCOME FD INC COM 23325P104 122 11186 SH SOLE NONE 0 0 11186 D R HORTON INC COM 23331A109 421 3885 SH SOLE NONE 0 0 3885 DIAGEO PLC SPON ADR NEW 25243Q205 229 1043 SH SOLE NONE 0 0 1043 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 848 10000 SH SOLE NONE 0 0 10000 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1320 10094 SH SOLE NONE 0 0 10094 DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 430 14500 SH SOLE NONE 0 0 14500 DOMINION ENERGY INC COM 25746U109 336 4275 SH SOLE NONE 0 0 4275 DRAFTKINGS INC COM CL A 26142R104 332 12075 SH SOLE NONE 0 0 12075 DUKE ENERGY CORP NEW COM NEW 26441C204 1628 15518 SH SOLE NONE 0 0 15518 DUPONT DE NEMOURS INC COM 26614N102 264 3267 SH SOLE NONE 0 0 3267 EMX RTY CORP COM 26873J107 97 42732 SH SOLE NONE 0 0 42732 EATON VANCE TAX MNGED BUY WR COM 27828X100 214 12495 SH SOLE NONE 0 0 12495 VANCE TAX-MANAGED GLOB COM 27829C105 368 32902 SH SOLE NONE 0 0 32902 EATON VANCE TAX-MANAGED GLOB COM 27829F108 850 79627 SH SOLE NONE 0 0 79627 EATON VANCE RISK-MANAGED DIV COM 27829G106 114 10625 SH SOLE NONE 0 0 10625 ENBRIDGE INC COM 29250N105 502 12832 SH SOLE NONE 0 0 12832 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 724 87952 SH SOLE NONE 0 0 87952 ENTEGRIS INC COM 29362U104 1966 14181 SH SOLE NONE 0 0 14181 EPAM SYS INC COM 29414B104 271 406 SH SOLE NONE 0 0 406 EVERSOURCE ENERGY COM 30040W108 1437 15799 SH SOLE NONE 0 0 15799 EXACT SCIENCES CORP COM 30063P105 275 3535 SH SOLE NONE 0 0 3535 EXELON CORP COM 30161N101 219 3799 SH SOLE NONE 0 0 3799 EXXON MOBIL CORP COM 30231G102 6960 113737 SH SOLE NONE 0 0 113737 META PLATFORMS INC CL A 30303M102 11285 33551 SH SOLE NONE 0 0 33551 FEDEX CORP COM 31428X106 556 2150 SH SOLE NONE 0 0 2150 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 7240 138742 SH SOLE NONE 0 0 138742 FIRST TR ENERGY INCOME & GRO COM 33738G104 138 10000 SH SOLE NONE 0 0 10000 FIRST US BANCSHARES INC COM 33744V103 565 53416 SH SOLE NONE 0 0 53416 FORTUNE BRANDS HOME & SEC IN COM 34964C106 340 3183 SH SOLE NONE 0 0 3183 FREEPORT-MCMORAN INC CL B 35671D857 440 10557 SH SOLE NONE 0 0 10557 GABELLI MULTIMEDIA TR INC COM 36239Q109 177 20458 SH SOLE NONE 0 0 20458 GABELLI DIVID & INCOME TR COM 36242H104 200 7421 SH SOLE NONE 0 0 7421 GABELLI HLTHCARE & WELLNESS SHS 36246K103 324 23868 SH SOLE NONE 0 0 23868 GENERAL MTRS CO COM 37045V100 662 11299 SH SOLE NONE 0 0 11299 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 239 10745 SH SOLE NONE 0 0 10745 GOLDMAN SACHS GROUP INC COM 38141G104 7345 19200 SH SOLE NONE 0 0 19200 HP INC COM 40434L105 204 5397 SH SOLE NONE 0 0 5397 HANNON ARMSTRONG SUST INFR C COM 41068X100 266 5000 SH SOLE NONE 0 0 5000 HEALTHPEAK PROPERTIES INC COM 42250P103 1260 34936 SH SOLE NONE 0 0 34936 HORIZON TECHNOLOGY FIN CORP COM 44045A102 183 11498 SH SOLE NONE 0 0 11498 IDEXX LABS INC COM 45168D104 1696 2576 SH SOLE NONE 0 0 2576 INNOVATIVE INDL PPTYS INC COM 45781V101 9776 37184 SH SOLE NONE 0 0 37184 INTERCONTINENTAL EXCHANGE IN COM 45866F104 500 3659 SH SOLE NONE 0 0 3659 INTUITIVE SURGICAL INC COM NEW 46120E602 781 2175 SH SOLE NONE 0 0 2175 INVESCO MUN TR COM 46131J103 327 24302 SH SOLE NONE 0 0 24302 INVESCO MUNI INCOME OPP TRST COM 46132X101 80 10000 SH SOLE NONE 0 0 10000 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 257 1218 SH SOLE NONE 0 0 1218 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 275 2851 SH SOLE NONE 0 0 2851 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 463 2845 SH SOLE NONE 0 0 2845 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 300 14250 SH SOLE NONE 0 0 14250 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 303 19573 SH SOLE NONE 0 0 19573 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 565 37634 SH SOLE NONE 0 0 37634 IRON MTN INC NEW COM 46284V101 9924 189631 SH SOLE NONE 0 0 189631 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 250 5000 SH SOLE NONE 0 0 5000 ISHARES TR MSCI USA MMENTM 46432F396 3307 18186 SH SOLE NONE 0 0 18186 ISHARES TR CORE 1 5 YR USD 46432F859 303 6000 SH SOLE NONE 0 0 6000 ISHARES TR 0-5YR INVT GR CP 46434V100 306 6000 SH SOLE NONE 0 0 6000 ISHARES TR CORE DIV GRWTH 46434V621 313 5625 SH SOLE NONE 0 0 5625 JPMORGAN CHASE & CO COM 46625H100 15999 101035 SH SOLE NONE 0 0 101035 ZIFF DAVIS INC COM 48123V102 1242 11200 SH SOLE NONE 0 0 11200 KEYSIGHT TECHNOLOGIES INC COM 49338L103 243 1178 SH SOLE NONE 0 0 1178 KINDER MORGAN INC DEL COM 49456B101 521 32849 SH SOLE NONE 0 0 32849 KITE RLTY GROUP TR COM NEW 49803T300 254 11643 SH SOLE NONE 0 0 11643 LPL FINL HLDGS INC COM 50212V100 1685 10526 SH SOLE NONE 0 0 10526 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1646 5239 SH SOLE NONE 0 0 5239 M & T BK CORP COM 55261F104 614 4000 SH SOLE NONE 0 0 4000 MPLX LP COM UNIT REP LTD 55336V100 521 17636 SH SOLE NONE 0 0 17636 MAIN STR CAP CORP COM 56035L104 613 13661 SH SOLE NONE 0 0 13661 MARATHON PETE CORP COM 56585A102 409 6392 SH SOLE NONE 0 0 6392 MASTERCARD INCORPORATED CL A 57636Q104 3362 9358 SH SOLE NONE 0 0 9358 MEDICAL PPTYS TRUST INC COM 58463J304 791 33470 SH SOLE NONE 0 0 33470 MERCADOLIBRE INC COM 58733R102 388 288 SH SOLE NONE 0 0 288 MERCK & CO INC COM 58933Y105 2160 28176 SH SOLE NONE 0 0 28176 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 66 13000 SH SOLE NONE 0 0 13000 MFS INTER HIGH INCOME FD SH BEN INT 59318T109 67 24260 SH SOLE NONE 0 0 24260 MID-AMER APT CMNTYS INC COM 59522J103 1600 6972 SH SOLE NONE 0 0 6972 MODERNA INC COM 60770K107 1220 4807 SH SOLE NONE 0 0 4807 NAUTILUS INC COM 63910B102 132 21500 SH SOLE NONE 0 0 21500 NETFLIX INC COM 64110L106 6752 11207 SH SOLE NONE 0 0 11207 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 233 21837 SH SOLE NONE 0 0 21837 NEXTERA ENERGY INC COM 65339F101 1349 14448 SH SOLE NONE 0 0 14448 NUSTAR ENERGY LP UNIT COM 67058H102 202 12705 SH SOLE NONE 0 0 12705 NVIDIA CORPORATION COM 67066G104 28354 96405 SH SOLE NONE 0 0 96405 NVIDIA CORPORATION COM 67066G104 941 3200 SH Call SOLE NONE 0 0 3200 NVIDIA CORPORATION COM 67066G104 1029 3500 SH Put SOLE NONE 0 0 3500 NUVEEN QUALITY MUNCP INCOME COM 67066V101 234 14533 SH SOLE NONE 0 0 14533 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 285 19484 SH SOLE NONE 0 0 19484 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 376 20222 SH SOLE NONE 0 0 20222 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 351 20501 SH SOLE NONE 0 0 20501 NUVEEN AMT FREE MUN CR INC F COM 67071L106 264 14728 SH SOLE NONE 0 0 14728 NUVEEN PFD & INCM SECURTIES COM 67072C105 156 15992 SH SOLE NONE 0 0 15992 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 238 13385 SH SOLE NONE 0 0 13385 NUVEEN MULTI-MKT INCOME FD COM 67075J107 76 10000 SH SOLE NONE 0 0 10000 OREILLY AUTOMOTIVE INC COM 67103H107 288 408 SH SOLE NONE 0 0 408 OAKTREE SPECIALTY LENDING CO COM 67401P108 78 10450 SH SOLE NONE 0 0 10450 ONEMAIN HLDGS INC COM 68268W103 272 5436 SH SOLE NONE 0 0 5436 ORACLE CORP COM 68389X105 4770 54701 SH SOLE NONE 0 0 54701 OPTION CARE HEALTH INC COM NEW 68404L201 219 7680 SH SOLE NONE 0 0 7680 ORASURE TECHNOLOGIES INC COM 68554V108 105 12033 SH SOLE NONE 0 0 12033 ORCHID IS CAP INC COM 68571X103 52 11467 SH SOLE NONE 0 0 11467 ORGANIGRAM HLDGS INC COM 68620P101 21 12214 SH SOLE NONE 0 0 12214 PDC ENERGY INC COM 69327R101 562 11522 SH SOLE NONE 0 0 11522 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 211 14000 SH SOLE NONE 0 0 14000 PALANTIR TECHNOLOGIES INC CL A 69608A108 556 30504 SH SOLE NONE 0 0 30504 PAYPAL HLDGS INC COM 70450Y103 3034 16088 SH SOLE NONE 0 0 16088 PENSKE AUTOMOTIVE GRP INC COM 70959W103 7795 72699 SH SOLE NONE 0 0 72699 PERFICIENT INC COM 71375U101 1838 14217 SH SOLE NONE 0 0 14217 PHYSICIANS RLTY TR COM 71943U104 1145 60768 SH SOLE NONE 0 0 60768 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3724 36663 SH SOLE NONE 0 0 36663 PRICE T ROWE GROUP INC COM 74144T108 287 1457 SH SOLE NONE 0 0 1457 PROLOGIS INC. 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INC COM 78409V104 505 1071 SH SOLE NONE 0 0 1071 SL GREEN RLTY CORP COM 78440X804 1099 15331 SH SOLE NONE 0 0 15331 SPDR S&P 500 ETF TR TR UNIT 78462F103 7589 15979 SH SOLE NONE 0 0 15979 SPDR S&P 500 ETF TR TR UNIT 78462F103 333946 703100 SH Put SOLE NONE 0 0 703100 SPDR GOLD TR GOLD SHS 78463V107 219 1282 SH SOLE NONE 0 0 1282 SPDR SER TR PRTFLO S&P500 GW 78464A409 446 6160 SH SOLE NONE 0 0 6160 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 6229 17143 SH SOLE NONE 0 0 17143 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 661 1276 SH SOLE NONE 0 0 1276 SALESFORCE COM INC COM 79466L302 1897 7465 SH SOLE NONE 0 0 7465 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1208 8572 SH SOLE NONE 0 0 8572 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1102 5393 SH SOLE NONE 0 0 5393 SELECT SECTOR SPDR TR ENERGY 81369Y506 365 6569 SH SOLE NONE 0 0 6569 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 298 2817 SH SOLE NONE 0 0 2817 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2360 13575 SH SOLE NONE 0 0 13575 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 339 6534 SH SOLE NONE 0 0 6534 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 207 2900 SH SOLE NONE 0 0 2900 SENESTECH INC COM NEW 81720R208 44 44500 SH SOLE NONE 0 0 44500 SENSIENT TECHNOLOGIES CORP COM 81725T100 2105 21041 SH SOLE NONE 0 0 21041 SENSUS HEALTHCARE INC COM 81728J109 157 21714 SH SOLE NONE 0 0 21714 SERVICENOW INC COM 81762P102 302 466 SH SOLE NONE 0 0 466 SHOPIFY INC CL A 82509L107 1072 778 SH SOLE NONE 0 0 778 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 139 14000 SH SOLE NONE 0 0 14000 SIRIUS XM HOLDINGS INC COM 82968B103 5505 866860 SH SOLE NONE 0 0 866860 SKYWORKS SOLUTIONS INC COM 83088M102 240 1550 SH SOLE NONE 0 0 1550 SONOS INC COM 83570H108 382 12846 SH SOLE NONE 0 0 12846 SPECTRUM PHARMACEUTICALS INC COM 84763A108 22 17200 SH SOLE NONE 0 0 17200 STARWOOD PPTY TR INC COM 85571B105 274 11250 SH SOLE NONE 0 0 11250 TESLA INC COM 88160R101 7182 6796 SH SOLE NONE 0 0 6796 THE TRADE DESK INC COM CL A 88339J105 776 8470 SH SOLE NONE 0 0 8470 3M CO COM 88579Y101 8858 49865 SH SOLE NONE 0 0 49865 TILRAY INC COM CL 2 88688T100 72 10270 SH SOLE NONE 0 0 10270 TOPBUILD CORP COM 89055F103 1908 6913 SH SOLE NONE 0 0 6913 TOWNEBANK PORTSMOUTH VA COM 89214P109 632 20000 SH SOLE NONE 0 0 20000 TRUIST FINL CORP COM 89832Q109 1359 23217 SH SOLE NONE 0 0 23217 TWILIO INC CL A 90138F102 1350 5127 SH SOLE NONE 0 0 5127 UNITEDHEALTH GROUP INC COM 91324P102 9183 18290 SH SOLE NONE 0 0 18290 UNIVERSAL DISPLAY CORP COM 91347P105 256 1550 SH SOLE NONE 0 0 1550 VALERO ENERGY CORP COM 91913Y100 543 7233 SH SOLE NONE 0 0 7233 VANECK ETF TRUST BDC INCOME ETF 92189F411 181 10500 SH SOLE NONE 0 0 10500 VANECK ETF TRUST PREFERRED SECURT 92189F429 296 13500 SH SOLE NONE 0 0 13500 VANECK ETF TRUST CEF MUNI INCOME 92189F460 207 7000 SH SOLE NONE 0 0 7000 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 463 1498 SH SOLE NONE 0 0 1498 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 318 1196 SH SOLE NONE 0 0 1196 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 562 6910 SH SOLE NONE 0 0 6910 VERIZON COMMUNICATIONS INC COM 92343V104 4050 77943 SH SOLE NONE 0 0 77943 VISA INC COM CL A 92826C839 4363 20131 SH SOLE NONE 0 0 20131 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 221 23245 SH SOLE NONE 0 0 23245 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 141 24196 SH SOLE NONE 0 0 24196 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 464 31050 SH SOLE NONE 0 0 31050 WP CAREY INC COM 92936U109 767 9353 SH SOLE NONE 0 0 9353 WEC ENERGY GROUP INC COM 92939U106 514 5295 SH SOLE NONE 0 0 5295 WASTE MGMT INC DEL COM 94106L109 1067 6393 SH SOLE NONE 0 0 6393 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 381 41629 SH SOLE NONE 0 0 41629 ALLSPRING MULTI SECTOR INCOM COM 94987D101 145 11000 SH SOLE NONE 0 0 11000 WELLTOWER INC COM 95040Q104 677 7894 SH SOLE NONE 0 0 7894 WESTERN ASSET HIGH INCOME OP COM 95766K109 196 37767 SH SOLE NONE 0 0 37767 WESTERN AST INFL LKD OPP & I COM 95766R104 251 18500 SH SOLE NONE 0 0 18500 WESTERN ASSET HIGH YIELD DEF COM 95768B107 173 11000 SH SOLE NONE 0 0 11000 XCEL ENERGY INC COM 98389B100 224 3316 SH SOLE NONE 0 0 3316 ZSCALER INC COM 98980G102 453 1409 SH SOLE NONE 0 0 1409 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 219 1187 SH SOLE NONE 0 0 1187 ATLASSIAN CORP PLC CL A G06242104 394 1033 SH SOLE NONE 0 0 1033 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3982 9605 SH SOLE NONE 0 0 9605 EATON CORP PLC SHS G29183103 970 5614 SH SOLE NONE 0 0 5614 HORIZON THERAPEUTICS PUB L SHS G46188101 636 5896 SH SOLE NONE 0 0 5896 ICON PLC SHS G4705A100 291 940 SH SOLE NONE 0 0 940 JOHNSON CTLS INTL PLC SHS G51502105 683 8407 SH SOLE NONE 0 0 8407 LINDE PLC SHS G5494J103 561 1621 SH SOLE NONE 0 0 1621 MEDTRONIC PLC SHS G5960L103 5412 52314 SH SOLE NONE 0 0 52314 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 332 16000 SH SOLE NONE 0 0 16000 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 8834 78189 SH SOLE NONE 0 0 78189 TRITON INTL LTD CL A G9078F107 575 9543 SH SOLE NONE 0 0 9543 INMODE LTD SHS M5425M103 1227 17380 SH SOLE NONE 0 0 17380 PERION NETWORK LTD SHS NEW M78673114 204 8500 SH SOLE NONE 0 0 8500 ASML HOLDING N V N Y REGISTRY SHS N07059210 570 715 SH SOLE NONE 0 0 715 SCORPIO TANKERS INC SHS Y7542C130 128 10000 SH SOLE NONE 0 0 10000