0001606587-21-000136.txt : 20210201
0001606587-21-000136.hdr.sgml : 20210201
20210201122700
ACCESSION NUMBER: 0001606587-21-000136
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
EFFECTIVENESS DATE: 20210201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC
CENTRAL INDEX KEY: 0001666789
IRS NUMBER: 352145824
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17380
FILM NUMBER: 21575666
BUSINESS ADDRESS:
STREET 1: 8801 RIVER CROSSING BLVD
STREET 2: SUITE 100
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
BUSINESS PHONE: 317-705-5700
MAIL ADDRESS:
STREET 1: 8801 RIVER CROSSING BLVD
STREET 2: SUITE 100
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666789
XXXXXXXX
12-31-2020
12-31-2020
false
Sheaff Brock Investment Advisors, LLC
8801 River Crossing Blvd
Suite 100
Indianapolis
IN
46240
13F HOLDINGS REPORT
028-17380
N
Audrey Kurzawa
Chief Compliance Officer
317-705-5700
Audrey Kurzawa
Indianapolis
IN
02-01-2021
0
483
1194125
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AFLAC INC
COM
001055102
344
7733
SH
SOLE
None
0
0
7733
AGNC INVT CORP
COM
00123Q104
403
25816
SH
SOLE
None
0
0
25816
AT&T INC
COM
00206R102
4701
163459
SH
SOLE
None
0
0
163459
ARK ETF TR
GENOMIC REV ETF
00214Q302
941
10085
SH
SOLE
None
0
0
10085
ABBOTT LABS
COM
002824100
1244
11366
SH
SOLE
None
0
0
11366
ABBVIE INC
COM
00287Y109
9307
86858
SH
SOLE
None
0
0
86858
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
172
19479
SH
SOLE
None
0
0
19479
ACTIVISION BLIZZARD INC
COM
00507V109
917
9875
SH
SOLE
None
0
0
9875
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1268
2535
SH
SOLE
None
0
0
2535
ADVANCED MICRO DEVICES INC
COM
007903107
2710
29545
SH
SOLE
None
0
0
29545
AIR PRODS & CHEMS INC
COM
009158106
411
1506
SH
SOLE
None
0
0
1506
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
812
4556
SH
SOLE
None
0
0
4556
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2638
11334
SH
SOLE
None
0
0
11334
ALLSTATE CORP
COM
020002101
6905
62814
SH
SOLE
None
0
0
62814
ALPHABET INC
CAP STK CL C
02079K107
3779
2157
SH
SOLE
None
0
0
2157
ALPHABET INC
CAP STK CL A
02079K305
5223
2980
SH
SOLE
None
0
0
2980
ALTRIA GROUP INC
COM
02209S103
2909
70961
SH
SOLE
None
0
0
70961
AMAZON COM INC
COM
023135106
47698
14645
SH
SOLE
None
0
0
14645
AMEREN CORP
COM
023608102
423
5415
SH
SOLE
None
0
0
5415
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
798
54858
SH
SOLE
None
0
0
54858
AMERICAN AIRLS GROUP INC
COM
02376R102
398
25236
SH
SOLE
None
0
0
25236
AMERICAN ELEC PWR CO INC
COM
025537101
263
3156
SH
SOLE
None
0
0
3156
AMERICAN EXPRESS CO
COM
025816109
1652
13665
SH
SOLE
None
0
0
13665
AMERICAN TOWER CORP NEW
COM
03027X100
861
3834
SH
SOLE
None
0
0
3834
AMETEK INC
COM
031100100
3515
29068
SH
SOLE
None
0
0
29068
AMGEN INC
COM
031162100
7634
33201
SH
SOLE
None
0
0
33201
AMPIO PHARMACEUTICALS INC
COM
03209T109
38
24000
SH
SOLE
None
0
0
24000
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
423
50005
SH
SOLE
None
0
0
50005
APPLE INC
COM
037833100
161969
1220653
SH
SOLE
None
0
0
1220653
APPLIED MATLS INC
COM
038222105
306
3551
SH
SOLE
None
0
0
3551
ARCHER DANIELS MIDLAND CO
COM
039483102
471
9352
SH
SOLE
None
0
0
9352
ARES CAPITAL CORP
COM
04010L103
859
50884
SH
SOLE
None
0
0
50884
ARLINGTON ASSET INVST CORP
CL A NEW
041356205
43
11445
SH
SOLE
None
0
0
11445
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
112
10380
SH
SOLE
None
0
0
10380
AUTODESK INC
COM
052769106
1344
4401
SH
SOLE
None
0
0
4401
AUTOMATIC DATA PROCESSING IN
COM
053015103
856
4861
SH
SOLE
None
0
0
4861
AUTONATION INC
COM
05329W102
298
4268
SH
SOLE
None
0
0
4268
AVALONBAY CMNTYS INC
COM
053484101
618
3853
SH
SOLE
None
0
0
3853
AXON ENTERPRISE INC
COM
05464C101
426
3477
SH
SOLE
None
0
0
3477
BP PLC
SPONSORED ADR
055622104
308
15012
SH
SOLE
None
0
0
15012
B. RILEY FINANCIAL INC
COM
05580M108
243
5500
SH
SOLE
None
0
0
5500
BNY MELLON ALCENTRA GLOBAL C
COM
05588N108
85
10000
SH
SOLE
None
0
0
10000
BADGER METER INC
COM
056525108
1787
19000
SH
SOLE
None
0
0
19000
BANCO SANTANDER S.A.
ADR
05964H105
81
26646
SH
SOLE
None
0
0
26646
BK OF AMERICA CORP
COM
060505104
3940
130001
SH
SOLE
None
0
0
130001
BEAM THERAPEUTICS INC
COM
07373V105
204
2500
SH
SOLE
None
0
0
2500
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
4522
13
SH
SOLE
None
0
0
13
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3721
16046
SH
SOLE
None
0
0
16046
BEST BUY INC
COM
086516101
5244
52552
SH
SOLE
None
0
0
52552
BLACKROCK INC
COM
09247X101
212
294
SH
SOLE
None
0
0
294
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
313
20248
SH
SOLE
None
0
0
20248
BLACKROCK MUN INCOME INVT TR
SHS BEN INT
09248H105
178
13292
SH
SOLE
None
0
0
13292
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
387
45694
SH
SOLE
None
0
0
45694
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
329
28768
SH
SOLE
None
0
0
28768
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
181
17284
SH
SOLE
None
0
0
17284
BLACKROCK FLOATING RATE INCO
COM
09255X100
529
43700
SH
SOLE
None
0
0
43700
BLACKSTONE GROUP INC
COM CL A
09260D107
785
12119
SH
SOLE
None
0
0
12119
BOEING CO
COM
097023105
7809
36480
SH
SOLE
None
0
0
36480
BOOKING HOLDINGS INC
COM
09857L108
479
215
SH
SOLE
None
0
0
215
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1048
12020
SH
SOLE
None
0
0
12020
BRISTOL-MYERS SQUIBB CO
COM
110122108
248
4000
SH
Call
SOLE
None
0
0
4000
BRISTOL-MYERS SQUIBB CO
COM
110122108
8125
130992
SH
SOLE
None
0
0
130992
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
15
21667
SH
SOLE
None
0
0
21667
BROADCOM INC
COM
11135F101
5568
12716
SH
SOLE
None
0
0
12716
BROOKDALE SR LIVING INC
COM
112463104
91
20500
SH
SOLE
None
0
0
20500
CIGNA CORP NEW
COM
125523100
392
1885
SH
SOLE
None
0
0
1885
CME GROUP INC
COM
12572Q105
3854
21169
SH
SOLE
None
0
0
21169
CSX CORP
COM
126408103
1320
14547
SH
SOLE
None
0
0
14547
CVS HEALTH CORP
COM
126650100
1554
22758
SH
SOLE
None
0
0
22758
CADENCE DESIGN SYSTEM INC
COM
127387108
1482
10865
SH
SOLE
None
0
0
10865
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
251
18526
SH
SOLE
None
0
0
18526
CALAMOS GBL DYN INCOME FUND
COM
12811L107
130
13635
SH
SOLE
None
0
0
13635
CAMPBELL SOUP CO
COM
134429109
262
5425
SH
SOLE
None
0
0
5425
CANADIAN NATL RY CO
COM
136375102
201
1828
SH
SOLE
None
0
0
1828
CANOPY GROWTH CORP
COM
138035100
585
23726
SH
SOLE
None
0
0
23726
CARMAX INC
COM
143130102
312
3305
SH
SOLE
None
0
0
3305
CARNIVAL CORP
UNIT 99/99/9999
143658300
339
15661
SH
SOLE
None
0
0
15661
CATERPILLAR INC
COM
149123101
1419
7795
SH
SOLE
None
0
0
7795
CELSIUS HLDGS INC
COM NEW
15118V207
415
8250
SH
SOLE
None
0
0
8250
CENTENE CORP DEL
COM
15135B101
385
6408
SH
SOLE
None
0
0
6408
CHEVRON CORP NEW
COM
166764100
3449
40845
SH
SOLE
None
0
0
40845
CHIMERA INVT CORP
COM NEW
16934Q208
164
15972
SH
SOLE
None
0
0
15972
CHIPOTLE MEXICAN GRILL INC
COM
169656105
219
158
SH
SOLE
None
0
0
158
CHURCHILL DOWNS INC
COM
171484108
224
1150
SH
SOLE
None
0
0
1150
CIENA CORP
COM NEW
171779309
221
4173
SH
SOLE
None
0
0
4173
CISCO SYS INC
COM
17275R102
12960
289598
SH
SOLE
None
0
0
289598
CINTAS CORP
COM
172908105
1207
3414
SH
SOLE
None
0
0
3414
CITIGROUP INC
COM NEW
172967424
1728
28022
SH
SOLE
None
0
0
28022
CLEVELAND-CLIFFS INC NEW
COM
185899101
560
38452
SH
SOLE
None
0
0
38452
COCA COLA CO
COM
191216100
3847
70157
SH
SOLE
None
0
0
70157
COHEN & STEERS QUALITY INCOM
COM
19247L106
141
11370
SH
SOLE
None
0
0
11370
COLGATE PALMOLIVE CO
COM
194162103
910
10638
SH
SOLE
None
0
0
10638
COMCAST CORP NEW
CL A
20030N101
1798
34318
SH
SOLE
None
0
0
34318
COMERICA INC
COM
200340107
285
5108
SH
SOLE
None
0
0
5108
COMPASS DIVERSIFIED
SH BEN INT
20451Q104
459
23600
SH
SOLE
None
0
0
23600
CONOCOPHILLIPS
COM
20825C104
664
16614
SH
SOLE
None
0
0
16614
CONSOLIDATED EDISON INC
COM
209115104
258
3572
SH
SOLE
None
0
0
3572
CONSTELLATION BRANDS INC
CL A
21036P108
330
1506
SH
SOLE
None
0
0
1506
CORNERSTONE STRATEGIC VALUE
COM
21924B302
180
15346
SH
SOLE
None
0
0
15346
CORNERSTONE TOTAL RETURN FD
COM
21924U300
114
10042
SH
SOLE
None
0
0
10042
CORNING INC
COM
219350105
1532
42567
SH
SOLE
None
0
0
42567
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
627
24049
SH
SOLE
None
0
0
24049
CORTEVA INC
COM
22052L104
283
7311
SH
SOLE
None
0
0
7311
COSTCO WHSL CORP NEW
COM
22160K105
1335
3542
SH
SOLE
None
0
0
3542
CRONOS GROUP INC
COM
22717L101
69
10010
SH
SOLE
None
0
0
10010
CROWDSTRIKE HLDGS INC
CL A
22788C105
808
3814
SH
SOLE
None
0
0
3814
CROWN CASTLE INTL CORP NEW
COM
22822V101
458
2880
SH
SOLE
None
0
0
2880
CUMMINS INC
COM
231021106
1408
6199
SH
SOLE
None
0
0
6199
D R HORTON INC
COM
23331A109
1465
21257
SH
SOLE
None
0
0
21257
DTE ENERGY CO
COM
233331107
317
2609
SH
SOLE
None
0
0
2609
DANAHER CORPORATION
COM
235851102
1072
4827
SH
SOLE
None
0
0
4827
DEERE & CO
COM
244199105
783
2910
SH
SOLE
None
0
0
2910
DELTA AIR LINES INC DEL
COM NEW
247361702
5082
126376
SH
SOLE
None
0
0
126376
DIAMONDBACK ENERGY INC
COM
25278X109
247
5100
SH
SOLE
None
0
0
5100
DIGITAL RLTY TR INC
COM
253868103
1733
12419
SH
SOLE
None
0
0
12419
DIGITAL TURBINE INC
COM NEW
25400W102
324
5723
SH
SOLE
None
0
0
5723
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
1327
20011
SH
SOLE
None
0
0
20011
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
610
10028
SH
SOLE
None
0
0
10028
DIREXION SHS ETF TR
DLY ENRGY BULL2X
25460G609
208
14500
SH
SOLE
None
0
0
14500
DISNEY WALT CO
COM
254687106
14667
80954
SH
SOLE
None
0
0
80954
DISCOVER FINL SVCS
COM
254709108
7621
84179
SH
SOLE
None
0
0
84179
DOLLAR GEN CORP NEW
COM
256677105
1339
6365
SH
SOLE
None
0
0
6365
DOMINION ENERGY INC
COM
25746U109
641
8521
SH
SOLE
None
0
0
8521
DOW INC
COM
260557103
596
10739
SH
SOLE
None
0
0
10739
DRAFTKINGS INC
COM CL A
26142R104
562
12067
SH
SOLE
None
0
0
12067
DUKE REALTY CORP
COM NEW
264411505
1605
40157
SH
SOLE
None
0
0
40157
DUKE ENERGY CORP NEW
COM NEW
26441C204
1253
13684
SH
SOLE
None
0
0
13684
DUPONT DE NEMOURS INC
COM
26614N102
560
7872
SH
SOLE
None
0
0
7872
EMX RTY CORP
COM
26873J107
143
42732
SH
SOLE
None
0
0
42732
EASTGROUP PPTYS INC
COM
277276101
845
6118
SH
SOLE
None
0
0
6118
EATON VANCE ENHANCED EQUITY
COM
278274105
188
11639
SH
SOLE
None
0
0
11639
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
223
23048
SH
SOLE
None
0
0
23048
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
859
97945
SH
SOLE
None
0
0
97945
EATON VANCE RISK-MANAGED DIV
COM
27829G106
105
10125
SH
SOLE
None
0
0
10125
EBAY INC.
COM
278642103
893
17777
SH
SOLE
None
0
0
17777
EDWARDS LIFESCIENCES CORP
COM
28176E108
486
5329
SH
SOLE
None
0
0
5329
EMERSON ELEC CO
COM
291011104
437
5435
SH
SOLE
None
0
0
5435
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
53
10000
SH
SOLE
None
0
0
10000
ENBRIDGE INC
COM
29250N105
383
11967
SH
SOLE
None
0
0
11967
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
465
75279
SH
SOLE
None
0
0
75279
ENTEGRIS INC
COM
29362U104
1232
12824
SH
SOLE
None
0
0
12824
ENTERPRISE PRODS PARTNERS L
COM
293792107
1297
66209
SH
SOLE
None
0
0
66209
EVERSOURCE ENERGY
COM
30040W108
1367
15799
SH
SOLE
None
0
0
15799
EXACT SCIENCES CORP
COM
30063P105
468
3535
SH
SOLE
None
0
0
3535
EXELON CORP
COM
30161N101
219
5194
SH
SOLE
None
0
0
5194
EXXON MOBIL CORP
COM
30231G102
7583
183956
SH
SOLE
None
0
0
183956
FACEBOOK INC
CL A
30303M102
8599
31481
SH
SOLE
None
0
0
31481
FASTLY INC
CL A
31188V100
229
2617
SH
SOLE
None
0
0
2617
FEDEX CORP
COM
31428X106
351
1353
SH
SOLE
None
0
0
1353
FIDELITY COVINGTON TRUST
MSCI CONSM DIS
316092204
286
4000
SH
SOLE
None
0
0
4000
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
5253
134375
SH
SOLE
None
0
0
134375
FIRST TR ENERGY INCOME & GRO
COM
33738G104
107
10000
SH
SOLE
None
0
0
10000
FIRST US BANCSHARES INC
COM
33744V103
482
53416
SH
SOLE
None
0
0
53416
FISERV INC
COM
337738108
790
6938
SH
SOLE
None
0
0
6938
FLAHERTY & CRUMRINE PFD SECS
COM
338478100
326
13925
SH
SOLE
None
0
0
13925
FLAHERTY & CRUMRINE PFD INCO
COM
338480106
227
12000
SH
SOLE
None
0
0
12000
FLOWERS FOODS INC
COM
343498101
238
10500
SH
SOLE
None
0
0
10500
FOOT LOCKER INC
COM
344849104
533
13173
SH
SOLE
None
0
0
13173
FORD MTR CO DEL
COM
345370860
5080
577944
SH
SOLE
None
0
0
577944
FORMFACTOR INC
COM
346375108
1275
29642
SH
SOLE
None
0
0
29642
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
273
3183
SH
SOLE
None
0
0
3183
FREEPORT-MCMORAN INC
CL B
35671D857
291
11175
SH
SOLE
None
0
0
11175
GABELLI EQUITY TR INC
COM
362397101
178
28452
SH
SOLE
None
0
0
28452
GABELLI MULTIMEDIA TR INC
COM
36239Q109
115
14503
SH
SOLE
None
0
0
14503
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
309
25868
SH
SOLE
None
0
0
25868
GALLAGHER ARTHUR J & CO
COM
363576109
1744
14100
SH
SOLE
None
0
0
14100
GENERAL ELECTRIC CO
COM
369604103
1162
107594
SH
SOLE
None
0
0
107594
GENERAL MLS INC
COM
370334104
355
6039
SH
SOLE
None
0
0
6039
GENERAL MTRS CO
COM
37045V100
200
4812
SH
SOLE
None
0
0
4812
GENUINE PARTS CO
COM
372460105
4853
48323
SH
SOLE
None
0
0
48323
GETTY RLTY CORP NEW
COM
374297109
696
25276
SH
SOLE
None
0
0
25276
GILEAD SCIENCES INC
COM
375558103
517
8866
SH
SOLE
None
0
0
8866
GLOBUS MED INC
CL A
379577208
2051
31449
SH
SOLE
None
0
0
31449
GLOBE LIFE INC
COM
37959E102
5189
54649
SH
SOLE
None
0
0
54649
GODADDY INC
CL A
380237107
963
11611
SH
SOLE
None
0
0
11611
GOLDMAN SACHS GROUP INC
COM
38141G104
6022
22837
SH
SOLE
None
0
0
22837
GRACO INC
COM
384109104
262
3625
SH
SOLE
None
0
0
3625
GRAINGER W W INC
COM
384802104
214
525
SH
SOLE
None
0
0
525
GUGGENHEIM ENHANCED EQUITY I
COM
40167B100
66
10000
SH
SOLE
None
0
0
10000
HANNON ARMSTRONG SUST INFR C
COM
41068X100
367
5780
SH
SOLE
None
0
0
5780
HEALTHPEAK PROPERTIES INC
COM
42250P103
929
30746
SH
SOLE
None
0
0
30746
HOME DEPOT INC
COM
437076102
10578
39826
SH
SOLE
None
0
0
39826
HONEYWELL INTL INC
COM
438516106
930
4371
SH
SOLE
None
0
0
4371
HORMEL FOODS CORP
COM
440452100
578
12411
SH
SOLE
None
0
0
12411
HORIZON TECHNOLOGY FIN CORP
COM
44045A102
152
11498
SH
SOLE
None
0
0
11498
HOST HOTELS & RESORTS INC
COM
44107P104
693
47395
SH
SOLE
None
0
0
47395
HUMANA INC
COM
444859102
865
2108
SH
SOLE
None
0
0
2108
HUNTINGTON BANCSHARES INC
COM
446150104
367
29072
SH
SOLE
None
0
0
29072
IDEXX LABS INC
COM
45168D104
1376
2752
SH
SOLE
None
0
0
2752
ILLINOIS TOOL WKS INC
COM
452308109
420
2060
SH
SOLE
None
0
0
2060
INNOVATIVE INDL PPTYS INC
COM
45781V101
9025
49282
SH
SOLE
None
0
0
49282
INTEL CORP
COM
458140100
3028
60770
SH
SOLE
None
0
0
60770
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
422
3659
SH
SOLE
None
0
0
3659
INTERNATIONAL BUSINESS MACHS
COM
459200101
1809
14375
SH
SOLE
None
0
0
14375
INTERNATIONAL PAPER CO
COM
460146103
493
9914
SH
SOLE
None
0
0
9914
INVESCO QQQ TR
UNIT SER 1
46090E103
8573
27324
SH
SOLE
None
0
0
27324
INTUIT
COM
461202103
1154
3038
SH
SOLE
None
0
0
3038
INTUITIVE SURGICAL INC
COM NEW
46120E602
595
727
SH
SOLE
None
0
0
727
INVESCO MUN TR
COM
46131J103
290
22646
SH
SOLE
None
0
0
22646
INVESCO MUNI INCOME OPP TRST
COM
46132X101
79
10000
SH
SOLE
None
0
0
10000
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
371
2912
SH
SOLE
None
0
0
2912
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
267
15352
SH
SOLE
None
0
0
15352
INVESCO EXCHANGE TRADED FD T
GBL LISTED PVT
46137V589
282
20895
SH
SOLE
None
0
0
20895
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
422
27632
SH
SOLE
None
0
0
27632
INVITAE CORP
COM
46185L103
225
5380
SH
SOLE
None
0
0
5380
IRON MTN INC NEW
COM
46284V101
6048
205140
SH
SOLE
None
0
0
205140
ISHARES TR
SELECT DIVID ETF
464287168
562
5846
SH
SOLE
None
0
0
5846
ISHARES TR
CORE S&P500 ETF
464287200
200
531
SH
SOLE
None
0
0
531
ISHARES TR
CORE US AGGBD ET
464287226
319
2698
SH
SOLE
None
0
0
2698
ISHARES TR
IBOXX INV CP ETF
464287242
395
2857
SH
SOLE
None
0
0
2857
ISHARES TR
NASDAQ BIOTECH
464287556
257
1694
SH
SOLE
None
0
0
1694
ISHARES TR
S&P MC 400GR ETF
464287606
399
5524
SH
SOLE
None
0
0
5524
ISHARES TR
RUS 1000 GRW ETF
464287614
371
1540
SH
SOLE
None
0
0
1540
ISHARES TR
RUS 2000 GRW ETF
464287648
318
1109
SH
SOLE
None
0
0
1109
ISHARES TR
RUSSELL 2000 ETF
464287655
555
2829
SH
SOLE
None
0
0
2829
ISHARES TR
CORE S&P SCP ETF
464287804
280
3049
SH
SOLE
None
0
0
3049
ISHARES TR
S&P SML 600 GWT
464287887
496
4340
SH
SOLE
None
0
0
4340
ISHARES TR
PFD AND INCM SEC
464288687
710
18429
SH
SOLE
None
0
0
18429
ISHARES TR
MSCI USA MMENTM
46432F396
2823
17500
SH
SOLE
None
0
0
17500
ISHARES TR
CORE 1 5 YR USD
46432F859
310
6000
SH
SOLE
None
0
0
6000
ISHARES TR
0-5YR INVT GR CP
46434V100
313
6000
SH
SOLE
None
0
0
6000
I3 VERTICALS INC
COM CL A
46571Y107
255
7692
SH
SOLE
None
0
0
7692
JPMORGAN CHASE & CO
COM
46625H100
13296
104635
SH
SOLE
None
0
0
104635
JOHNSON & JOHNSON
COM
478160104
6503
41320
SH
SOLE
None
0
0
41320
KLA CORP
COM NEW
482480100
6895
26630
SH
SOLE
None
0
0
26630
KIMBERLY-CLARK CORP
COM
494368103
688
5104
SH
SOLE
None
0
0
5104
KINDER MORGAN INC DEL
COM
49456B101
388
28377
SH
SOLE
None
0
0
28377
KITE RLTY GROUP TR
COM NEW
49803T300
180
12043
SH
SOLE
None
0
0
12043
KRAFT HEINZ CO
COM
500754106
718
20706
SH
SOLE
None
0
0
20706
LPL FINL HLDGS INC
COM
50212V100
1108
10629
SH
SOLE
None
0
0
10629
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1093
5369
SH
SOLE
None
0
0
5369
LAM RESEARCH CORP
COM
512807108
603
1277
SH
SOLE
None
0
0
1277
LAS VEGAS SANDS CORP
COM
517834107
680
11416
SH
SOLE
None
0
0
11416
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
1787
258992
SH
SOLE
None
0
0
258992
LILLY ELI & CO
COM
532457108
8964
53090
SH
SOLE
None
0
0
53090
LINCOLN NATL CORP IND
COM
534187109
478
9495
SH
SOLE
None
0
0
9495
LOCKHEED MARTIN CORP
COM
539830109
6535
18408
SH
SOLE
None
0
0
18408
LOWES COS INC
COM
548661107
2372
14780
SH
SOLE
None
0
0
14780
LULULEMON ATHLETICA INC
COM
550021109
313
900
SH
SOLE
None
0
0
900
M & T BK CORP
COM
55261F104
509
4000
SH
SOLE
None
0
0
4000
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
229
37500
SH
SOLE
None
0
0
37500
MPLX LP
COM UNIT REP LTD
55336V100
349
16138
SH
SOLE
None
0
0
16138
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
658
15500
SH
SOLE
None
0
0
15500
MAIN STR CAP CORP
COM
56035L104
334
10345
SH
SOLE
None
0
0
10345
MARATHON PETE CORP
COM
56585A102
264
6387
SH
SOLE
None
0
0
6387
MARRIOTT INTL INC NEW
CL A
571903202
340
2580
SH
SOLE
None
0
0
2580
MASTERCARD INCORPORATED
CL A
57636Q104
4375
12258
SH
SOLE
None
0
0
12258
MCDONALDS CORP
COM
580135101
2147
10008
SH
SOLE
None
0
0
10008
MEDALLION FINL CORP
COM
583928106
118
24000
SH
SOLE
None
0
0
24000
MEDICAL PPTYS TRUST INC
COM
58463J304
730
33503
SH
SOLE
None
0
0
33503
MERCADOLIBRE INC
COM
58733R102
479
286
SH
SOLE
None
0
0
286
MERCK & CO. INC
COM
58933Y105
6047
73930
SH
SOLE
None
0
0
73930
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
177
35000
SH
SOLE
None
0
0
35000
MICROSOFT CORP
COM
594918104
200
900
SH
Call
SOLE
None
0
0
900
MICROSOFT CORP
COM
594918104
12675
56989
SH
SOLE
None
0
0
56989
MICRON TECHNOLOGY INC
COM
595112103
905
12034
SH
SOLE
None
0
0
12034
MID-AMER APT CMNTYS INC
COM
59522J103
761
6009
SH
SOLE
None
0
0
6009
MIDDLEBY CORP
COM
596278101
405
3140
SH
SOLE
None
0
0
3140
MODERNA INC
COM
60770K107
667
6384
SH
SOLE
None
0
0
6384
MONDELEZ INTL INC
CL A
609207105
1612
27575
SH
SOLE
None
0
0
27575
MORGAN STANLEY
COM NEW
617446448
211
3082
SH
SOLE
None
0
0
3082
NIO INC
SPON ADS
62914V106
341
8500
SH
Call
SOLE
None
0
0
8500
NIO INC
SPON ADS
62914V106
315
6470
SH
SOLE
None
0
0
6470
NATIONAL BANKSHARES INC VA
COM
634865109
202
6464
SH
SOLE
None
0
0
6464
NETFLIX INC
COM
64110L106
541
1000
SH
Call
SOLE
None
0
0
1000
NETFLIX INC
COM
64110L106
6351
11745
SH
SOLE
None
0
0
11745
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
114
13096
SH
SOLE
None
0
0
13096
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
189
19051
SH
SOLE
None
0
0
19051
NEW YORK MTG TR INC
COM PAR $.02
649604501
77
20825
SH
SOLE
None
0
0
20825
NEWMONT CORP
COM
651639106
201
3360
SH
SOLE
None
0
0
3360
NEXTERA ENERGY INC
COM
65339F101
1071
13885
SH
SOLE
None
0
0
13885
NIKE INC
CL B
654106103
1949
13779
SH
SOLE
None
0
0
13779
NOKIA CORP
SPONSORED ADR
654902204
152
38994
SH
SOLE
None
0
0
38994
NORFOLK SOUTHN CORP
COM
655844108
592
2493
SH
SOLE
None
0
0
2493
NORTHROP GRUMMAN CORP
COM
666807102
316
1036
SH
SOLE
None
0
0
1036
NUSTAR ENERGY LP
UNIT COM
67058H102
186
12905
SH
SOLE
None
0
0
12905
NVIDIA CORPORATION
COM
67066G104
208
400
SH
Call
SOLE
None
0
0
400
NVIDIA CORPORATION
COM
67066G104
10179
19492
SH
SOLE
None
0
0
19492
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
223
14533
SH
SOLE
None
0
0
14533
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
259
20129
SH
SOLE
None
0
0
20129
NUVEEN S&P 500 DYNAMIC OVERW
COM
6706EW100
473
31041
SH
SOLE
None
0
0
31041
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
328
20349
SH
SOLE
None
0
0
20349
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
276
16466
SH
SOLE
None
0
0
16466
NUVEEN PFD & INCM SECURTIES
COM
67072C105
182
18707
SH
SOLE
None
0
0
18707
NUVEEN MULTI-MKT INCOME FD
COM
67075J107
72
10000
SH
SOLE
None
0
0
10000
NUVEEN CORPORATE INCM NOVEME
COM
67077N106
443
48167
SH
SOLE
None
0
0
48167
OAKTREE SPECIALTY LENDING CO
COM
67401P108
58
10450
SH
SOLE
None
0
0
10450
OCCIDENTAL PETE CORP
COM
674599105
0
10000
SH
Call
SOLE
None
0
0
10000
OKTA INC
CL A
679295105
428
1682
SH
SOLE
None
0
0
1682
OLD DOMINION FREIGHT LINE IN
COM
679580100
1032
5289
SH
SOLE
None
0
0
5289
OLD REP INTL CORP
COM
680223104
599
30390
SH
SOLE
None
0
0
30390
OMEROS CORP
COM
682143102
348
24330
SH
SOLE
None
0
0
24330
ONEOK INC NEW
COM
682680103
540
14081
SH
SOLE
None
0
0
14081
ORACLE CORP
COM
68389X105
3923
60645
SH
SOLE
None
0
0
60645
ORGANIGRAM HLDGS INC
COM
68620P101
14
10214
SH
SOLE
None
0
0
10214
PDC ENERGY INC
COM
69327R101
237
11522
SH
SOLE
None
0
0
11522
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
203
14000
SH
SOLE
None
0
0
14000
PNC FINL SVCS GROUP INC
COM
693475105
545
3659
SH
SOLE
None
0
0
3659
PPG INDS INC
COM
693506107
5071
35161
SH
SOLE
None
0
0
35161
PARKER-HANNIFIN CORP
COM
701094104
6458
23707
SH
SOLE
None
0
0
23707
PAYPAL HLDGS INC
COM
70450Y103
3297
14078
SH
SOLE
None
0
0
14078
PELOTON INTERACTIVE INC
CL A COM
70614W100
280
1845
SH
SOLE
None
0
0
1845
PEMBINA PIPELINE CORP
COM
706327103
213
9003
SH
SOLE
None
0
0
9003
PENNANTPARK INVT CORP
COM
708062104
52
11340
SH
SOLE
None
0
0
11340
PENNANTPARK FLOATING RATE CA
COM
70806A106
134
12730
SH
SOLE
None
0
0
12730
PEPSICO INC
COM
713448108
1894
12774
SH
SOLE
None
0
0
12774
PFIZER INC
COM
717081103
3483
94630
SH
SOLE
None
0
0
94630
PHILIP MORRIS INTL INC
COM
718172109
3324
40153
SH
SOLE
None
0
0
40153
PHILLIPS 66
COM
718546104
248
3546
SH
SOLE
None
0
0
3546
PHYSICIANS RLTY TR
COM
71943U104
741
41617
SH
SOLE
None
0
0
41617
PIMCO HIGH INCOME FD
COM SHS
722014107
235
38793
SH
SOLE
None
0
0
38793
PIMCO CORPORATE & INCOME OPP
COM
72201B101
218
12195
SH
SOLE
None
0
0
12195
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
3713
36390
SH
SOLE
None
0
0
36390
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
241
11375
SH
SOLE
None
0
0
11375
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
373
30002
SH
SOLE
None
0
0
30002
POLARIS INC
COM
731068102
738
7750
SH
SOLE
None
0
0
7750
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
202
4000
SH
SOLE
None
0
0
4000
PROCTER AND GAMBLE CO
COM
742718109
9959
71574
SH
SOLE
None
0
0
71574
PROLOGIS INC.
COM
74340W103
951
9541
SH
SOLE
None
0
0
9541
PROSHARES TR
PSHS ULTRA O&G
74347G705
219
3000
SH
SOLE
None
0
0
3000
PROSHARES TR
PSHS ULT S&P 500
74347R107
788
8622
SH
SOLE
None
0
0
8622
PROSHARES TR
PSHS ULTRA QQQ
74347R206
790
6860
SH
SOLE
None
0
0
6860
PROSHARES TR II
ULTRA VIX SHORT
74347W148
179
16800
SH
SOLE
None
0
0
16800
PROSHARES TR
ULTRAPRO QQQ
74347X831
1493
8215
SH
SOLE
None
0
0
8215
PROSPECT CAP CORP
COM
74348T102
466
86117
SH
SOLE
None
0
0
86117
PROSPERITY BANCSHARES INC
COM
743606105
926
13345
SH
SOLE
None
0
0
13345
PRUDENTIAL FINL INC
COM
744320102
748
9584
SH
SOLE
None
0
0
9584
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
265
4548
SH
SOLE
None
0
0
4548
PUBLIC STORAGE
COM
74460D109
810
3510
SH
SOLE
None
0
0
3510
PULTE GROUP INC
COM
745867101
574
13311
SH
SOLE
None
0
0
13311
PUTNAM MANAGED MUN INCOME TR
COM
746823103
864
107014
SH
SOLE
None
0
0
107014
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
238
51176
SH
SOLE
None
0
0
51176
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
280
66272
SH
SOLE
None
0
0
66272
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
164
12000
SH
SOLE
None
0
0
12000
QUALCOMM INC
COM
747525103
11919
78237
SH
SOLE
None
0
0
78237
RH
COM
74967X103
304
680
SH
SOLE
None
0
0
680
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
677
9471
SH
SOLE
None
0
0
9471
REALTY INCOME CORP
COM
756109104
257
4134
SH
SOLE
None
0
0
4134
REGIONS FINANCIAL CORP NEW
COM
7591EP100
7136
442700
SH
SOLE
None
0
0
442700
RING ENERGY INC
COM
76680V108
48
72400
SH
SOLE
None
0
0
72400
RITE AID CORP
COM
767754872
173
10927
SH
SOLE
None
0
0
10927
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
193
12000
SH
SOLE
None
0
0
12000
ROKU INC
COM CL A
77543R102
2374
7151
SH
SOLE
None
0
0
7151
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
315
8966
SH
SOLE
None
0
0
8966
S&P GLOBAL INC
COM
78409V104
1331
4048
SH
SOLE
None
0
0
4048
SPDR S&P 500 ETF TR
TR UNIT
78462F103
285122
762600
SH
Put
SOLE
None
0
0
762600
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6277
16789
SH
SOLE
None
0
0
16789
SPDR GOLD TR
GOLD SHS
78463V107
208
1167
SH
SOLE
None
0
0
1167
SPDR SER TR
PRTFLO S&P500 GW
78464A409
305
5517
SH
SOLE
None
0
0
5517
SPDR SER TR
S&P BIOTECH
78464A870
286
2032
SH
SOLE
None
0
0
2032
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
4792
15671
SH
SOLE
None
0
0
15671
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
540
1287
SH
SOLE
None
0
0
1287
SPDR SER TR
SPDR BLOOMBERG
78468R663
366
4000
SH
SOLE
None
0
0
4000
SALESFORCE COM INC
COM
79466L302
1292
5805
SH
SOLE
None
0
0
5805
SAREPTA THERAPEUTICS INC
COM
803607100
239
1400
SH
SOLE
None
0
0
1400
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
218
1700
SH
SOLE
None
0
0
1700
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
436
7318
SH
SOLE
None
0
0
7318
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
457
5132
SH
SOLE
None
0
0
5132
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
400
6233
SH
SOLE
None
0
0
6233
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
269
7143
SH
SOLE
None
0
0
7143
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
895
7885
SH
SOLE
None
0
0
7885
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
743
4623
SH
SOLE
None
0
0
4623
SELECT SECTOR SPDR TR
ENERGY
81369Y506
243
6406
SH
SOLE
None
0
0
6406
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
240
2706
SH
SOLE
None
0
0
2706
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1712
13165
SH
SOLE
None
0
0
13165
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
249
3975
SH
SOLE
None
0
0
3975
SEMPRA ENERGY
COM
816851109
396
3110
SH
SOLE
None
0
0
3110
SENSIENT TECHNOLOGIES CORP
COM
81725T100
1552
21041
SH
SOLE
None
0
0
21041
SENSUS HEALTHCARE INC
COM
81728J109
81
21000
SH
SOLE
None
0
0
21000
SERVICE PPTYS TR
COM SH BEN INT
81761L102
272
23638
SH
SOLE
None
0
0
23638
SERVICENOW INC
COM
81762P102
286
520
SH
SOLE
None
0
0
520
SHOPIFY INC
CL A
82509L107
1507
1331
SH
SOLE
None
0
0
1331
SIMON PPTY GROUP INC NEW
COM
828806109
1477
17314
SH
SOLE
None
0
0
17314
SIRIUS XM HOLDINGS INC
COM
82968B103
5414
849925
SH
SOLE
None
0
0
849925
SKYWORKS SOLUTIONS INC
COM
83088M102
392
2564
SH
SOLE
None
0
0
2564
SLACK TECHNOLOGIES INC
COM CL A
83088V102
365
8645
SH
SOLE
None
0
0
8645
SNAP ON INC
COM
833034101
926
5410
SH
SOLE
None
0
0
5410
SOUTHERN CO
COM
842587107
2029
33036
SH
SOLE
None
0
0
33036
SOUTHWEST AIRLS CO
COM
844741108
436
9349
SH
SOLE
None
0
0
9349
SPLUNK INC
COM
848637104
208
1224
SH
SOLE
None
0
0
1224
SQUARE INC
CL A
852234103
2436
11194
SH
SOLE
None
0
0
11194
STARBUCKS CORP
COM
855244109
1010
9440
SH
SOLE
None
0
0
9440
STARWOOD PPTY TR INC
COM
85571B105
203
10500
SH
SOLE
None
0
0
10500
STEEL DYNAMICS INC
COM
858119100
284
7699
SH
SOLE
None
0
0
7699
STORE CAP CORP
COM
862121100
1189
35005
SH
SOLE
None
0
0
35005
STRYKER CORPORATION
COM
863667101
765
3120
SH
SOLE
None
0
0
3120
SYNOPSYS INC
COM
871607107
1387
5351
SH
SOLE
None
0
0
5351
TJX COS INC NEW
COM
872540109
797
11676
SH
SOLE
None
0
0
11676
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
600
5500
SH
Call
SOLE
None
0
0
5500
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
519
2500
SH
Call
SOLE
None
0
0
2500
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
300
1445
SH
SOLE
None
0
0
1445
TARGET CORP
COM
87612E106
6932
39269
SH
SOLE
None
0
0
39269
TELADOC HEALTH INC
COM
87918A105
573
2866
SH
SOLE
None
0
0
2866
TESLA INC
COM
88160R101
7810
11067
SH
SOLE
None
0
0
11067
TEXAS INSTRS INC
COM
882508104
7699
46909
SH
SOLE
None
0
0
46909
TG THERAPEUTICS INC
COM
88322Q108
780
15000
SH
SOLE
None
0
0
15000
THE TRADE DESK INC
COM CL A
88339J105
688
859
SH
SOLE
None
0
0
859
THERMO FISHER SCIENTIFIC INC
COM
883556102
1321
2837
SH
SOLE
None
0
0
2837
3M CO
COM
88579Y101
8593
49163
SH
SOLE
None
0
0
49163
TIMKEN CO
COM
887389104
1231
15909
SH
SOLE
None
0
0
15909
TOPBUILD CORP
COM
89055F103
1172
6368
SH
SOLE
None
0
0
6368
TORONTO DOMINION BK ONT
COM NEW
891160509
254
4497
SH
SOLE
None
0
0
4497
TOTAL SE
SPONSORED ADS
89151E109
295
7032
SH
SOLE
None
0
0
7032
TOWNEBANK PORTSMOUTH VA
COM
89214P109
470
20000
SH
SOLE
None
0
0
20000
TRACTOR SUPPLY CO
COM
892356106
1264
8992
SH
SOLE
None
0
0
8992
TRANSUNION
COM
89400J107
1097
11058
SH
SOLE
None
0
0
11058
TRAVELERS COMPANIES INC
COM
89417E109
328
2335
SH
SOLE
None
0
0
2335
TRI CONTL CORP
COM
895436103
512
17376
SH
SOLE
None
0
0
17376
TRICO BANCSHARES
COM
896095106
3813
108079
SH
SOLE
None
0
0
108079
TRIMBLE INC
COM
896239100
503
7530
SH
SOLE
None
0
0
7530
TRUIST FINL CORP
COM
89832Q109
1193
24882
SH
SOLE
None
0
0
24882
TWILIO INC
CL A
90138F102
1845
5450
SH
SOLE
None
0
0
5450
TYSON FOODS INC
CL A
902494103
4767
73983
SH
SOLE
None
0
0
73983
US BANCORP DEL
COM NEW
902973304
413
8860
SH
SOLE
None
0
0
8860
UNILEVER PLC
SPON ADR NEW
904767704
225
3727
SH
SOLE
None
0
0
3727
UNION PAC CORP
COM
907818108
686
3295
SH
SOLE
None
0
0
3295
UNITED PARCEL SERVICE INC
CL B
911312106
8398
49868
SH
SOLE
None
0
0
49868
UNITEDHEALTH GROUP INC
COM
91324P102
6620
18877
SH
SOLE
None
0
0
18877
UNITY SOFTWARE INC
COM
91332U101
219
1425
SH
SOLE
None
0
0
1425
UNIVERSAL DISPLAY CORP
COM
91347P105
345
1500
SH
SOLE
None
0
0
1500
URSTADT BIDDLE PPTYS INC
CL A
917286205
536
37967
SH
SOLE
None
0
0
37967
VALERO ENERGY CORP
COM
91913Y100
401
7085
SH
SOLE
None
0
0
7085
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
267
13000
SH
SOLE
None
0
0
13000
VANECK VECTORS ETF TR
CEF MUN INCOME E
92189F460
200
7000
SH
SOLE
None
0
0
7000
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
284
1300
SH
SOLE
None
0
0
1300
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
315
2232
SH
SOLE
None
0
0
2232
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
670
3291
SH
SOLE
None
0
0
3291
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
469
3514
SH
SOLE
None
0
0
3514
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
322
3647
SH
SOLE
None
0
0
3647
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
443
4846
SH
SOLE
None
0
0
4846
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
210
2267
SH
SOLE
None
0
0
2267
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
230
1026
SH
SOLE
None
0
0
1026
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
575
6910
SH
SOLE
None
0
0
6910
VENTAS INC
COM
92276F100
238
4852
SH
SOLE
None
0
0
4852
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
908
2642
SH
SOLE
None
0
0
2642
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
265
2225
SH
SOLE
None
0
0
2225
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
312
3675
SH
SOLE
None
0
0
3675
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
371
2610
SH
SOLE
None
0
0
2610
VANGUARD INDEX FDS
MID CAP ETF
922908629
435
2102
SH
SOLE
None
0
0
2102
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
316
1800
SH
SOLE
None
0
0
1800
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
280
1700
SH
SOLE
None
0
0
1700
VANGUARD INDEX FDS
GROWTH ETF
922908736
561
2216
SH
SOLE
None
0
0
2216
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2190
11253
SH
SOLE
None
0
0
11253
VEREIT INC
COM
92339V308
754
19965
SH
SOLE
None
0
0
19965
VERIZON COMMUNICATIONS INC
COM
92343V104
9429
160496
SH
SOLE
None
0
0
160496
VIATRIS INC
COM
92556V106
200
10672
SH
SOLE
None
0
0
10672
VISA INC
COM CL A
92826C839
984
4500
SH
Call
SOLE
None
0
0
4500
VISA INC
COM CL A
92826C839
4834
22098
SH
SOLE
None
0
0
22098
VIRTUS GLOBAL DIVID & INCOME
COM
92835W107
88
10075
SH
SOLE
None
0
0
10075
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
503
30504
SH
SOLE
None
0
0
30504
WP CAREY INC
COM
92936U109
619
8767
SH
SOLE
None
0
0
8767
WEC ENERGY GROUP INC
COM
92939U106
338
3672
SH
SOLE
None
0
0
3672
WALMART INC
COM
931142103
10305
71487
SH
SOLE
None
0
0
71487
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1385
34741
SH
SOLE
None
0
0
34741
WASTE MGMT INC DEL
COM
94106L109
804
6817
SH
SOLE
None
0
0
6817
WELLS FARGO CO NEW
COM
949746101
717
23757
SH
SOLE
None
0
0
23757
WELLS FARGO ADVANTAGE INCOME
WF INC OPPTY FD
94987B105
311
38089
SH
SOLE
None
0
0
38089
WELLS FARGO ADV MULTI SCTR I
COM
94987D101
134
11000
SH
SOLE
None
0
0
11000
WELLTOWER INC
COM
95040Q104
519
8029
SH
SOLE
None
0
0
8029
WESTERN ASSET HIGH INCOME OP
COM
95766K109
114
22986
SH
SOLE
None
0
0
22986
WESTERN AST INFL LKD OPP & I
COM
95766R104
217
17500
SH
SOLE
None
0
0
17500
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
188
12200
SH
SOLE
None
0
0
12200
WILLIAMS COS INC
COM
969457100
215
10737
SH
SOLE
None
0
0
10737
WISDOMTREE TR
EM EX ST-OWNED
97717X578
250
6300
SH
SOLE
None
0
0
6300
WYNN RESORTS LTD
COM
983134107
237
2100
SH
SOLE
None
0
0
2100
XCEL ENERGY INC
COM
98389B100
242
3627
SH
SOLE
None
0
0
3627
YUM BRANDS INC
COM
988498101
366
3373
SH
SOLE
None
0
0
3373
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
1271
3307
SH
SOLE
None
0
0
3307
ZSCALER INC
COM
98980G102
261
1308
SH
SOLE
None
0
0
1308
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
585
1735
SH
SOLE
None
0
0
1735
ATLASSIAN CORP PLC
CL A
G06242104
234
1000
SH
SOLE
None
0
0
1000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2191
8389
SH
SOLE
None
0
0
8389
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
220
5100
SH
SOLE
None
0
0
5100
ENDO INTL PLC
SHS
G30401106
144
20000
SH
SOLE
None
0
0
20000
HORIZON THERAPEUTICS PUB L
SHS
G46188101
307
4200
SH
SOLE
None
0
0
4200
LINDE PLC
SHS
G5494J103
313
1186
SH
SOLE
None
0
0
1186
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1926
40524
SH
SOLE
None
0
0
40524
MEDTRONIC PLC
SHS
G5960L103
5673
48430
SH
SOLE
None
0
0
48430
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
445
17500
SH
SOLE
None
0
0
17500
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
470
7559
SH
SOLE
None
0
0
7559
TRITON INTL LTD
CL A
G9078F107
524
10793
SH
SOLE
None
0
0
10793
INMODE LTD
SHS
M5425M103
529
11150
SH
SOLE
None
0
0
11150
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
344
706
SH
SOLE
None
0
0
706