Chief Compliance Officer

0001606587-19-000922.txt : 20191028 0001606587-19-000922.hdr.sgml : 20191028 20191028094755 ACCESSION NUMBER: 0001606587-19-000922 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191028 DATE AS OF CHANGE: 20191028 EFFECTIVENESS DATE: 20191028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 191171479 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 09-30-2019 09-30-2019 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 10-25-2019 0 466 924405 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFLAC INC COM 001055102 417 7966 SH SOLE none 0 0 7966 AGNC INVT CORP COM 00123Q104 485 30149 SH SOLE none 0 0 30149 ALPS ETF TR ALERIAN MLP 00162Q866 174 19017 SH SOLE none 0 0 19017 AT&T INC COM 00206R102 7667 202611 SH SOLE none 0 0 202611 ABBOTT LABS COM 002824100 744 8894 SH SOLE none 0 0 8894 ABBVIE INC COM 00287Y109 8154 107685 SH SOLE none 0 0 107685 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 163 19486 SH SOLE none 0 0 19486 ADOBE INC COM 00724F101 949 3436 SH SOLE none 0 0 3436 ADVANCED MICRO DEVICES INC COM 007903107 554 19105 SH SOLE none 0 0 19105 AIR PRODS & CHEMS INC COM 009158106 317 1431 SH SOLE none 0 0 1431 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2614 15629 SH SOLE none 0 0 15629 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 206 17140 SH SOLE none 0 0 17140 ALLISON TRANSMISSION HLDGS I COM 01973R101 918 19519 SH SOLE none 0 0 19519 ALLSTATE CORP COM 020002101 1596 14684 SH SOLE none 0 0 14684 ALPHABET INC CAP STK CL C 02079K107 3010 2469 SH SOLE none 0 0 2469 ALPHABET INC CAP STK CL A 02079K305 3632 2974 SH SOLE none 0 0 2974 ALTRIA GROUP INC COM 02209S103 2927 71573 SH SOLE none 0 0 71573 AMAZON COM INC COM 023135106 13490 7771 SH SOLE none 0 0 7771 AMEREN CORP COM 023608102 444 5542 SH SOLE none 0 0 5542 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 821 55253 SH SOLE none 0 0 55253 AMERICAN AIRLS GROUP INC COM 02376R102 296 10971 SH SOLE none 0 0 10971 AMERICAN ELEC PWR CO INC COM 025537101 536 5720 SH SOLE none 0 0 5720 AMERICAN EXPRESS CO COM 025816109 1694 14321 SH SOLE none 0 0 14321 AMERICAN INTL GROUP INC COM NEW 026874784 419 7521 SH SOLE none 0 0 7521 AMERICAN TOWER CORP NEW COM 03027X100 783 3541 SH SOLE none 0 0 3541 AMERICAN WTR WKS CO INC NEW COM 030420103 267 2150 SH SOLE none 0 0 2150 AMETEK INC NEW COM 031100100 2785 30336 SH SOLE none 0 0 30336 AMGEN INC COM 031162100 6891 35610 SH SOLE none 0 0 35610 ANNALY CAP MGMT INC COM 035710409 383 43486 SH SOLE none 0 0 43486 ANWORTH MORTGAGE ASSET CP COM 037347101 39 11780 SH SOLE none 0 0 11780 APPLE INC COM 037833100 1680 7500 SH Call SOLE none 0 0 7500 APPLE INC COM 037833100 68173 304384 SH SOLE none 0 0 304384 APPLIED MATLS INC COM 038222105 461 9234 SH SOLE none 0 0 9234 ARCHER DANIELS MIDLAND CO COM 039483102 476 11586 SH SOLE none 0 0 11586 ARCONIC INC COM 03965L100 200 7686 SH SOLE none 0 0 7686 ARES CAP CORP COM 04010L103 1130 60612 SH SOLE none 0 0 60612 ARISTA NETWORKS INC COM 040413106 225 940 SH SOLE none 0 0 940 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 195 11624 SH SOLE none 0 0 11624 AURORA CANNABIS INC COM 05156X108 83 18821 SH SOLE none 0 0 18821 AUTOMATIC DATA PROCESSING IN COM 053015103 781 4841 SH SOLE none 0 0 4841 AUTONATION INC COM 05329W102 216 4268 SH SOLE none 0 0 4268 AVALONBAY CMNTYS INC COM 053484101 549 2548 SH SOLE none 0 0 2548 AXON ENTERPRISE INC COM 05464C101 240 4221 SH SOLE none 0 0 4221 BB&T CORP COM 054937107 1325 24836 SH SOLE none 0 0 24836 BP PLC SPONSORED ADR 055622104 1245 32764 SH SOLE none 0 0 32764 BADGER METER INC COM 056525108 1020 19000 SH SOLE none 0 0 19000 BAIDU INC SPON ADR REP A 056752108 347 3376 SH SOLE none 0 0 3376 BANCO SANTANDER SA ADR 05964H105 76 18897 SH SOLE none 0 0 18897 BANK AMER CORP COM 060505104 5494 188343 SH SOLE none 0 0 188343 BANK NEW YORK MELLON CORP COM 064058100 205 4526 SH SOLE none 0 0 4526 BARINGS BDC INC COM 06759L103 103 10105 SH SOLE none 0 0 10105 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4054 13 SH SOLE none 0 0 13 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3575 17188 SH SOLE none 0 0 17188 BIOGEN INC COM 09062X103 312 1339 SH SOLE none 0 0 1339 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 203 14492 SH SOLE none 0 0 14492 BLACKROCK MUNI INCOME TR II COM 09249N101 152 10167 SH SOLE none 0 0 10167 BLACKROCK ENHANCED GBL DIV T COM 092501105 150 14344 SH SOLE none 0 0 14344 BLACKROCK ENHANCED EQT DIV T COM 09251A104 502 54637 SH SOLE none 0 0 54637 BLACKROCK CORPOR HI YLD FD I COM 09255P107 480 44659 SH SOLE none 0 0 44659 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 180 16784 SH SOLE none 0 0 16784 BLACKROCK FLOAT RATE OME STR COM 09255X100 457 36200 SH SOLE none 0 0 36200 BLACKROCK ENH CAP & INC FD I COM 09256A109 306 18907 SH SOLE none 0 0 18907 BLACKROCK TCP CAP CORP COM 09259E108 140 10360 SH SOLE none 0 0 10360 BLACKSTONE GROUP INC COM CL A 09260D107 690 14124 SH SOLE none 0 0 14124 BOEING CO COM 097023105 571 1500 SH Call SOLE none 0 0 1500 BOEING CO COM 097023105 13362 35119 SH SOLE none 0 0 35119 BOOKING HLDGS INC COM 09857L108 416 212 SH SOLE none 0 0 212 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1002 14113 SH SOLE none 0 0 14113 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 145 12000 SH SOLE none 0 0 12000 BRISTOL MYERS SQUIBB CO COM 110122108 1451 28604 SH SOLE none 0 0 28604 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1026 8245 SH SOLE none 0 0 8245 BROOKDALE SR LIVING INC COM 112463104 155 20500 SH SOLE none 0 0 20500 B2GOLD CORP COM 11777Q209 40 12234 SH SOLE none 0 0 12234 CBL & ASSOC PPTYS INC COM 124830100 30 23600 SH SOLE none 0 0 23600 CBRE GROUP INC CL A 12504L109 1592 30029 SH SOLE none 0 0 30029 CDW CORP COM 12514G108 1166 9461 SH SOLE none 0 0 9461 CIGNA CORP NEW COM 125523100 601 3960 SH SOLE none 0 0 3960 CME GROUP INC COM 12572Q105 4468 21142 SH SOLE none 0 0 21142 CSX CORP COM 126408103 1152 16632 SH SOLE none 0 0 16632 CVS HEALTH CORP COM 126650100 1067 16925 SH SOLE none 0 0 16925 CADENCE DESIGN SYSTEM INC COM 127387108 1049 15875 SH SOLE none 0 0 15875 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 249 23926 SH SOLE none 0 0 23926 CALAMOS GBL DYN INCOME FUND COM 12811L107 175 22399 SH SOLE none 0 0 22399 CAMPBELL SOUP CO COM 134429109 249 5300 SH SOLE none 0 0 5300 CANOPY GROWTH CORP COM 138035100 403 17591 SH SOLE none 0 0 17591 CARMAX INC COM 143130102 809 9195 SH SOLE none 0 0 9195 CARNIVAL CORP UNIT 99/99/9999 143658300 608 13920 SH SOLE none 0 0 13920 CATERPILLAR INC DEL COM 149123101 4628 36637 SH SOLE none 0 0 36637 CEDAR FAIR L P DEPOSITRY UNIT 150185106 328 5616 SH SOLE none 0 0 5616 CELGENE CORP COM 151020104 3105 31267 SH SOLE none 0 0 31267 CEMEX SAB DE CV SPON ADR NEW 151290889 100 25414 SH SOLE none 0 0 25414 CENTENE CORP DEL COM 15135B101 277 6408 SH SOLE none 0 0 6408 CENTURYLINK INC COM 156700106 184 14768 SH SOLE none 0 0 14768 CHENIERE ENERGY INC COM NEW 16411R208 297 4705 SH SOLE none 0 0 4705 CHESAPEAKE ENERGY CORP COM 165167107 46 32927 SH SOLE none 0 0 32927 CHEVRON CORP NEW COM 166764100 5746 48452 SH SOLE none 0 0 48452 CISCO SYS INC COM 17275R102 15855 320887 SH SOLE none 0 0 320887 CINTAS CORP COM 172908105 1082 4034 SH SOLE none 0 0 4034 CITIGROUP INC COM NEW 172967424 2523 36530 SH SOLE none 0 0 36530 CITIZENS FINL GROUP INC COM 174610105 5736 162168 SH SOLE none 0 0 162168 CLEVELAND CLIFFS INC COM 185899101 192 26620 SH SOLE none 0 0 26620 CLOROX CO DEL COM 189054109 235 1550 SH SOLE none 0 0 1550 COCA COLA CO COM 191216100 3666 67335 SH SOLE none 0 0 67335 COFFEE HLDG CO INC COM 192176105 44 11240 SH SOLE none 0 0 11240 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 585 9700 SH SOLE none 0 0 9700 COHEN & STEERS QUALITY RLTY COM 19247L106 180 11336 SH SOLE none 0 0 11336 COLGATE PALMOLIVE CO COM 194162103 676 9199 SH SOLE none 0 0 9199 COMCAST CORP NEW CL A 20030N101 1681 37296 SH SOLE none 0 0 37296 COMERICA INC COM 200340107 352 5328 SH SOLE none 0 0 5328 CONAGRA BRANDS INC COM 205887102 477 15532 SH SOLE none 0 0 15532 CONOCOPHILLIPS COM 20825C104 913 16026 SH SOLE none 0 0 16026 CONSOLIDATED EDISON INC COM 209115104 560 5924 SH SOLE none 0 0 5924 CONSTELLATION BRANDS INC CL A 21036P108 318 1535 SH SOLE none 0 0 1535 CONTRAFECT CORP COM 212326102 4 10124 SH SOLE none 0 0 10124 CORNERSTONE STRATEGIC VALUE COM 21924B302 129 11346 SH SOLE none 0 0 11346 CORNING INC COM 219350105 1620 56795 SH SOLE none 0 0 56795 CORTEVA INC COM 22052L104 791 28261 SH SOLE none 0 0 28261 COSTCO WHSL CORP NEW COM 22160K105 1026 3561 SH SOLE none 0 0 3561 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 27 10566 SH SOLE none 0 0 10566 CRESUD S A C I F Y A SPONSORED ADR 226406106 148 25000 SH SOLE none 0 0 25000 CROWN CASTLE INTL CORP NEW COM 22822V101 313 2251 SH SOLE none 0 0 2251 CUBESMART COM 229663109 525 15054 SH SOLE none 0 0 15054 CUMMINS INC COM 231021106 1350 8297 SH SOLE none 0 0 8297 DNP SELECT INCOME FD COM 23325P104 201 15640 SH SOLE none 0 0 15640 DTE ENERGY CO COM 233331107 435 3272 SH SOLE none 0 0 3272 DARDEN RESTAURANTS INC COM 237194105 5838 49386 SH SOLE none 0 0 49386 DEERE & CO COM 244199105 549 3252 SH SOLE none 0 0 3252 DELTA AIR LINES INC DEL COM NEW 247361702 640 11116 SH SOLE none 0 0 11116 DENISON MINES CORP COM 248356107 18 39825 SH SOLE none 0 0 39825 DEXCOM INC COM 252131107 239 1600 SH SOLE none 0 0 1600 DIAMONDBACK ENERGY INC COM 25278X109 423 4700 SH SOLE none 0 0 4700 DIGI INTL INC COM 253798102 184 13500 SH SOLE none 0 0 13500 DIGITAL RLTY TR INC COM 253868103 1578 12155 SH SOLE none 0 0 12155 DISNEY WALT CO COM DISNEY 254687106 10638 81627 SH SOLE none 0 0 81627 DISCOVER FINL SVCS COM 254709108 8546 105384 SH SOLE none 0 0 105384 DOLLAR GEN CORP NEW COM 256677105 1332 8379 SH SOLE none 0 0 8379 DOMINION ENERGY INC COM 25746U109 1096 13527 SH SOLE none 0 0 13527 DOW INC COM 260557103 1381 28973 SH SOLE none 0 0 28973 DUKE REALTY CORP COM NEW 264411505 1223 36015 SH SOLE none 0 0 36015 DUKE ENERGY CORP NEW COM NEW 26441C204 1453 15153 SH SOLE none 0 0 15153 DUPONT DE NEMOURS INC COM 26614N102 2020 28328 SH SOLE none 0 0 28328 EMX RTY CORP COM 26873J107 58 42732 SH SOLE none 0 0 42732 EPR PPTYS COM SH BEN INT 26884U109 213 2776 SH SOLE none 0 0 2776 EATON VANCE ENHANCED EQ INC COM 278274105 176 11639 SH SOLE none 0 0 11639 EATON VANCE TXMGD GL BUYWR O COM 27829C105 215 22298 SH SOLE none 0 0 22298 EATON VANCE TAX MNGD GBL DV COM 27829F108 836 101707 SH SOLE none 0 0 101707 EATON VANCE RISK MNGD DIV EQ COM 27829G106 117 12625 SH SOLE none 0 0 12625 EBAY INC COM 278642103 791 20302 SH SOLE none 0 0 20302 EMERSON ELEC CO COM 291011104 670 10024 SH SOLE none 0 0 10024 ENBRIDGE INC COM 29250N105 1069 30472 SH SOLE none 0 0 30472 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1390 106271 SH SOLE none 0 0 106271 ENTERPRISE PRODS PARTNERS L COM 293792107 2040 71362 SH SOLE none 0 0 71362 EQUITY RESIDENTIAL SH BEN INT 29476L107 579 6715 SH SOLE none 0 0 6715 EVERSOURCE ENERGY COM 30040W108 1350 15799 SH SOLE none 0 0 15799 EXACT SCIENCES CORP COM 30063P105 624 6900 SH SOLE none 0 0 6900 EXELON CORP COM 30161N101 369 7638 SH SOLE none 0 0 7638 EXXON MOBIL CORP COM 30231G102 21603 305945 SH SOLE none 0 0 305945 FACEBOOK INC CL A 30303M102 5163 28994 SH SOLE none 0 0 28994 FEDEX CORP COM 31428X106 457 3139 SH SOLE none 0 0 3139 FIFTH THIRD BANCORP COM 316773100 1839 67177 SH SOLE none 0 0 67177 FIRST US BANCSHARES INC COM 33744V103 478 53416 SH SOLE none 0 0 53416 FISERV INC COM 337738108 790 7625 SH SOLE none 0 0 7625 FIRSTENERGY CORP COM 337932107 271 5627 SH SOLE none 0 0 5627 FLOWERS FOODS INC COM 343498101 231 10000 SH SOLE none 0 0 10000 FOOT LOCKER INC COM 344849104 592 13725 SH SOLE none 0 0 13725 FORD MTR CO DEL COM 345370860 5193 566899 SH SOLE none 0 0 566899 FORTUNA SILVER MINES INC COM 349915108 84 27340 SH SOLE none 0 0 27340 FREEPORT-MCMORAN INC CL B 35671D857 106 11083 SH SOLE none 0 0 11083 GABELLI EQUITY TR INC COM 362397101 1138 190252 SH SOLE none 0 0 190252 GABELLI MULTIMEDIA TR INC COM 36239Q109 178 21903 SH SOLE none 0 0 21903 GABELLI DIVD & INCOME TR COM 36242H104 201 9367 SH SOLE none 0 0 9367 GABELLI HLTHCARE & WELLNESS SHS 36246K103 273 26201 SH SOLE none 0 0 26201 GALLAGHER ARTHUR J & CO COM 363576109 1263 14100 SH SOLE none 0 0 14100 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 338 77680 SH SOLE none 0 0 77680 GENERAL ELECTRIC CO COM 369604103 1167 130573 SH SOLE none 0 0 130573 GENERAL MLS INC COM 370334104 338 6139 SH SOLE none 0 0 6139 GENERAL MTRS CO COM 37045V100 482 12858 SH SOLE none 0 0 12858 GILEAD SCIENCES INC COM 375558103 1258 19848 SH SOLE none 0 0 19848 GLOBUS MED INC CL A 379577208 1587 31042 SH SOLE none 0 0 31042 GLOBE LIFE INC COM 37959E102 5420 56598 SH SOLE none 0 0 56598 GOLDMAN SACHS GROUP INC COM 38141G104 368 1778 SH SOLE none 0 0 1778 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 106 13651 SH SOLE none 0 0 13651 HCA HEALTHCARE INC COM 40412C101 402 3335 SH SOLE none 0 0 3335 HCP INC COM 40414L109 833 23367 SH SOLE none 0 0 23367 HALLIBURTON CO COM 406216101 390 20707 SH SOLE none 0 0 20707 HESS CORP COM 42809H107 413 6837 SH SOLE none 0 0 6837 HEXCEL CORP NEW COM 428291108 1056 12852 SH SOLE none 0 0 12852 HOME DEPOT INC COM 437076102 13892 59874 SH SOLE none 0 0 59874 HONEYWELL INTL INC COM 438516106 722 4268 SH SOLE none 0 0 4268 HORMEL FOODS CORP COM 440452100 587 13425 SH SOLE none 0 0 13425 HOST HOTELS & RESORTS INC COM 44107P104 459 26532 SH SOLE none 0 0 26532 HUMANA INC COM 444859102 574 2245 SH SOLE none 0 0 2245 HUNTINGTON BANCSHARES INC COM 446150104 420 29421 SH SOLE none 0 0 29421 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 290 4518 SH SOLE none 0 0 4518 IDEXX LABS INC COM 45168D104 1093 4020 SH SOLE none 0 0 4020 ILLINOIS TOOL WKS INC COM 452308109 324 2070 SH SOLE none 0 0 2070 INNOVATIVE INDL PPTYS INC COM 45781V101 5289 57257 SH SOLE none 0 0 57257 INTEL CORP COM 458140100 9883 191782 SH SOLE none 0 0 191782 INTERCONTINENTAL EXCHANGE IN COM 45866F104 338 3659 SH SOLE none 0 0 3659 INTERNATIONAL BUSINESS MACHS COM 459200101 6051 41607 SH SOLE none 0 0 41607 INTL PAPER CO COM 460146103 246 5890 SH SOLE none 0 0 5890 INVESCO QQQ TR UNIT SER 1 46090E103 2132 11293 SH SOLE none 0 0 11293 INTUIT COM 461202103 825 3101 SH SOLE none 0 0 3101 INTUITIVE SURGICAL INC COM NEW 46120E602 391 725 SH SOLE none 0 0 725 INVESCO MORTGAGE CAPITAL INC COM 46131B100 157 10255 SH SOLE none 0 0 10255 INVESCO MUN TR COM 46131J103 345 27350 SH SOLE none 0 0 27350 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 461 4265 SH SOLE none 0 0 4265 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 259 14154 SH SOLE none 0 0 14154 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 256 21682 SH SOLE none 0 0 21682 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 297 5131 SH SOLE none 0 0 5131 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 414 27550 SH SOLE none 0 0 27550 ISHARES INC MSCI AUST ETF 464286103 252 11308 SH SOLE none 0 0 11308 ISHARES TR SELECT DIVID ETF 464287168 763 7489 SH SOLE none 0 0 7489 ISHARES TR CORE US AGGBD ET 464287226 305 2698 SH SOLE none 0 0 2698 ISHARES TR MSCI EMG MKT ETF 464287234 211 5161 SH SOLE none 0 0 5161 ISHARES TR IBOXX INV CP ETF 464287242 424 3326 SH SOLE none 0 0 3326 ISHARES TR NASDAQ BIOTECH 464287556 310 3113 SH SOLE none 0 0 3113 ISHARES TR RUSSELL 2000 ETF 464287655 256 1690 SH SOLE none 0 0 1690 ISHARES TR CORE S&P SCP ETF 464287804 380 4879 SH SOLE none 0 0 4879 ISHARES TR S&P SML 600 GWT 464287887 244 1370 SH SOLE none 0 0 1370 ISHARES TR IBOXX HI YD ETF 464288513 349 4000 SH SOLE none 0 0 4000 ISHARES TR PFD AND INCM SEC 464288687 923 24587 SH SOLE none 0 0 24587 ISHARES TR MSCI MIN VOL ETF 46429B697 222 3464 SH SOLE none 0 0 3464 ISHARES TR USA MOMENTUM FCT 46432F396 2244 18818 SH SOLE none 0 0 18818 ISHARES TR MORTGE REL ETF 46435G342 382 9057 SH SOLE none 0 0 9057 JPMORGAN CHASE & CO COM 46625H100 15380 130682 SH SOLE none 0 0 130682 JABIL INC COM 466313103 1138 31825 SH SOLE none 0 0 31825 JOHNSON & JOHNSON COM 478160104 2667 20612 SH SOLE none 0 0 20612 KLA CORPORATION COM NEW 482480100 7995 50139 SH SOLE none 0 0 50139 KIMBERLY CLARK CORP COM 494368103 670 4720 SH SOLE none 0 0 4720 KINDER MORGAN INC DEL COM 49456B101 730 35409 SH SOLE none 0 0 35409 KINGOLD JEWELRY INC COM NEW 49579A204 7 11650 SH SOLE none 0 0 11650 KITE RLTY GROUP TR COM NEW 49803T300 740 45834 SH SOLE none 0 0 45834 KOHLS CORP COM 500255104 219 4403 SH SOLE none 0 0 4403 KRAFT HEINZ CO COM 500754106 607 21715 SH SOLE none 0 0 21715 LPL FINL HLDGS INC COM 50212V100 957 11690 SH SOLE none 0 0 11690 L3HARRIS TECHNOLOGIES INC COM 502431109 565 2707 SH SOLE none 0 0 2707 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1356 8069 SH SOLE none 0 0 8069 LAM RESEARCH CORP COM 512807108 782 3386 SH SOLE none 0 0 3386 LAMB WESTON HLDGS INC COM 513272104 316 4342 SH SOLE none 0 0 4342 LAS VEGAS SANDS CORP COM 517834107 6739 116675 SH SOLE none 0 0 116675 LENNAR CORP CL A 526057104 575 10300 SH SOLE none 0 0 10300 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1282 200236 SH SOLE none 0 0 200236 LIBERTY PPTY TR SH BEN INT 531172104 541 10540 SH SOLE none 0 0 10540 LILLY ELI & CO COM 532457108 2839 25386 SH SOLE none 0 0 25386 LINCOLN NATL CORP IND COM 534187109 669 11095 SH SOLE none 0 0 11095 LOCKHEED MARTIN CORP COM 539830109 9828 25195 SH SOLE none 0 0 25195 LOWES COS INC COM 548661107 555 5049 SH SOLE none 0 0 5049 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 128 13000 SH SOLE none 0 0 13000 M & T BK CORP COM 55261F104 632 4000 SH SOLE none 0 0 4000 MFA FINL INC COM 55272X102 347 47184 SH SOLE none 0 0 47184 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 222 37500 SH SOLE none 0 0 37500 MPLX LP COM UNIT REP LTD 55336V100 501 17901 SH SOLE none 0 0 17901 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1609 24275 SH SOLE none 0 0 24275 MAIN STREET CAPITAL CORP COM 56035L104 1141 26405 SH SOLE none 0 0 26405 MARATHON PETE CORP COM 56585A102 463 7618 SH SOLE none 0 0 7618 MARRIOTT INTL INC NEW CL A 571903202 966 7768 SH SOLE none 0 0 7768 MASCO CORP COM 574599106 804 19300 SH SOLE none 0 0 19300 MASTEC INC COM 576323109 1020 15712 SH SOLE none 0 0 15712 MASTERCARD INC CL A 57636Q104 5922 21808 SH SOLE none 0 0 21808 MCDONALDS CORP COM 580135101 2384 11103 SH SOLE none 0 0 11103 MEDALLION FINL CORP COM 583928106 164 25600 SH SOLE none 0 0 25600 MEDICAL PPTYS TRUST INC COM 58463J304 965 49335 SH SOLE none 0 0 49335 MERCK & CO INC COM 58933Y105 2551 30308 SH SOLE none 0 0 30308 MERITOR INC COM 59001K100 761 41113 SH SOLE none 0 0 41113 METLIFE INC COM 59156R108 820 17393 SH SOLE none 0 0 17393 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 221 40200 SH SOLE none 0 0 40200 MICROSOFT CORP COM 594918104 6214 44693 SH SOLE none 0 0 44693 MICRON TECHNOLOGY INC COM 595112103 674 15720 SH SOLE none 0 0 15720 MIDDLEBY CORP COM 596278101 367 3140 SH SOLE none 0 0 3140 MONDELEZ INTL INC CL A 609207105 1564 28263 SH SOLE none 0 0 28263 NATIONAL BANKSHARES INC VA COM 634865109 379 9464 SH SOLE none 0 0 9464 NETAPP INC COM 64110D104 630 12000 SH SOLE none 0 0 12000 NETFLIX INC COM 64110L106 3195 11940 SH SOLE none 0 0 11940 NEW AMER HIGH INCOME FD INC COM NEW 641876800 161 18220 SH SOLE none 0 0 18220 NEUBERGER BERMAN RE ES SEC F COM 64190A103 85 15000 SH SOLE none 0 0 15000 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 576 36763 SH SOLE none 0 0 36763 NEW YORK MTG TR INC COM PAR $.02 649604501 341 55947 SH SOLE none 0 0 55947 NEXTERA ENERGY INC COM 65339F101 940 4036 SH SOLE none 0 0 4036 NIKE INC CL B 654106103 4104 43699 SH SOLE none 0 0 43699 NOKIA CORP SPONSORED ADR 654902204 75 15000 SH Call SOLE none 0 0 15000 NOKIA CORP SPONSORED ADR 654902204 127 25161 SH SOLE none 0 0 25161 NORFOLK SOUTHERN CORP COM 655844108 568 3161 SH SOLE none 0 0 3161 NORTHROP GRUMMAN CORP COM 666807102 562 1500 SH Call SOLE none 0 0 1500 NORTHROP GRUMMAN CORP COM 666807102 416 1109 SH SOLE none 0 0 1109 NUSTAR ENERGY LP UNIT COM 67058H102 241 8505 SH SOLE none 0 0 8505 NVIDIA CORP COM 67066G104 3806 21862 SH SOLE none 0 0 21862 NUVEEN QUALITY MUNCP INCOME COM 67066V101 289 20143 SH SOLE none 0 0 20143 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 231 17638 SH SOLE none 0 0 17638 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 497 32244 SH SOLE none 0 0 32244 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 424 26112 SH SOLE none 0 0 26112 NUVEEN AMT FREE MUN CR INC F COM 67071L106 299 17855 SH SOLE none 0 0 17855 NUVEEN PFD & INCM SECURTIES COM 67072C105 174 17700 SH SOLE none 0 0 17700 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 440 44500 SH SOLE none 0 0 44500 OAKTREE SPECIALTY LENDING CO COM 67401P108 54 10450 SH SOLE none 0 0 10450 OCCIDENTAL PETE CORP COM 674599105 287 6451 SH SOLE none 0 0 6451 OLD DOMINION FREIGHT LINE IN COM 679580100 1075 6324 SH SOLE none 0 0 6324 OMEGA HEALTHCARE INVS INC COM 681936100 298 7135 SH SOLE none 0 0 7135 OMEROS CORP COM 682143102 419 25680 SH SOLE none 0 0 25680 ONEOK INC NEW COM 682680103 7878 106912 SH SOLE none 0 0 106912 ORACLE CORP COM 68389X105 2926 53165 SH SOLE none 0 0 53165 ORANGE SPONSORED ADR 684060106 202 13000 SH SOLE none 0 0 13000 OXFORD SQUARE CAP CORP COM 69181V107 72 11600 SH SOLE none 0 0 11600 PDC ENERGY INC COM 69327R101 326 11732 SH SOLE none 0 0 11732 PGIM GLOBAL HIGH YIELD FD IN COM 69346J106 208 14500 SH SOLE none 0 0 14500 PNC FINL SVCS GROUP INC COM 693475105 544 3884 SH SOLE none 0 0 3884 PACWEST BANCORP DEL COM 695263103 299 8233 SH SOLE none 0 0 8233 PARKER HANNIFIN CORP COM 701094104 856 4741 SH SOLE none 0 0 4741 PAYPAL HLDGS INC COM 70450Y103 1350 13028 SH SOLE none 0 0 13028 PEBBLEBROOK HOTEL TR COM 70509V100 453 16289 SH SOLE none 0 0 16289 PEMBINA PIPELINE CORP COM 706327103 297 8003 SH SOLE none 0 0 8003 PENNANTPARK INVT CORP COM 708062104 101 16040 SH SOLE none 0 0 16040 PENNANTPARK FLOATING RATE CA COM 70806A106 238 20547 SH SOLE none 0 0 20547 PENNS WOODS BANCORP INC COM 708430103 231 5005 SH SOLE none 0 0 5005 PEPSICO INC COM 713448108 2046 14923 SH SOLE none 0 0 14923 PFIZER INC COM 717081103 3006 83649 SH SOLE none 0 0 83649 PHILIP MORRIS INTL INC COM 718172109 4615 60781 SH SOLE none 0 0 60781 PHILLIPS 66 COM 718546104 426 4160 SH SOLE none 0 0 4160 PHYSICIANS RLTY TR COM 71943U104 492 27732 SH SOLE none 0 0 27732 PIMCO HIGH INCOME FD COM SHS 722014107 347 44893 SH SOLE none 0 0 44893 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2807 27594 SH SOLE none 0 0 27594 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 201 8213 SH SOLE none 0 0 8213 PIONEER MUN HIGH INCOME TR COM SHS 723763108 397 31900 SH SOLE none 0 0 31900 POLARIS INC COM 731068102 682 7750 SH SOLE none 0 0 7750 POPULAR INC COM NEW 733174700 897 16579 SH SOLE none 0 0 16579 PREFERRED BK LOS ANGELES CA COM NEW 740367404 210 4000 SH SOLE none 0 0 4000 PRIMERICA INC COM 74164M108 970 7626 SH SOLE none 0 0 7626 PROCTER & GAMBLE CO COM 742718109 1898 15257 SH SOLE none 0 0 15257 PROGRESSIVE CORP OHIO COM 743315103 1061 13739 SH SOLE none 0 0 13739 PROLOGIS INC COM 74340W103 697 8175 SH SOLE none 0 0 8175 PROSHARES TR PSHS ULT S&P 500 74347R107 775 6037 SH SOLE none 0 0 6037 PROSHARES TR PSHS ULTRA QQQ 74347R206 678 7005 SH SOLE none 0 0 7005 PROSHARES TR PSHS ULT NASB 74347R214 638 15000 SH SOLE none 0 0 15000 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 325 20000 SH SOLE none 0 0 20000 PROSHARES TR ULTRA FNCLS NEW 74347X633 563 12000 SH SOLE none 0 0 12000 PROSPECT CAPITAL CORPORATION COM 74348T102 719 109084 SH SOLE none 0 0 109084 PROSPERITY BANCSHARES INC COM 743606105 932 13200 SH SOLE none 0 0 13200 PRUDENTIAL FINL INC COM 744320102 6161 68495 SH SOLE none 0 0 68495 PUBLIC STORAGE COM 74460D109 561 2286 SH SOLE none 0 0 2286 PUTNAM MANAGED MUN INCOM TR COM 746823103 823 105170 SH SOLE none 0 0 105170 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 269 51176 SH SOLE none 0 0 51176 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 304 66272 SH SOLE none 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 187 14300 SH SOLE none 0 0 14300 QUALCOMM INC COM 747525103 2558 33532 SH SOLE none 0 0 33532 RPM INTL INC COM 749685103 474 6886 SH SOLE none 0 0 6886 RAYTHEON CO COM NEW 755111507 329 1678 SH SOLE none 0 0 1678 REALTY INCOME CORP COM 756109104 1602 20889 SH SOLE none 0 0 20889 REGIONS FINL CORP NEW COM 7591EP100 6885 435228 SH SOLE none 0 0 435228 REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 8 35236 SH SOLE none 0 0 35236 RING ENERGY INC COM 76680V108 74 45400 SH SOLE none 0 0 45400 RITE AID CORP COM 767754872 85 12222 SH SOLE none 0 0 12222 ROKU INC COM CL A 77543R102 474 4661 SH SOLE none 0 0 4661 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 457 7628 SH SOLE none 0 0 7628 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 719 12216 SH SOLE none 0 0 12216 S&P GLOBAL INC COM 78409V104 1315 5367 SH SOLE none 0 0 5367 SPDR S&P 500 ETF TR TR UNIT 78462F103 199963 673800 SH Put SOLE none 0 0 673800 SPDR S&P 500 ETF TR TR UNIT 78462F103 2659 8958 SH SOLE none 0 0 8958 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3691 13713 SH SOLE none 0 0 13713 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 392 1112 SH SOLE none 0 0 1112 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 779 8500 SH SOLE none 0 0 8500 SRC ENERGY INC COM 78470V108 169 36192 SH SOLE none 0 0 36192 SALESFORCE COM INC COM 79466L302 615 4142 SH SOLE none 0 0 4142 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 35 20825 SH SOLE none 0 0 20825 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 22 42000 SH SOLE none 0 0 42000 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 7 15000 SH SOLE none 0 0 15000 SAREPTA THERAPEUTICS INC COM 803607100 226 3000 SH SOLE none 0 0 3000 SCHLUMBERGER LTD COM 806857108 242 7096 SH SOLE none 0 0 7096 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 365 6430 SH SOLE none 0 0 6430 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 230 9164 SH SOLE none 0 0 9164 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 333 6077 SH SOLE none 0 0 6077 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 323 10143 SH SOLE none 0 0 10143 SELECT SECTOR SPDR TR ENERGY 81369Y506 406 6862 SH SOLE none 0 0 6862 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 412 14724 SH SOLE none 0 0 14724 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 280 3477 SH SOLE none 0 0 3477 SEMPRA ENERGY COM 816851109 951 6440 SH SOLE none 0 0 6440 SENIOR HSG PPTYS TR SH BEN INT 81721M109 104 11200 SH SOLE none 0 0 11200 SENSIENT TECHNOLOGIES CORP COM 81725T100 1444 21041 SH SOLE none 0 0 21041 SERVICE PPTYS TR COM SH BEN INT 81761L102 5237 203061 SH SOLE none 0 0 203061 SHOPIFY INC CL A 82509L107 204 654 SH SOLE none 0 0 654 SIMON PPTY GROUP INC NEW COM 828806109 790 5075 SH SOLE none 0 0 5075 SIRIUS XM HLDGS INC COM 82968B103 5584 892693 SH SOLE none 0 0 892693 SNAP ON INC COM 833034101 835 5333 SH SOLE none 0 0 5333 SOUTHERN CO COM 842587107 2131 34500 SH SOLE none 0 0 34500 SOUTHWEST AIRLS CO COM 844741108 631 11689 SH SOLE none 0 0 11689 SQUARE INC CL A 852234103 809 13066 SH SOLE none 0 0 13066 STANLEY BLACK & DECKER INC COM 854502101 743 5144 SH SOLE none 0 0 5144 STARBUCKS CORP COM 855244109 1648 18640 SH SOLE none 0 0 18640 STARWOOD PPTY TR INC COM 85571B105 289 11942 SH SOLE none 0 0 11942 STORE CAP CORP COM 862121100 585 15638 SH SOLE none 0 0 15638 STRYKER CORP COM 863667101 616 2850 SH SOLE none 0 0 2850 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 83 17000 SH SOLE none 0 0 17000 SYNOPSYS INC COM 871607107 1172 8538 SH SOLE none 0 0 8538 SYSCO CORP COM 871829107 8253 103940 SH SOLE none 0 0 103940 TC PIPELINES LP UT COM LTD PRT 87233Q108 203 5000 SH SOLE none 0 0 5000 TJX COS INC NEW COM 872540109 1402 25151 SH SOLE none 0 0 25151 TARGET CORP COM 87612E106 8407 78640 SH SOLE none 0 0 78640 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 962 71605 SH SOLE none 0 0 71605 TEMPUR SEALY INTL INC COM 88023U101 999 12946 SH SOLE none 0 0 12946 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 80 11660 SH SOLE none 0 0 11660 TEXAS INSTRS INC COM 882508104 10662 82495 SH SOLE none 0 0 82495 TG THERAPEUTICS INC COM 88322Q108 84 15000 SH SOLE none 0 0 15000 3M CO COM 88579Y101 650 3956 SH SOLE none 0 0 3956 TIMKEN CO COM 887389104 800 18388 SH SOLE none 0 0 18388 TOMPKINS FINANCIAL CORPORATI COM 890110109 203 2500 SH SOLE none 0 0 2500 TORONTO DOMINION BK ONT COM NEW 891160509 259 4454 SH SOLE none 0 0 4454 TOTAL S A SPONSORED ADS 89151E109 368 7083 SH SOLE none 0 0 7083 TOWNEBANK PORTSMOUTH VA COM 89214P109 556 20000 SH SOLE none 0 0 20000 TRANSUNION COM 89400J107 1068 13169 SH SOLE none 0 0 13169 TRAVELERS COMPANIES INC COM 89417E109 300 2021 SH SOLE none 0 0 2021 TRI CONTL CORP COM 895436103 580 21287 SH SOLE none 0 0 21287 TRICO BANCSHARES COM 896095106 3923 108079 SH SOLE none 0 0 108079 TWILIO INC CL A 90138F102 1171 10650 SH SOLE none 0 0 10650 US BANCORP DEL COM NEW 902973304 491 8875 SH SOLE none 0 0 8875 UNILEVER PLC SPON ADR NEW 904767704 222 3700 SH SOLE none 0 0 3700 UNION PACIFIC CORP COM 907818108 1484 9165 SH SOLE none 0 0 9165 UNITED PARCEL SERVICE INC CL B 911312106 5992 50004 SH SOLE none 0 0 50004 UNITED TECHNOLOGIES CORP COM 913017109 9211 67467 SH SOLE none 0 0 67467 UNITEDHEALTH GROUP INC COM 91324P102 4555 20962 SH SOLE none 0 0 20962 UNIVERSAL DISPLAY CORP COM 91347P105 269 1600 SH SOLE none 0 0 1600 URSTADT BIDDLE PPTYS INC CL A 917286205 534 22549 SH SOLE none 0 0 22549 VALERO ENERGY CORP NEW COM 91913Y100 472 5541 SH SOLE none 0 0 5541 VANGUARD GROUP DIV APP ETF 921908844 266 2222 SH SOLE none 0 0 2222 VANGUARD WORLD FD MEGA GRWTH IND 921910816 276 2080 SH SOLE none 0 0 2080 VANGUARD WORLD FD MEGA CAP INDEX 921910873 243 2359 SH SOLE none 0 0 2359 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 210 1298 SH SOLE none 0 0 1298 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 536 6042 SH SOLE none 0 0 6042 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 352 8748 SH SOLE none 0 0 8748 VENTAS INC COM 92276F100 1351 18501 SH SOLE none 0 0 18501 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 563 2066 SH SOLE none 0 0 2066 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 454 3063 SH SOLE none 0 0 3063 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 340 3651 SH SOLE none 0 0 3651 VANGUARD INDEX FDS SML CP GRW ETF 922908595 468 2570 SH SOLE none 0 0 2570 VANGUARD INDEX FDS SM CP VAL ETF 922908611 358 2780 SH SOLE none 0 0 2780 VANGUARD INDEX FDS MID CAP ETF 922908629 800 4771 SH SOLE none 0 0 4771 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 209 1800 SH SOLE none 0 0 1800 VANGUARD INDEX FDS SMALL CP ETF 922908751 393 2552 SH SOLE none 0 0 2552 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1749 11585 SH SOLE none 0 0 11585 VEREIT INC COM 92339V100 634 64790 SH SOLE none 0 0 64790 VERIZON COMMUNICATIONS INC COM 92343V104 11975 198390 SH SOLE none 0 0 198390 VISA INC COM CL A 92826C839 4920 28600 SH SOLE none 0 0 28600 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 645 32391 SH SOLE none 0 0 32391 W P CAREY INC COM 92936U109 639 7139 SH SOLE none 0 0 7139 WEC ENERGY GROUP INC COM 92939U106 352 3697 SH SOLE none 0 0 3697 WALMART INC COM 931142103 2406 20270 SH SOLE none 0 0 20270 WALGREENS BOOTS ALLIANCE INC COM 931427108 9201 166350 SH SOLE none 0 0 166350 WASHINGTON PRIME GROUP NEW COM 93964W108 72 17299 SH SOLE none 0 0 17299 WASTE MGMT INC DEL COM 94106L109 733 6374 SH SOLE none 0 0 6374 WELLS FARGO CO NEW COM 949746101 1593 31587 SH SOLE none 0 0 31587 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 472 57278 SH SOLE none 0 0 57278 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 77 14268 SH SOLE none 0 0 14268 WELLS FARGO MULTI SECTOR INC COM 94987D101 245 19815 SH SOLE none 0 0 19815 WELLTOWER INC COM 95040Q104 722 7960 SH SOLE none 0 0 7960 WESTERN ASSET HIGH INCM OPP COM 95766K109 288 57122 SH SOLE none 0 0 57122 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 199 13100 SH SOLE none 0 0 13100 WESTERN DIGITAL CORP COM 958102105 310 5200 SH SOLE none 0 0 5200 WILLIAMS COS INC DEL COM 969457100 299 12417 SH SOLE none 0 0 12417 XCEL ENERGY INC COM 98389B100 364 5611 SH SOLE none 0 0 5611 YUM BRANDS INC COM 988498101 383 3373 SH SOLE none 0 0 3373 ZEBRA TECHNOLOGIES CORP CL A 989207105 898 4352 SH SOLE none 0 0 4352 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1615 8394 SH SOLE none 0 0 8394 MALLINCKRODT PUB LTD CO SHS G5785G107 43 18027 SH SOLE none 0 0 18027 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 987 39508 SH SOLE none 0 0 39508 MEDTRONIC PLC SHS G5960L103 1146 10548 SH SOLE none 0 0 10548 SEAGATE TECHNOLOGY PLC SHS G7945M107 395 7345 SH SOLE none 0 0 7345 TRITON INTL LTD CL A G9078F107 447 13213 SH SOLE none 0 0 13213 TRANSOCEAN LTD REG SHS H8817H100 90 20200 SH SOLE none 0 0 20200