Chief Compliance Officer

0001606587-20-001151.txt : 20201030 0001606587-20-001151.hdr.sgml : 20201030 20201030092239 ACCESSION NUMBER: 0001606587-20-001151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201030 DATE AS OF CHANGE: 20201030 EFFECTIVENESS DATE: 20201030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 201275413 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 09-30-2020 09-30-2020 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 10-30-2020 0 463 1085414 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 3602 22484 SH SOLE NONE 0 0 22484 ABBOTT LABS COM 002824100 218 2000 SH Call SOLE NONE 0 0 2000 ABBOTT LABS COM 002824100 1260 11580 SH SOLE NONE 0 0 11580 ABBVIE INC COM 00287Y109 7782 88842 SH SOLE NONE 0 0 88842 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 155 19479 SH SOLE NONE 0 0 19479 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1939 8581 SH SOLE NONE 0 0 8581 ACORDA THERAPEUTICS INC COM 00484M106 13 25000 SH SOLE NONE 0 0 25000 ACTIVISION BLIZZARD INC COM 00507V109 818 10103 SH SOLE NONE 0 0 10103 ADOBE SYSTEMS INCORPORATED COM 00724F101 1483 3024 SH SOLE NONE 0 0 3024 ADVANCED MICRO DEVICES INC COM 007903107 2397 29230 SH SOLE NONE 0 0 29230 AFLAC INC COM 001055102 290 7973 SH SOLE NONE 0 0 7973 AGNC INVT CORP COM 00123Q104 358 25726 SH SOLE NONE 0 0 25726 AIR PRODS & CHEMS INC COM 009158106 441 1481 SH SOLE NONE 0 0 1481 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 713 4459 SH SOLE NONE 0 0 4459 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4181 14222 SH SOLE NONE 0 0 14222 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 44 16000 SH SOLE NONE 0 0 16000 ALLSTATE CORP COM 020002101 744 7904 SH SOLE NONE 0 0 7904 ALPHABET INC CAP STK CL C 02079K107 3139 2136 SH SOLE NONE 0 0 2136 ALPHABET INC CAP STK CL A 02079K305 5300 3616 SH SOLE NONE 0 0 3616 ALTRIA GROUP INC COM 02209S103 3062 79253 SH SOLE NONE 0 0 79253 AMAZON COM INC COM 023135106 43887 13938 SH SOLE NONE 0 0 13938 AMEREN CORP COM 023608102 428 5415 SH SOLE NONE 0 0 5415 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 685 54858 SH SOLE NONE 0 0 54858 AMERICAN AIRLS GROUP INC COM 02376R102 306 24936 SH SOLE NONE 0 0 24936 AMERICAN ELEC PWR CO INC COM 025537101 308 3766 SH SOLE NONE 0 0 3766 AMERICAN EXPRESS CO COM 025816109 1375 13715 SH SOLE NONE 0 0 13715 AMERICAN TOWER CORP NEW COM 03027X100 939 3883 SH SOLE NONE 0 0 3883 AMETEK INC COM 031100100 2890 29072 SH SOLE NONE 0 0 29072 AMGEN INC COM 031162100 5324 20947 SH SOLE NONE 0 0 20947 AMPIO PHARMACEUTICALS INC COM 03209T109 25 26000 SH SOLE NONE 0 0 26000 ANNALY CAPITAL MANAGEMENT IN COM 035710409 384 53925 SH SOLE NONE 0 0 53925 APPLE INC COM 037833100 1297 11200 SH Call SOLE NONE 0 0 11200 APPLE INC COM 037833100 141264 1219794 SH SOLE NONE 0 0 1219794 APPLIED MATLS INC COM 038222105 765 12873 SH SOLE NONE 0 0 12873 ARCHER DANIELS MIDLAND CO COM 039483102 435 9352 SH SOLE NONE 0 0 9352 ARES CAPITAL CORP COM 04010L103 651 46681 SH SOLE NONE 0 0 46681 ARLINGTON ASSET INVST CORP CL A NEW 041356205 33 11445 SH SOLE NONE 0 0 11445 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 99 10380 SH SOLE NONE 0 0 10380 ASML HOLDING N V N Y REGISTRY SHS N07059210 261 706 SH SOLE NONE 0 0 706 AT&T INC COM 00206R102 5038 176704 SH SOLE NONE 0 0 176704 AUTODESK INC COM 052769106 1015 4395 SH SOLE NONE 0 0 4395 AUTOMATIC DATA PROCESSING IN COM 053015103 677 4856 SH SOLE NONE 0 0 4856 AUTONATION INC COM 05329W102 226 4268 SH SOLE NONE 0 0 4268 AVALONBAY CMNTYS INC COM 053484101 581 3890 SH SOLE NONE 0 0 3890 AXON ENTERPRISE INC COM 05464C101 310 3420 SH SOLE NONE 0 0 3420 BADGER METER INC COM 056525108 1242 19000 SH SOLE NONE 0 0 19000 BANCO SANTANDER S.A. 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INC COM 58933Y105 3048 36746 SH SOLE NONE 0 0 36746 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 165 35000 SH SOLE NONE 0 0 35000 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 211 37500 SH SOLE NONE 0 0 37500 MICRON TECHNOLOGY INC COM 595112103 532 11320 SH SOLE NONE 0 0 11320 MICROSOFT CORP COM 594918104 11979 56956 SH SOLE NONE 0 0 56956 MID-AMER APT CMNTYS INC COM 59522J103 702 6055 SH SOLE NONE 0 0 6055 MIDDLEBY CORP COM 596278101 282 3140 SH SOLE NONE 0 0 3140 MODERNA INC COM 60770K107 331 4684 SH SOLE NONE 0 0 4684 MONDELEZ INTL INC CL A 609207105 1600 27844 SH SOLE NONE 0 0 27844 MORGAN STANLEY COM NEW 617446448 364 7523 SH SOLE NONE 0 0 7523 MPLX LP COM UNIT REP LTD 55336V100 274 17387 SH SOLE NONE 0 0 17387 NETFLIX INC COM 64110L106 5913 11825 SH SOLE NONE 0 0 11825 NEW AMER HIGH INCOME FD INC COM NEW 641876800 107 13134 SH SOLE NONE 0 0 13134 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 230 28907 SH SOLE NONE 0 0 28907 NEW YORK MTG TR INC COM PAR $.02 649604501 53 20825 SH SOLE NONE 0 0 20825 NEWMONT CORP COM 651639106 202 3183 SH SOLE NONE 0 0 3183 NEXTERA ENERGY INC COM 65339F101 919 3312 SH SOLE NONE 0 0 3312 NIKE INC CL B 654106103 1734 13810 SH SOLE NONE 0 0 13810 NOKIA CORP SPONSORED ADR 654902204 137 35044 SH SOLE NONE 0 0 35044 NORFOLK SOUTHN CORP COM 655844108 559 2610 SH SOLE NONE 0 0 2610 NORTHROP GRUMMAN CORP COM 666807102 297 941 SH SOLE NONE 0 0 941 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 299 17500 SH SOLE NONE 0 0 17500 NUSTAR ENERGY LP UNIT COM 67058H102 137 12905 SH SOLE NONE 0 0 12905 NUVEEN AMT FREE MUN CR INC F COM 67071L106 258 16466 SH SOLE NONE 0 0 16466 NUVEEN CORPORATE INCM NOVEME COM 67077N106 431 48167 SH SOLE NONE 0 0 48167 NUVEEN MULTI-MKT INCOME FD COM 67075J107 70 10000 SH SOLE NONE 0 0 10000 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 298 20295 SH SOLE NONE 0 0 20295 NUVEEN PFD & INCM SECURTIES COM 67072C105 165 18707 SH SOLE NONE 0 0 18707 NUVEEN QUALITY MUNCP INCOME COM 67066V101 211 14533 SH SOLE NONE 0 0 14533 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 227 20154 SH SOLE NONE 0 0 20154 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 413 31016 SH SOLE NONE 0 0 31016 NVIDIA CORPORATION COM 67066G104 11572 21382 SH SOLE NONE 0 0 21382 OAKTREE SPECIALTY LENDING CO COM 67401P108 51 10450 SH SOLE NONE 0 0 10450 OCCIDENTAL PETE CORP COM 674599105 0 10000 SH Call SOLE NONE 0 0 10000 OKTA INC CL A 679295105 334 1562 SH SOLE NONE 0 0 1562 OLD DOMINION FREIGHT LINE IN COM 679580100 945 5226 SH SOLE NONE 0 0 5226 OLD REP INTL CORP COM 680223104 458 31071 SH SOLE NONE 0 0 31071 OMEROS CORP COM 682143102 256 25330 SH SOLE NONE 0 0 25330 ONEOK INC NEW COM 682680103 2775 106827 SH SOLE NONE 0 0 106827 ORACLE CORP COM 68389X105 3679 61622 SH SOLE NONE 0 0 61622 ORGANIGRAM HLDGS INC COM 68620P101 11 10214 SH SOLE NONE 0 0 10214 PARKER-HANNIFIN CORP COM 701094104 4915 24289 SH SOLE NONE 0 0 24289 PAYPAL HLDGS INC COM 70450Y103 2657 13483 SH SOLE NONE 0 0 13483 PDC ENERGY INC COM 69327R101 143 11522 SH SOLE NONE 0 0 11522 PELOTON INTERACTIVE INC CL A COM 70614W100 208 2100 SH SOLE NONE 0 0 2100 PENNANTPARK FLOATING RATE CA COM 70806A106 107 12730 SH SOLE NONE 0 0 12730 PEPSICO INC COM 713448108 1826 13176 SH SOLE NONE 0 0 13176 PFIZER INC COM 717081103 2936 79991 SH SOLE NONE 0 0 79991 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 186 14000 SH SOLE NONE 0 0 14000 PHILIP MORRIS INTL INC COM 718172109 3058 40777 SH SOLE NONE 0 0 40777 PHYSICIANS RLTY TR COM 71943U104 751 41950 SH SOLE NONE 0 0 41950 PIMCO CORPORATE & INCOME OPP COM 72201B101 197 12195 SH SOLE NONE 0 0 12195 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3765 36930 SH SOLE NONE 0 0 36930 PIMCO HIGH INCOME FD COM SHS 722014107 225 41193 SH SOLE NONE 0 0 41193 PIONEER MUN HIGH INCOME TR COM SHS 723763108 347 29962 SH SOLE NONE 0 0 29962 PNC FINL SVCS GROUP INC COM 693475105 402 3659 SH SOLE NONE 0 0 3659 POLARIS INC COM 731068102 712 7550 SH SOLE NONE 0 0 7550 PPG INDS INC COM 693506107 4932 40401 SH SOLE NONE 0 0 40401 PRIMERICA INC COM 74164M108 773 6833 SH SOLE NONE 0 0 6833 PROCTER AND GAMBLE CO COM 742718109 10003 71967 SH SOLE NONE 0 0 71967 PROLOGIS INC. COM 74340W103 965 9591 SH SOLE NONE 0 0 9591 PROSHARES TR PSHS ULT S&P 500 74347R107 633 8622 SH SOLE NONE 0 0 8622 PROSHARES TR PSHS ULTRA QQQ 74347R206 629 6860 SH SOLE NONE 0 0 6860 PROSHARES TR ULTRAPRO QQQ 74347X831 1075 8215 SH SOLE NONE 0 0 8215 PROSHARES TR II ULTRA VIX SHORT 74347W148 305 15300 SH SOLE NONE 0 0 15300 PROSPECT CAP CORP COM 74348T102 492 97909 SH SOLE NONE 0 0 97909 PROSPERITY BANCSHARES INC COM 743606105 692 13345 SH SOLE NONE 0 0 13345 PRUDENTIAL FINL INC COM 744320102 4571 71967 SH SOLE NONE 0 0 71967 PUBLIC STORAGE COM 74460D109 787 3532 SH SOLE NONE 0 0 3532 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 250 4548 SH SOLE NONE 0 0 4548 PULTE GROUP INC COM 745867101 630 13611 SH SOLE NONE 0 0 13611 PUTNAM MANAGED MUN INCOME TR COM 746823103 819 106903 SH SOLE NONE 0 0 106903 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 272 66272 SH SOLE NONE 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 156 12000 SH SOLE NONE 0 0 12000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 228 51176 SH SOLE NONE 0 0 51176 QUALCOMM INC COM 747525103 8873 75401 SH SOLE NONE 0 0 75401 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3229 56124 SH SOLE NONE 0 0 56124 REALTY INCOME CORP COM 756109104 238 3921 SH SOLE NONE 0 0 3921 REGIONS FINANCIAL CORP NEW COM 7591EP100 5127 444700 SH SOLE NONE 0 0 444700 RH COM 74967X103 260 680 SH SOLE NONE 0 0 680 RING ENERGY INC COM 76680V108 49 72400 SH SOLE NONE 0 0 72400 RITE AID CORP COM 767754872 105 11027 SH SOLE NONE 0 0 11027 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 172 12000 SH SOLE NONE 0 0 12000 ROKU INC COM CL A 77543R102 1520 8051 SH SOLE NONE 0 0 8051 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 223 8845 SH SOLE NONE 0 0 8845 RPM INTL INC COM 749685103 503 6077 SH SOLE NONE 0 0 6077 S&P GLOBAL INC COM 78409V104 1487 4122 SH SOLE NONE 0 0 4122 SALESFORCE COM INC COM 79466L302 1279 5089 SH SOLE NONE 0 0 5089 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 319 6108 SH SOLE NONE 0 0 6108 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 221 3232 SH SOLE NONE 0 0 3232 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 287 5184 SH SOLE NONE 0 0 5184 SEAGATE TECHNOLOGY PLC SHS G7945M107 372 7556 SH SOLE NONE 0 0 7556 SEATTLE GENETICS INC COM 812578102 236 1205 SH SOLE NONE 0 0 1205 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 690 6543 SH SOLE NONE 0 0 6193 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 528 3593 SH SOLE NONE 0 0 3243 SELECT SECTOR SPDR TR ENERGY 81369Y506 240 8022 SH SOLE NONE 0 0 8022 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 205 2661 SH SOLE NONE 0 0 2661 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1360 11650 SH SOLE NONE 0 0 10950 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 236 3975 SH SOLE NONE 0 0 3975 SEMPRA ENERGY COM 816851109 368 3110 SH SOLE NONE 0 0 3110 SENSIENT TECHNOLOGIES CORP COM 81725T100 1215 21041 SH SOLE NONE 0 0 21041 SENSUS HEALTHCARE INC COM 81728J109 53 21000 SH SOLE NONE 0 0 21000 SERVICE PPTYS TR COM SH BEN INT 81761L102 193 24235 SH SOLE NONE 0 0 24235 SERVICENOW INC COM 81762P102 251 517 SH SOLE NONE 0 0 517 SHOPIFY INC CL A 82509L107 1882 1840 SH SOLE NONE 0 0 1840 SIMON PPTY GROUP INC NEW COM 828806109 1191 18417 SH SOLE NONE 0 0 18417 SIRIUS XM HOLDINGS INC COM 82968B103 4555 849886 SH SOLE NONE 0 0 849886 SKYWORKS SOLUTIONS INC COM 83088M102 409 2813 SH SOLE NONE 0 0 2813 SLACK TECHNOLOGIES INC COM CL A 83088V102 243 9045 SH SOLE NONE 0 0 9045 SNAP ON INC COM 833034101 796 5410 SH SOLE NONE 0 0 5410 SORRENTO THERAPEUTICS INC COM NEW 83587F202 135 12100 SH SOLE NONE 0 0 12100 SOUTHERN CO COM 842587107 1693 31217 SH SOLE NONE 0 0 31217 SOUTHWEST AIRLS CO COM 844741108 387 10323 SH SOLE NONE 0 0 10323 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4376 15769 SH SOLE NONE 0 0 15769 SPDR GOLD TR GOLD SHS 78463V107 208 1177 SH SOLE NONE 0 0 1177 SPDR S&P 500 ETF TR TR UNIT 78462F103 278059 830300 SH Put SOLE NONE 0 0 830300 SPDR S&P 500 ETF TR TR UNIT 78462F103 5606 16740 SH SOLE NONE 0 0 16740 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 436 1287 SH SOLE NONE 0 0 1287 SPDR SER TR PRTFLO S&P500 GW 78464A409 276 5517 SH SOLE NONE 0 0 5517 SPDR SER TR S&P BIOTECH 78464A870 232 2082 SH SOLE NONE 0 0 2082 SPDR SER TR SPDR BLOOMBERG 78468R663 686 7500 SH SOLE NONE 0 0 7500 SPLUNK INC COM 848637104 249 1324 SH SOLE NONE 0 0 1324 SQUARE INC CL A 852234103 1724 10604 SH SOLE NONE 0 0 10604 STANLEY BLACK & DECKER INC COM 854502101 250 1544 SH SOLE NONE 0 0 1544 STARBUCKS CORP COM 855244109 1580 18389 SH SOLE NONE 0 0 18389 STEEL DYNAMICS INC COM 858119100 205 7164 SH SOLE NONE 0 0 7164 STORE CAP CORP COM 862121100 996 36325 SH SOLE NONE 0 0 36325 STRYKER CORPORATION COM 863667101 650 3120 SH SOLE NONE 0 0 3120 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 13 20000 SH SOLE NONE 0 0 20000 SYNCHRONY FINANCIAL COM 87165B103 475 18159 SH SOLE NONE 0 0 18159 SYNOPSYS INC COM 871607107 1168 5459 SH SOLE NONE 0 0 5459 SYSCO CORP COM 871829107 5238 84190 SH SOLE NONE 0 0 84190 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 247 1494 SH SOLE NONE 0 0 1494 TARGET CORP COM 87612E106 6469 41093 SH SOLE NONE 0 0 41093 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 667 46532 SH SOLE NONE 0 0 46532 TELADOC HEALTH INC COM 87918A105 416 1899 SH SOLE NONE 0 0 1899 TESLA INC COM 88160R101 6540 15245 SH SOLE NONE 0 0 15245 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 198 22000 SH SOLE NONE 0 0 22000 TEXAS INSTRS INC COM 882508104 6853 47996 SH SOLE NONE 0 0 47996 TG THERAPEUTICS INC COM 88322Q108 401 15000 SH SOLE NONE 0 0 15000 THE TRADE DESK INC COM CL A 88339J105 437 843 SH SOLE NONE 0 0 843 THERMO FISHER SCIENTIFIC INC COM 883556102 335 759 SH SOLE NONE 0 0 759 TIMKEN CO COM 887389104 904 16665 SH SOLE NONE 0 0 16665 TJX COS INC NEW COM 872540109 1044 18756 SH SOLE NONE 0 0 18756 TOPBUILD CORP COM 89055F103 1307 7656 SH SOLE NONE 0 0 7656 TORONTO DOMINION BK ONT COM NEW 891160509 216 4673 SH SOLE NONE 0 0 4673 TOTAL SE SPONSORED ADS 89151E109 239 6956 SH SOLE NONE 0 0 6956 TOWNEBANK PORTSMOUTH VA COM 89214P109 328 20000 SH SOLE NONE 0 0 20000 TRACTOR SUPPLY CO COM 892356106 1279 8926 SH SOLE NONE 0 0 8926 TRANSOCEAN LTD REG SHS H8817H100 19 23200 SH SOLE NONE 0 0 23200 TRANSUNION COM 89400J107 924 10988 SH SOLE NONE 0 0 10988 TRAVELERS COMPANIES INC COM 89417E109 2789 25776 SH SOLE NONE 0 0 25776 TRI CONTL CORP COM 895436103 451 17376 SH SOLE NONE 0 0 17376 TRICO BANCSHARES COM 896095106 2647 108079 SH SOLE NONE 0 0 108079 TRITON INTL LTD CL A G9078F107 439 10793 SH SOLE NONE 0 0 10793 TRUIST FINL CORP COM 89832Q109 951 24999 SH SOLE NONE 0 0 24999 TWILIO INC CL A 90138F102 1238 5009 SH SOLE NONE 0 0 5009 TWITTER INC COM 90184L102 202 4536 SH SOLE NONE 0 0 4536 TYSON FOODS INC CL A 902494103 4453 74874 SH SOLE NONE 0 0 74874 UNILEVER PLC SPON ADR NEW 904767704 232 3766 SH SOLE NONE 0 0 3766 UNION PAC CORP COM 907818108 685 3477 SH SOLE NONE 0 0 3477 UNITED PARCEL SERVICE INC CL B 911312106 7984 47917 SH SOLE NONE 0 0 47917 UNITEDHEALTH GROUP INC COM 91324P102 2926 9386 SH SOLE NONE 0 0 9386 UNIVERSAL DISPLAY CORP COM 91347P105 271 1500 SH SOLE NONE 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 352 38295 SH SOLE NONE 0 0 38295 US BANCORP DEL COM NEW 902973304 318 8860 SH SOLE NONE 0 0 8860 VALERO ENERGY CORP COM 91913Y100 274 6335 SH SOLE NONE 0 0 6335 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 237 12350 SH SOLE NONE 0 0 12350 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 226 1300 SH SOLE NONE 0 0 1300 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 225 2014 SH SOLE NONE 0 0 2014 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 329 3726 SH SOLE NONE 0 0 3726 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 931 3027 SH SOLE NONE 0 0 3027 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 290 3670 SH SOLE NONE 0 0 3670 VANGUARD INDEX FDS SM CP VAL ETF 922908611 289 2610 SH SOLE NONE 0 0 2610 VANGUARD INDEX FDS MID CAP ETF 922908629 282 1602 SH SOLE NONE 0 0 1602 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 221 1700 SH SOLE NONE 0 0 1700 VANGUARD INDEX FDS GROWTH ETF 922908736 504 2216 SH SOLE NONE 0 0 2216 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1916 11251 SH SOLE NONE 0 0 11251 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 200 4624 SH SOLE NONE 0 0 4624 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 202 2975 SH SOLE NONE 0 0 2975 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 287 2232 SH SOLE NONE 0 0 2232 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 400 4947 SH SOLE NONE 0 0 4947 VANGUARD WORLD FD MEGA GRWTH IND 921910816 610 3290 SH SOLE NONE 0 0 3290 VANGUARD WORLD FD MEGA CAP INDEX 921910873 415 3464 SH SOLE NONE 0 0 3464 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 225 1101 SH SOLE NONE 0 0 1101 VENTAS INC COM 92276F100 229 5457 SH SOLE NONE 0 0 5457 VEREIT INC COM 92339V100 654 100605 SH SOLE NONE 0 0 100605 VERIZON COMMUNICATIONS INC COM 92343V104 9826 165167 SH SOLE NONE 0 0 165167 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 79 10075 SH SOLE NONE 0 0 10075 VISA INC COM CL A 92826C839 5251 26258 SH SOLE NONE 0 0 26258 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 409 30504 SH SOLE NONE 0 0 30504 WALGREENS BOOTS ALLIANCE INC COM 931427108 3876 107898 SH SOLE NONE 0 0 107898 WALMART INC COM 931142103 6506 46503 SH SOLE NONE 0 0 46503 WASHINGTON PRIME GROUP NEW COM 93964W108 14 21797 SH SOLE NONE 0 0 21797 WASTE MGMT INC DEL COM 94106L109 777 6869 SH SOLE NONE 0 0 6869 WEC ENERGY GROUP INC COM 92939U106 366 3780 SH SOLE NONE 0 0 3780 WELLS FARGO CO NEW COM 949746101 557 23711 SH SOLE NONE 0 0 23711 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 278 38019 SH SOLE NONE 0 0 38019 WELLS FARGO MULTI SECTOR INC COM 94987D101 142 13215 SH SOLE NONE 0 0 13215 WELLTOWER INC COM 95040Q104 398 7229 SH SOLE NONE 0 0 7229 WESTERN ASSET HIGH INCOME OP COM 95766K109 230 47039 SH SOLE NONE 0 0 47039 WESTERN ASSET HIGH YIELD DEF COM 95768B107 171 12200 SH SOLE NONE 0 0 12200 WESTERN AST INFL LKD OPP & I COM 95766R104 112 10000 SH SOLE NONE 0 0 10000 WILLIAMS COS INC COM 969457100 207 10537 SH SOLE NONE 0 0 10537 WINNEBAGO INDS INC COM 974637100 856 16564 SH SOLE NONE 0 0 16564 WISDOMTREE TR EM EX ST-OWNED 97717X578 212 6300 SH SOLE NONE 0 0 6300 WP CAREY INC COM 92936U109 520 7976 SH SOLE NONE 0 0 7976 XCEL ENERGY INC COM 98389B100 333 4827 SH SOLE NONE 0 0 4827 YUM BRANDS INC COM 988498101 308 3373 SH SOLE NONE 0 0 3373 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 928 3676 SH SOLE NONE 0 0 3676 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1030 2191 SH SOLE NONE 0 0 2191