Chief Compliance Officer

0001606587-21-000136.txt : 20210201 0001606587-21-000136.hdr.sgml : 20210201 20210201122700 ACCESSION NUMBER: 0001606587-21-000136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 EFFECTIVENESS DATE: 20210201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 21575666 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 12-31-2020 12-31-2020 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 02-01-2021 0 483 1194125 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFLAC INC COM 001055102 344 7733 SH SOLE None 0 0 7733 AGNC INVT CORP COM 00123Q104 403 25816 SH SOLE None 0 0 25816 AT&T INC COM 00206R102 4701 163459 SH SOLE None 0 0 163459 ARK ETF TR GENOMIC REV ETF 00214Q302 941 10085 SH SOLE None 0 0 10085 ABBOTT LABS COM 002824100 1244 11366 SH SOLE None 0 0 11366 ABBVIE INC COM 00287Y109 9307 86858 SH SOLE None 0 0 86858 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 172 19479 SH SOLE None 0 0 19479 ACTIVISION BLIZZARD INC COM 00507V109 917 9875 SH SOLE None 0 0 9875 ADOBE SYSTEMS INCORPORATED COM 00724F101 1268 2535 SH SOLE None 0 0 2535 ADVANCED MICRO DEVICES INC COM 007903107 2710 29545 SH SOLE None 0 0 29545 AIR PRODS & CHEMS INC COM 009158106 411 1506 SH SOLE None 0 0 1506 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 812 4556 SH SOLE None 0 0 4556 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2638 11334 SH SOLE None 0 0 11334 ALLSTATE CORP COM 020002101 6905 62814 SH SOLE None 0 0 62814 ALPHABET INC CAP STK CL C 02079K107 3779 2157 SH SOLE None 0 0 2157 ALPHABET INC CAP STK CL A 02079K305 5223 2980 SH SOLE None 0 0 2980 ALTRIA GROUP INC COM 02209S103 2909 70961 SH SOLE None 0 0 70961 AMAZON COM INC COM 023135106 47698 14645 SH SOLE None 0 0 14645 AMEREN CORP COM 023608102 423 5415 SH SOLE None 0 0 5415 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 798 54858 SH SOLE None 0 0 54858 AMERICAN AIRLS GROUP INC COM 02376R102 398 25236 SH SOLE None 0 0 25236 AMERICAN ELEC PWR CO INC COM 025537101 263 3156 SH SOLE None 0 0 3156 AMERICAN EXPRESS CO COM 025816109 1652 13665 SH SOLE None 0 0 13665 AMERICAN TOWER CORP NEW COM 03027X100 861 3834 SH SOLE None 0 0 3834 AMETEK INC COM 031100100 3515 29068 SH SOLE None 0 0 29068 AMGEN INC COM 031162100 7634 33201 SH SOLE None 0 0 33201 AMPIO PHARMACEUTICALS INC COM 03209T109 38 24000 SH SOLE None 0 0 24000 ANNALY CAPITAL MANAGEMENT IN COM 035710409 423 50005 SH SOLE None 0 0 50005 APPLE INC COM 037833100 161969 1220653 SH SOLE None 0 0 1220653 APPLIED MATLS INC COM 038222105 306 3551 SH SOLE None 0 0 3551 ARCHER DANIELS MIDLAND CO COM 039483102 471 9352 SH SOLE None 0 0 9352 ARES CAPITAL CORP COM 04010L103 859 50884 SH SOLE None 0 0 50884 ARLINGTON ASSET INVST CORP CL A NEW 041356205 43 11445 SH SOLE None 0 0 11445 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 112 10380 SH SOLE None 0 0 10380 AUTODESK INC COM 052769106 1344 4401 SH SOLE None 0 0 4401 AUTOMATIC DATA PROCESSING IN COM 053015103 856 4861 SH SOLE None 0 0 4861 AUTONATION INC COM 05329W102 298 4268 SH SOLE None 0 0 4268 AVALONBAY CMNTYS INC COM 053484101 618 3853 SH SOLE None 0 0 3853 AXON ENTERPRISE INC COM 05464C101 426 3477 SH SOLE None 0 0 3477 BP PLC SPONSORED ADR 055622104 308 15012 SH SOLE None 0 0 15012 B. 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CORP COM 539830109 6535 18408 SH SOLE None 0 0 18408 LOWES COS INC COM 548661107 2372 14780 SH SOLE None 0 0 14780 LULULEMON ATHLETICA INC COM 550021109 313 900 SH SOLE None 0 0 900 M & T BK CORP COM 55261F104 509 4000 SH SOLE None 0 0 4000 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 229 37500 SH SOLE None 0 0 37500 MPLX LP COM UNIT REP LTD 55336V100 349 16138 SH SOLE None 0 0 16138 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 658 15500 SH SOLE None 0 0 15500 MAIN STR CAP CORP COM 56035L104 334 10345 SH SOLE None 0 0 10345 MARATHON PETE CORP COM 56585A102 264 6387 SH SOLE None 0 0 6387 MARRIOTT INTL INC NEW CL A 571903202 340 2580 SH SOLE None 0 0 2580 MASTERCARD INCORPORATED CL A 57636Q104 4375 12258 SH SOLE None 0 0 12258 MCDONALDS CORP COM 580135101 2147 10008 SH SOLE None 0 0 10008 MEDALLION FINL CORP COM 583928106 118 24000 SH SOLE None 0 0 24000 MEDICAL PPTYS TRUST INC COM 58463J304 730 33503 SH SOLE None 0 0 33503 MERCADOLIBRE INC COM 58733R102 479 286 SH SOLE None 0 0 286 MERCK & CO. INC COM 58933Y105 6047 73930 SH SOLE None 0 0 73930 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 177 35000 SH SOLE None 0 0 35000 MICROSOFT CORP COM 594918104 200 900 SH Call SOLE None 0 0 900 MICROSOFT CORP COM 594918104 12675 56989 SH SOLE None 0 0 56989 MICRON TECHNOLOGY INC COM 595112103 905 12034 SH SOLE None 0 0 12034 MID-AMER APT CMNTYS INC COM 59522J103 761 6009 SH SOLE None 0 0 6009 MIDDLEBY CORP COM 596278101 405 3140 SH SOLE None 0 0 3140 MODERNA INC COM 60770K107 667 6384 SH SOLE None 0 0 6384 MONDELEZ INTL INC CL A 609207105 1612 27575 SH SOLE None 0 0 27575 MORGAN STANLEY COM NEW 617446448 211 3082 SH SOLE None 0 0 3082 NIO INC SPON ADS 62914V106 341 8500 SH Call SOLE None 0 0 8500 NIO INC SPON ADS 62914V106 315 6470 SH SOLE None 0 0 6470 NATIONAL BANKSHARES INC VA COM 634865109 202 6464 SH SOLE None 0 0 6464 NETFLIX INC COM 64110L106 541 1000 SH Call SOLE None 0 0 1000 NETFLIX INC COM 64110L106 6351 11745 SH SOLE None 0 0 11745 NEW AMER HIGH INCOME FD INC COM NEW 641876800 114 13096 SH SOLE None 0 0 13096 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 189 19051 SH SOLE None 0 0 19051 NEW YORK MTG TR INC COM PAR $.02 649604501 77 20825 SH SOLE None 0 0 20825 NEWMONT CORP COM 651639106 201 3360 SH SOLE None 0 0 3360 NEXTERA ENERGY INC COM 65339F101 1071 13885 SH SOLE None 0 0 13885 NIKE INC CL B 654106103 1949 13779 SH SOLE None 0 0 13779 NOKIA CORP SPONSORED ADR 654902204 152 38994 SH SOLE None 0 0 38994 NORFOLK SOUTHN CORP COM 655844108 592 2493 SH SOLE None 0 0 2493 NORTHROP GRUMMAN CORP COM 666807102 316 1036 SH SOLE None 0 0 1036 NUSTAR ENERGY LP UNIT COM 67058H102 186 12905 SH SOLE None 0 0 12905 NVIDIA CORPORATION COM 67066G104 208 400 SH Call SOLE None 0 0 400 NVIDIA CORPORATION COM 67066G104 10179 19492 SH SOLE None 0 0 19492 NUVEEN QUALITY MUNCP INCOME COM 67066V101 223 14533 SH SOLE None 0 0 14533 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 259 20129 SH SOLE None 0 0 20129 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 473 31041 SH SOLE None 0 0 31041 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 328 20349 SH SOLE None 0 0 20349 NUVEEN AMT FREE MUN CR INC F COM 67071L106 276 16466 SH SOLE None 0 0 16466 NUVEEN PFD & INCM SECURTIES COM 67072C105 182 18707 SH SOLE None 0 0 18707 NUVEEN MULTI-MKT INCOME FD COM 67075J107 72 10000 SH SOLE None 0 0 10000 NUVEEN CORPORATE INCM NOVEME COM 67077N106 443 48167 SH SOLE None 0 0 48167 OAKTREE SPECIALTY LENDING CO COM 67401P108 58 10450 SH SOLE None 0 0 10450 OCCIDENTAL PETE CORP COM 674599105 0 10000 SH Call SOLE None 0 0 10000 OKTA INC CL A 679295105 428 1682 SH SOLE None 0 0 1682 OLD DOMINION FREIGHT LINE IN COM 679580100 1032 5289 SH SOLE None 0 0 5289 OLD REP INTL CORP COM 680223104 599 30390 SH SOLE None 0 0 30390 OMEROS CORP COM 682143102 348 24330 SH SOLE None 0 0 24330 ONEOK INC NEW COM 682680103 540 14081 SH SOLE None 0 0 14081 ORACLE CORP COM 68389X105 3923 60645 SH SOLE None 0 0 60645 ORGANIGRAM HLDGS INC COM 68620P101 14 10214 SH SOLE None 0 0 10214 PDC ENERGY INC COM 69327R101 237 11522 SH SOLE None 0 0 11522 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 203 14000 SH SOLE None 0 0 14000 PNC FINL SVCS GROUP INC COM 693475105 545 3659 SH SOLE None 0 0 3659 PPG INDS INC COM 693506107 5071 35161 SH SOLE None 0 0 35161 PARKER-HANNIFIN CORP COM 701094104 6458 23707 SH SOLE None 0 0 23707 PAYPAL HLDGS INC COM 70450Y103 3297 14078 SH SOLE None 0 0 14078 PELOTON INTERACTIVE INC CL A COM 70614W100 280 1845 SH SOLE None 0 0 1845 PEMBINA PIPELINE CORP COM 706327103 213 9003 SH SOLE None 0 0 9003 PENNANTPARK INVT CORP COM 708062104 52 11340 SH SOLE None 0 0 11340 PENNANTPARK FLOATING RATE CA COM 70806A106 134 12730 SH SOLE None 0 0 12730 PEPSICO INC COM 713448108 1894 12774 SH SOLE None 0 0 12774 PFIZER INC COM 717081103 3483 94630 SH SOLE None 0 0 94630 PHILIP MORRIS INTL INC COM 718172109 3324 40153 SH SOLE None 0 0 40153 PHILLIPS 66 COM 718546104 248 3546 SH SOLE None 0 0 3546 PHYSICIANS RLTY TR COM 71943U104 741 41617 SH SOLE None 0 0 41617 PIMCO HIGH INCOME FD COM SHS 722014107 235 38793 SH SOLE None 0 0 38793 PIMCO CORPORATE & INCOME OPP COM 72201B101 218 12195 SH SOLE None 0 0 12195 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3713 36390 SH SOLE None 0 0 36390 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 241 11375 SH SOLE None 0 0 11375 PIONEER MUN HIGH INCOME TR COM SHS 723763108 373 30002 SH SOLE None 0 0 30002 POLARIS INC COM 731068102 738 7750 SH SOLE None 0 0 7750 PREFERRED BK LOS ANGELES CA COM NEW 740367404 202 4000 SH SOLE None 0 0 4000 PROCTER AND GAMBLE CO COM 742718109 9959 71574 SH SOLE None 0 0 71574 PROLOGIS INC. COM 74340W103 951 9541 SH SOLE None 0 0 9541 PROSHARES TR PSHS ULTRA O&G 74347G705 219 3000 SH SOLE None 0 0 3000 PROSHARES TR PSHS ULT S&P 500 74347R107 788 8622 SH SOLE None 0 0 8622 PROSHARES TR PSHS ULTRA QQQ 74347R206 790 6860 SH SOLE None 0 0 6860 PROSHARES TR II ULTRA VIX SHORT 74347W148 179 16800 SH SOLE None 0 0 16800 PROSHARES TR ULTRAPRO QQQ 74347X831 1493 8215 SH SOLE None 0 0 8215 PROSPECT CAP CORP COM 74348T102 466 86117 SH SOLE None 0 0 86117 PROSPERITY BANCSHARES INC COM 743606105 926 13345 SH SOLE None 0 0 13345 PRUDENTIAL FINL INC COM 744320102 748 9584 SH SOLE None 0 0 9584 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 265 4548 SH SOLE None 0 0 4548 PUBLIC STORAGE COM 74460D109 810 3510 SH SOLE None 0 0 3510 PULTE GROUP INC COM 745867101 574 13311 SH SOLE None 0 0 13311 PUTNAM MANAGED MUN INCOME TR COM 746823103 864 107014 SH SOLE None 0 0 107014 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 238 51176 SH SOLE None 0 0 51176 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 280 66272 SH SOLE None 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 164 12000 SH SOLE None 0 0 12000 QUALCOMM INC COM 747525103 11919 78237 SH SOLE None 0 0 78237 RH COM 74967X103 304 680 SH SOLE None 0 0 680 RAYTHEON TECHNOLOGIES CORP COM 75513E101 677 9471 SH SOLE None 0 0 9471 REALTY INCOME CORP COM 756109104 257 4134 SH SOLE None 0 0 4134 REGIONS FINANCIAL CORP NEW COM 7591EP100 7136 442700 SH SOLE None 0 0 442700 RING ENERGY INC COM 76680V108 48 72400 SH SOLE None 0 0 72400 RITE AID CORP COM 767754872 173 10927 SH SOLE None 0 0 10927 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 193 12000 SH SOLE None 0 0 12000 ROKU INC COM CL A 77543R102 2374 7151 SH SOLE None 0 0 7151 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 315 8966 SH SOLE None 0 0 8966 S&P GLOBAL INC COM 78409V104 1331 4048 SH SOLE None 0 0 4048 SPDR S&P 500 ETF TR TR UNIT 78462F103 285122 762600 SH Put SOLE None 0 0 762600 SPDR S&P 500 ETF TR TR UNIT 78462F103 6277 16789 SH SOLE None 0 0 16789 SPDR GOLD TR GOLD SHS 78463V107 208 1167 SH SOLE None 0 0 1167 SPDR SER TR PRTFLO S&P500 GW 78464A409 305 5517 SH SOLE None 0 0 5517 SPDR SER TR S&P BIOTECH 78464A870 286 2032 SH SOLE None 0 0 2032 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4792 15671 SH SOLE None 0 0 15671 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 540 1287 SH SOLE None 0 0 1287 SPDR SER TR SPDR BLOOMBERG 78468R663 366 4000 SH SOLE None 0 0 4000 SALESFORCE COM INC COM 79466L302 1292 5805 SH SOLE None 0 0 5805 SAREPTA THERAPEUTICS INC COM 803607100 239 1400 SH SOLE None 0 0 1400 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 218 1700 SH SOLE None 0 0 1700 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 436 7318 SH SOLE None 0 0 7318 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 457 5132 SH SOLE None 0 0 5132 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 400 6233 SH SOLE None 0 0 6233 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 269 7143 SH SOLE None 0 0 7143 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 895 7885 SH SOLE None 0 0 7885 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 743 4623 SH SOLE None 0 0 4623 SELECT SECTOR SPDR TR ENERGY 81369Y506 243 6406 SH SOLE None 0 0 6406 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 240 2706 SH SOLE None 0 0 2706 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1712 13165 SH SOLE None 0 0 13165 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 249 3975 SH SOLE None 0 0 3975 SEMPRA ENERGY COM 816851109 396 3110 SH SOLE None 0 0 3110 SENSIENT TECHNOLOGIES CORP COM 81725T100 1552 21041 SH SOLE None 0 0 21041 SENSUS HEALTHCARE INC COM 81728J109 81 21000 SH SOLE None 0 0 21000 SERVICE PPTYS TR COM SH BEN INT 81761L102 272 23638 SH SOLE None 0 0 23638 SERVICENOW INC COM 81762P102 286 520 SH SOLE None 0 0 520 SHOPIFY INC CL A 82509L107 1507 1331 SH SOLE None 0 0 1331 SIMON PPTY GROUP INC NEW COM 828806109 1477 17314 SH SOLE None 0 0 17314 SIRIUS XM HOLDINGS INC COM 82968B103 5414 849925 SH SOLE None 0 0 849925 SKYWORKS SOLUTIONS INC COM 83088M102 392 2564 SH SOLE None 0 0 2564 SLACK TECHNOLOGIES INC COM CL A 83088V102 365 8645 SH SOLE None 0 0 8645 SNAP ON INC COM 833034101 926 5410 SH SOLE None 0 0 5410 SOUTHERN CO COM 842587107 2029 33036 SH SOLE None 0 0 33036 SOUTHWEST AIRLS CO COM 844741108 436 9349 SH SOLE None 0 0 9349 SPLUNK INC COM 848637104 208 1224 SH SOLE None 0 0 1224 SQUARE INC CL A 852234103 2436 11194 SH SOLE None 0 0 11194 STARBUCKS CORP COM 855244109 1010 9440 SH SOLE None 0 0 9440 STARWOOD PPTY TR INC COM 85571B105 203 10500 SH SOLE None 0 0 10500 STEEL DYNAMICS INC COM 858119100 284 7699 SH SOLE None 0 0 7699 STORE CAP CORP COM 862121100 1189 35005 SH SOLE None 0 0 35005 STRYKER CORPORATION COM 863667101 765 3120 SH SOLE None 0 0 3120 SYNOPSYS INC COM 871607107 1387 5351 SH SOLE None 0 0 5351 TJX COS INC NEW COM 872540109 797 11676 SH SOLE None 0 0 11676 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 600 5500 SH Call SOLE None 0 0 5500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 519 2500 SH Call SOLE None 0 0 2500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 300 1445 SH SOLE None 0 0 1445 TARGET CORP COM 87612E106 6932 39269 SH SOLE None 0 0 39269 TELADOC HEALTH INC COM 87918A105 573 2866 SH SOLE None 0 0 2866 TESLA INC COM 88160R101 7810 11067 SH SOLE None 0 0 11067 TEXAS INSTRS INC COM 882508104 7699 46909 SH SOLE None 0 0 46909 TG THERAPEUTICS INC COM 88322Q108 780 15000 SH SOLE None 0 0 15000 THE TRADE DESK INC COM CL A 88339J105 688 859 SH SOLE None 0 0 859 THERMO FISHER SCIENTIFIC INC COM 883556102 1321 2837 SH SOLE None 0 0 2837 3M CO COM 88579Y101 8593 49163 SH SOLE None 0 0 49163 TIMKEN CO COM 887389104 1231 15909 SH SOLE None 0 0 15909 TOPBUILD CORP COM 89055F103 1172 6368 SH SOLE None 0 0 6368 TORONTO DOMINION BK ONT COM NEW 891160509 254 4497 SH SOLE None 0 0 4497 TOTAL SE SPONSORED ADS 89151E109 295 7032 SH SOLE None 0 0 7032 TOWNEBANK PORTSMOUTH VA COM 89214P109 470 20000 SH SOLE None 0 0 20000 TRACTOR SUPPLY CO COM 892356106 1264 8992 SH SOLE None 0 0 8992 TRANSUNION COM 89400J107 1097 11058 SH SOLE None 0 0 11058 TRAVELERS COMPANIES INC COM 89417E109 328 2335 SH SOLE None 0 0 2335 TRI CONTL CORP COM 895436103 512 17376 SH SOLE None 0 0 17376 TRICO BANCSHARES COM 896095106 3813 108079 SH SOLE None 0 0 108079 TRIMBLE INC COM 896239100 503 7530 SH SOLE None 0 0 7530 TRUIST FINL CORP COM 89832Q109 1193 24882 SH SOLE None 0 0 24882 TWILIO INC CL A 90138F102 1845 5450 SH SOLE None 0 0 5450 TYSON FOODS INC CL A 902494103 4767 73983 SH SOLE None 0 0 73983 US BANCORP DEL COM NEW 902973304 413 8860 SH SOLE None 0 0 8860 UNILEVER PLC SPON ADR NEW 904767704 225 3727 SH SOLE None 0 0 3727 UNION PAC CORP COM 907818108 686 3295 SH SOLE None 0 0 3295 UNITED PARCEL SERVICE INC CL B 911312106 8398 49868 SH SOLE None 0 0 49868 UNITEDHEALTH GROUP INC COM 91324P102 6620 18877 SH SOLE None 0 0 18877 UNITY SOFTWARE INC COM 91332U101 219 1425 SH SOLE None 0 0 1425 UNIVERSAL DISPLAY CORP COM 91347P105 345 1500 SH SOLE None 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 536 37967 SH SOLE None 0 0 37967 VALERO ENERGY CORP COM 91913Y100 401 7085 SH SOLE None 0 0 7085 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 267 13000 SH SOLE None 0 0 13000 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 200 7000 SH SOLE None 0 0 7000 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 284 1300 SH SOLE None 0 0 1300 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 315 2232 SH SOLE None 0 0 2232 VANGUARD WORLD FD MEGA GRWTH IND 921910816 670 3291 SH SOLE None 0 0 3291 VANGUARD WORLD FD MEGA CAP INDEX 921910873 469 3514 SH SOLE None 0 0 3514 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 322 3647 SH SOLE None 0 0 3647 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 443 4846 SH SOLE None 0 0 4846 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 210 2267 SH SOLE None 0 0 2267 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 230 1026 SH SOLE None 0 0 1026 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 575 6910 SH SOLE None 0 0 6910 VENTAS INC COM 92276F100 238 4852 SH SOLE None 0 0 4852 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 908 2642 SH SOLE None 0 0 2642 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 265 2225 SH SOLE None 0 0 2225 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 312 3675 SH SOLE None 0 0 3675 VANGUARD INDEX FDS SM CP VAL ETF 922908611 371 2610 SH SOLE None 0 0 2610 VANGUARD INDEX FDS MID CAP ETF 922908629 435 2102 SH SOLE None 0 0 2102 VANGUARD INDEX FDS LARGE CAP ETF 922908637 316 1800 SH SOLE None 0 0 1800 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 280 1700 SH SOLE None 0 0 1700 VANGUARD INDEX FDS GROWTH ETF 922908736 561 2216 SH SOLE None 0 0 2216 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2190 11253 SH SOLE None 0 0 11253 VEREIT INC COM 92339V308 754 19965 SH SOLE None 0 0 19965 VERIZON COMMUNICATIONS INC COM 92343V104 9429 160496 SH SOLE None 0 0 160496 VIATRIS INC COM 92556V106 200 10672 SH SOLE None 0 0 10672 VISA INC COM CL A 92826C839 984 4500 SH Call SOLE None 0 0 4500 VISA INC COM CL A 92826C839 4834 22098 SH SOLE None 0 0 22098 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 88 10075 SH SOLE None 0 0 10075 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 503 30504 SH SOLE None 0 0 30504 WP CAREY INC COM 92936U109 619 8767 SH SOLE None 0 0 8767 WEC ENERGY GROUP INC COM 92939U106 338 3672 SH SOLE None 0 0 3672 WALMART INC COM 931142103 10305 71487 SH SOLE None 0 0 71487 WALGREENS BOOTS ALLIANCE INC COM 931427108 1385 34741 SH SOLE None 0 0 34741 WASTE MGMT INC DEL COM 94106L109 804 6817 SH SOLE None 0 0 6817 WELLS FARGO CO NEW COM 949746101 717 23757 SH SOLE None 0 0 23757 WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 311 38089 SH SOLE None 0 0 38089 WELLS FARGO ADV MULTI SCTR I COM 94987D101 134 11000 SH SOLE None 0 0 11000 WELLTOWER INC COM 95040Q104 519 8029 SH SOLE None 0 0 8029 WESTERN ASSET HIGH INCOME OP COM 95766K109 114 22986 SH SOLE None 0 0 22986 WESTERN AST INFL LKD OPP & I COM 95766R104 217 17500 SH SOLE None 0 0 17500 WESTERN ASSET HIGH YIELD DEF COM 95768B107 188 12200 SH SOLE None 0 0 12200 WILLIAMS COS INC COM 969457100 215 10737 SH SOLE None 0 0 10737 WISDOMTREE TR EM EX ST-OWNED 97717X578 250 6300 SH SOLE None 0 0 6300 WYNN RESORTS LTD COM 983134107 237 2100 SH SOLE None 0 0 2100 XCEL ENERGY INC COM 98389B100 242 3627 SH SOLE None 0 0 3627 YUM BRANDS INC COM 988498101 366 3373 SH SOLE None 0 0 3373 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1271 3307 SH SOLE None 0 0 3307 ZSCALER INC COM 98980G102 261 1308 SH SOLE None 0 0 1308 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 585 1735 SH SOLE None 0 0 1735 ATLASSIAN CORP PLC CL A G06242104 234 1000 SH SOLE None 0 0 1000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2191 8389 SH SOLE None 0 0 8389 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 220 5100 SH SOLE None 0 0 5100 ENDO INTL PLC SHS G30401106 144 20000 SH SOLE None 0 0 20000 HORIZON THERAPEUTICS PUB L SHS G46188101 307 4200 SH SOLE None 0 0 4200 LINDE PLC SHS G5494J103 313 1186 SH SOLE None 0 0 1186 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1926 40524 SH SOLE None 0 0 40524 MEDTRONIC PLC SHS G5960L103 5673 48430 SH SOLE None 0 0 48430 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 445 17500 SH SOLE None 0 0 17500 SEAGATE TECHNOLOGY PLC SHS G7945M107 470 7559 SH SOLE None 0 0 7559 TRITON INTL LTD CL A G9078F107 524 10793 SH SOLE None 0 0 10793 INMODE LTD SHS M5425M103 529 11150 SH SOLE None 0 0 11150 ASML HOLDING N V N Y REGISTRY SHS N07059210 344 706 SH SOLE None 0 0 706