0001606587-17-000689.txt : 20171113 0001606587-17-000689.hdr.sgml : 20171113 20171113171127 ACCESSION NUMBER: 0001606587-17-000689 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 171197014 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 09-30-2017 09-30-2017 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

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MEDICAL PPTYS TRUST INC COM 58463J304 485 36962 SH SOLE NONE 0 0 36962 MEDTRONIC PLC SHS G5960L103 2202 28316 SH SOLE NONE 0 0 28316 MELCO RESORT ENTERTAINMENT L ADR 585464100 217 9000 SH SOLE NONE 0 0 9000 MERCK & CO INC COM 58933Y105 2521 39370 SH SOLE NONE 0 0 39370 METLIFE INC COM 59156R108 686 13197 SH SOLE NONE 0 0 13197 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 219 41742 SH SOLE NONE 0 0 41742 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 234 37500 SH SOLE NONE 0 0 37500 MICRON TECHNOLOGY INC COM 595112103 625 15892 SH SOLE NONE 0 0 15892 MICROSOFT CORP COM 594918104 5780 77595 SH SOLE NONE 0 0 77595 MIDDLEBY CORP COM 596278101 450 3509 SH SOLE NONE 0 0 3509 MOHAWK INDS INC COM 608190104 316 1275 SH SOLE NONE 0 0 1275 MONDELEZ INTL INC CL A 609207105 1427 35100 SH SOLE NONE 0 0 35100 MORGAN STANLEY COM NEW 617446448 2703 56120 SH SOLE NONE 0 0 56120 MPLX LP COM UNIT REP LTD 55336V100 633 18090 PRN SOLE NONE 0 0 18090 MYLAN N V SHS EURO N59465109 201 6405 SH SOLE NONE 0 0 6405 NATIONAL BANKSHARES INC VA COM 634865109 851 18928 SH SOLE NONE 0 0 18928 NATIONAL FUEL GAS CO N J COM 636180101 209 3700 SH SOLE NONE 0 0 3700 NATIONAL GRID PLC SPONSORED ADR NE 636274409 213 3399 SH SOLE NONE 0 0 3399 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 24 11751 SH SOLE NONE 0 0 11751 NEOS THERAPEUTICS INC COM 64052L106 915 100000 SH SOLE NONE 0 0 100000 NETAPP INC COM 64110D104 531 12137 SH SOLE NONE 0 0 12137 NETFLIX INC COM 64110L106 2377 13110 SH SOLE NONE 0 0 13110 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 489 29250 SH SOLE NONE 0 0 29250 NEW YORK CMNTY BANCORP INC COM 649445103 390 30253 SH SOLE NONE 0 0 30253 NEW YORK MTG TR INC COM PAR $.02 649604501 178 28928 SH SOLE NONE 0 0 28928 NEXTERA ENERGY INC COM 65339F101 334 2279 SH SOLE NONE 0 0 2279 NIKE INC CL B 654106103 1065 20548 SH SOLE NONE 0 0 20548 NOKIA CORP SPONSORED ADR 654902204 127 21203 SH SOLE NONE 0 0 21203 NORDIC AMERICAN TANKERS LIMI COM G65773106 118 22107 SH SOLE NONE 0 0 22107 NORFOLK SOUTHERN CORP COM 655844108 1109 8390 SH SOLE NONE 0 0 8390 NORTHROP GRUMMAN CORP COM 666807102 1237 4300 SH SOLE NONE 0 0 4300 NOVAGOLD RES INC COM NEW 66987E206 108 26300 SH SOLE NONE 0 0 26300 NOVARTIS A G SPONSORED ADR 66987V109 204 2381 SH SOLE NONE 0 0 2381 NUCOR CORP COM 670346105 231 4128 SH SOLE NONE 0 0 4128 NUSTAR ENERGY LP UNIT COM 67058H102 340 8379 SH SOLE NONE 0 0 8379 NUVEEN AMT FREE MUN CR INC F COM 67071L106 173 11264 SH SOLE NONE 0 0 11264 NUVEEN AMT FREE QLTY MUN INC COM 670657105 326 23564 SH SOLE NONE 0 0 23564 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 284 18654 SH SOLE NONE 0 0 18654 NUVEEN PFD & INCM SECURTIES COM 67072C105 130 12460 SH SOLE NONE 0 0 12460 NUVEEN QUALITY MUNCP INCOME COM 67066V101 404 28497 SH SOLE NONE 0 0 28497 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 339 24282 SH SOLE NONE 0 0 24282 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 616 39399 SH SOLE NONE 0 0 39399 NVIDIA CORP COM 67066G104 3519 19684 SH SOLE NONE 0 0 19684 OBSIDIAN ENERGY LTD COM 674482104 28 26200 SH SOLE NONE 0 0 26200 OCCIDENTAL PETE CORP DEL COM 674599105 382 5951 SH SOLE NONE 0 0 5951 OCEAN BIO CHEM INC COM 674631106 225 44600 SH SOLE NONE 0 0 44600 OLD DOMINION FGHT LINES INC COM 679580100 870 7901 SH SOLE NONE 0 0 7901 OMEGA HEALTHCARE INVS INC COM 681936100 261 8193 SH SOLE NONE 0 0 8193 OMEROS CORP COM 682143102 535 24750 SH SOLE NONE 0 0 24750 ONEOK INC NEW COM 682680103 6674 120443 SH SOLE NONE 0 0 120443 ORACLE CORP COM 68389X105 2894 59846 SH SOLE NONE 0 0 59846 ORANGE SPONSORED ADR 684060106 226 13736 SH SOLE NONE 0 0 13736 ORCHID IS CAP INC COM 68571X103 137 13416 SH SOLE NONE 0 0 13416 PACWEST BANCORP DEL COM 695263103 424 8387 SH SOLE NONE 0 0 8387 PALO ALTO NETWORKS INC COM 697435105 230 1595 SH SOLE NONE 0 0 1595 PAN AMERICAN SILVER CORP COM 697900108 196 11516 SH SOLE NONE 0 0 11516 PARKER HANNIFIN CORP COM 701094104 267 1525 SH SOLE NONE 0 0 1525 PAYPAL HLDGS INC COM 70450Y103 767 11975 SH SOLE NONE 0 0 11975 PDC ENERGY INC COM 69327R101 565 11522 SH SOLE NONE 0 0 11522 PDL BIOPHARMA INC COM 69329Y104 54 16018 SH SOLE NONE 0 0 16018 PEMBINA PIPELINE CORP COM 706327103 340 9693 SH SOLE NONE 0 0 9693 PENGROWTH ENERGY CORP COM 70706P104 138 134333 SH SOLE NONE 0 0 134333 PENNANTPARK FLOATING RATE CA COM 70806A106 279 19290 SH SOLE NONE 0 0 19290 PENNANTPARK INVT CORP COM 708062104 102 13550 SH SOLE NONE 0 0 13550 PENNS WOODS BANCORP INC COM 708430103 233 5005 SH SOLE NONE 0 0 5005 PEPSICO INC COM 713448108 2120 19030 SH SOLE NONE 0 0 19030 PFIZER INC COM 717081103 9202 257756 SH SOLE NONE 0 0 257756 PHILIP MORRIS INTL INC COM 718172109 7931 71441 SH SOLE NONE 0 0 71441 PHILLIPS 66 COM 718546104 812 8861 SH SOLE NONE 0 0 8861 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 264 11460 SH SOLE NONE 0 0 11460 PIMCO ETF TR ACTIVE BD ETF 72201R775 603 5650 SH SOLE NONE 0 0 5650 PIMCO HIGH INCOME FD COM SHS 722014107 1330 159893 SH SOLE NONE 0 0 159893 PIMCO INCOME STRATEGY FUND I COM 72201J104 144 13501 SH SOLE NONE 0 0 13501 PIMCO MUN INCOME FD II COM 72200W106 176 13384 SH SOLE NONE 0 0 13384 PIONEER HIGH INCOME TR COM 72369H106 184 18326 SH SOLE NONE 0 0 18326 PIONEER MUN HIGH INCOME TR COM SHS 723763108 159 13200 SH SOLE NONE 0 0 13200 PIONEER NAT RES CO COM 723787107 411 2787 SH SOLE NONE 0 0 2787 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 353 16680 SH SOLE NONE 0 0 16680 PLATINUM GROUP METALS LTD COM 72765Q601 4 10000 SH SOLE NONE 0 0 10000 PNC FINL SVCS GROUP INC COM 693475105 1035 7682 SH SOLE NONE 0 0 7682 POLARIS INDS INC COM 731068102 845 8080 SH SOLE NONE 0 0 8080 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 191 10000 SH SOLE NONE 0 0 10000 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 242 19099 SH SOLE NONE 0 0 19099 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 311 16380 SH SOLE NONE 0 0 16380 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 243 14198 SH SOLE NONE 0 0 14198 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2064 14191 SH SOLE NONE 0 0 14191 PRA HEALTH SCIENCES INC COM 69354M108 910 11946 SH SOLE NONE 0 0 11946 PRAXAIR INC COM 74005P104 277 1985 SH SOLE NONE 0 0 1985 PREFERRED BK LOS ANGELES CA COM NEW 740367404 248 4115 SH SOLE NONE 0 0 4115 PRICELINE GRP INC COM NEW 741503403 557 304 SH SOLE NONE 0 0 304 PRIMERICA INC COM 74164M108 916 11231 SH SOLE NONE 0 0 11231 PROCTER AND GAMBLE CO COM 742718109 1742 19152 SH SOLE NONE 0 0 19152 PROSHARES TR ULTRA FNCLS NEW 74347X633 451 4000 SH SOLE NONE 0 0 4000 PROSHARES TR ULTRA 20YR TRE 74347R172 201 2505 SH SOLE NONE 0 0 2505 PROSHARES TR PSHS ULT S&P 500 74347R107 1097 11338 SH SOLE NONE 0 0 11338 PROSHARES TR PSHS ULTRA QQQ 74347R206 500 7793 SH SOLE NONE 0 0 7793 PROSHARES TR PSHS ULT NASB 74347R214 620 10125 SH SOLE NONE 0 0 10125 PROSPECT CAPITAL CORPORATION COM 74348T102 1217 181113 SH SOLE NONE 0 0 181113 PROSPERITY BANCSHARES INC COM 743606105 868 13200 SH SOLE NONE 0 0 13200 PRUDENTIAL FINL INC COM 744320102 425 3996 SH SOLE NONE 0 0 3996 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 216 14500 SH SOLE NONE 0 0 14500 PUBLIC SVC ENTERPRISE GROUP COM 744573106 209 4524 SH SOLE NONE 0 0 4524 PULTE GROUP INC COM 745867101 293 10725 SH SOLE NONE 0 0 10725 PUTNAM MANAGED MUN INCOM TR COM 746823103 651 86050 SH SOLE NONE 0 0 86050 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 339 71772 SH SOLE NONE 0 0 71772 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 181 14300 SH SOLE NONE 0 0 14300 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 272 51176 SH SOLE NONE 0 0 51176 QUALCOMM INC COM 747525103 2053 39604 SH SOLE NONE 0 0 39604 RAYTHEON CO COM NEW 755111507 428 2292 SH SOLE NONE 0 0 2292 REALTY INCOME CORP COM 756109104 830 14517 SH SOLE NONE 0 0 14517 REGENERON PHARMACEUTICALS COM 75886F107 219 490 SH SOLE NONE 0 0 490 REGIONS FINL CORP NEW COM 7591EP100 5138 337352 SH SOLE NONE 0 0 337352 REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 215 33123 SH SOLE NONE 0 0 33123 RING ENERGY INC COM 76680V108 188 13000 SH SOLE NONE 0 0 13000 RITE AID CORP COM 767754104 317 161800 SH SOLE NONE 0 0 161800 ROCKWELL AUTOMATION INC COM 773903109 610 3423 SH SOLE NONE 0 0 3423 ROCKWELL COLLINS INC COM 774341101 478 3660 SH SOLE NONE 0 0 3660 ROLLINS INC COM 775711104 2541 55078 SH SOLE NONE 0 0 55078 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 204 1718 SH SOLE NONE 0 0 1718 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 466 7453 SH SOLE NONE 0 0 7453 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 832 13736 SH SOLE NONE 0 0 13736 RPM INTL INC COM 749685103 252 4911 SH SOLE NONE 0 0 4911 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3353 35093 SH SOLE NONE 0 0 35093 SAIA INC COM 78709Y105 379 6048 SH SOLE NONE 0 0 6048 SALESFORCE COM INC COM 79466L302 214 2286 SH SOLE NONE 0 0 2286 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 128 16300 SH SOLE NONE 0 0 16300 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 55 42000 SH SOLE NONE 0 0 42000 SCHLUMBERGER LTD COM 806857108 507 7272 SH SOLE NONE 0 0 7272 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 223 4300 SH SOLE NONE 0 0 4300 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 268 5728 SH SOLE NONE 0 0 5728 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 256 7143 SH SOLE NONE 0 0 7143 SEAGATE TECHNOLOGY PLC SHS G7945M107 361 10870 SH SOLE NONE 0 0 10870 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 444 5431 SH SOLE NONE 0 0 5431 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 337 6356 SH SOLE NONE 0 0 6356 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 309 9571 SH SOLE NONE 0 0 9571 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 787 13321 SH SOLE NONE 0 0 13321 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 655 9232 SH SOLE NONE 0 0 9232 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 664 25674 SH SOLE NONE 0 0 25674 SELECT SECTOR SPDR TR ENERGY 81369Y506 800 11688 SH SOLE NONE 0 0 11688 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 345 6076 SH SOLE NONE 0 0 6076 SEMPRA ENERGY COM 816851109 850 7449 SH SOLE NONE 0 0 7449 SENSIENT TECHNOLOGIES CORP COM 81725T100 1618 21041 SH SOLE NONE 0 0 21041 SIMON PPTY GROUP INC NEW COM 828806109 261 1620 SH SOLE NONE 0 0 1620 SINA CORP ORD G81477104 214 1865 SH SOLE NONE 0 0 1865 SIRIUS XM HLDGS INC COM 82968B103 4548 823910 SH SOLE NONE 0 0 823910 SKYWORKS SOLUTIONS INC COM 83088M102 1246 12228 SH SOLE NONE 0 0 12228 SMITH A O COM 831865209 933 15693 SH SOLE NONE 0 0 15693 SNAP ON INC COM 833034101 1054 7072 SH SOLE NONE 0 0 7072 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 84130C100 41 17436 PRN SOLE NONE 0 0 17436 SOUTHERN CO COM 842587107 1917 39006 SH SOLE NONE 0 0 39006 SOUTHERN COPPER CORP COM 84265V105 200 5031 SH SOLE NONE 0 0 5031 SOUTHWEST AIRLS CO COM 844741108 628 11223 SH SOLE NONE 0 0 11223 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1387 6196 SH SOLE NONE 0 0 6196 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 337 7056 SH SOLE NONE 0 0 7056 SPDR S&P 500 ETF TR TR UNIT 78462F103 3604 14344 SH SOLE NONE 0 0 14344 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 584 1790 SH SOLE NONE 0 0 1790 SPDR SER TR BLOOMBERG SRT TR 78468R408 235 8407 SH SOLE NONE 0 0 8407 SPDR SERIES TRUST S&P BIOTECH 78464A870 290 3346 SH SOLE NONE 0 0 3346 SPIRIT RLTY CAP INC NEW COM 84860W102 129 15100 SH SOLE NONE 0 0 15100 SRC ENERGY INC COM 78470V108 350 36192 SH SOLE NONE 0 0 36192 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 246 5000 SH SOLE NONE 0 0 5000 STANLEY BLACK & DECKER INC COM 854502101 1343 8894 SH SOLE NONE 0 0 8894 STARBUCKS CORP COM 855244109 1565 29132 SH SOLE NONE 0 0 29132 STEEL DYNAMICS INC COM 858119100 222 6426 SH SOLE NONE 0 0 6426 STRYKER CORP COM 863667101 476 3350 SH SOLE NONE 0 0 3350 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 196 11400 SH SOLE NONE 0 0 11400 SYNCHRONY FINL COM 87165B103 896 28850 SH SOLE NONE 0 0 28850 SYNOPSYS INC COM 871607107 974 12094 SH SOLE NONE 0 0 12094 SYNTHETIC BIOLOGICS INC COM 87164U102 131 140012 SH SOLE NONE 0 0 140012 SYSCO CORP COM 871829107 5737 106336 SH SOLE NONE 0 0 106336 T MOBILE US INC COM 872590104 801 12989 SH SOLE NONE 0 0 12989 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 450 4398 SH SOLE NONE 0 0 4398 TARGET CORP COM 87612E106 433 7346 SH SOLE NONE 0 0 7346 TC PIPELINES LP UT COM LTD PRT 87233Q108 241 4600 SH SOLE NONE 0 0 4600 TD AMERITRADE HLDG CORP COM 87236Y108 387 7929 SH SOLE NONE 0 0 7929 TEEKAY TANKERS LTD CL A Y8565N102 23 14183 SH SOLE NONE 0 0 14183 TEMPUR SEALY INTL INC COM 88023U101 327 5061 SH SOLE NONE 0 0 5061 TESLA INC COM 88160R101 307 901 SH SOLE NONE 0 0 901 TEXAS INSTRS INC COM 882508104 8451 94279 SH SOLE NONE 0 0 94279 THOR INDS INC COM 885160101 1016 8072 SH SOLE NONE 0 0 8072 TICC CAPITAL CORP COM 87244T109 133 19410 SH SOLE NONE 0 0 19410 TIME WARNER INC COM NEW 887317303 581 5675 SH SOLE NONE 0 0 5675 TJX COS INC NEW COM 872540109 1285 17425 SH SOLE NONE 0 0 17425 TOMPKINS FINANCIAL CORPORATI COM 890110109 215 2500 SH SOLE NONE 0 0 2500 TORCHMARK CORP COM 891027104 4888 61032 SH SOLE NONE 0 0 61032 TORONTO DOMINION BK ONT COM NEW 891160509 245 4350 SH SOLE NONE 0 0 4350 TOTAL S A SPONSORED ADR 89151E109 2198 41060 SH SOLE NONE 0 0 41060 TOTAL SYS SVCS INC COM 891906109 922 14073 SH SOLE NONE 0 0 14073 TOWNEBANK PORTSMOUTH VA COM 89214P109 787 23500 SH SOLE NONE 0 0 23500 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 354 8300 SH SOLE NONE 0 0 8300 TRANSOCEAN LTD REG SHS H8817H100 154 14298 SH SOLE NONE 0 0 14298 TRANSUNION COM 89400J107 964 20408 SH SOLE NONE 0 0 20408 TRAVELCENTERS AMER LLC COM 894174101 43 10148 SH SOLE NONE 0 0 10148 TRAVELERS COMPANIES INC COM 89417E109 1238 10108 SH SOLE NONE 0 0 10108 TRI CONTL CORP COM 895436103 530 20751 SH SOLE NONE 0 0 20751 TRIANGLE CAP CORP COM 895848109 191 13374 SH SOLE NONE 0 0 13374 TRICO BANCSHARES COM 896095106 4404 108079 SH SOLE NONE 0 0 108079 TRITON INTL LTD CL A G9078F107 708 21260 SH SOLE NONE 0 0 21260 TURQUOISE HILL RES LTD COM 900435108 87 28078 SH SOLE NONE 0 0 28078 TWENTY FIRST CENTY FOX INC CL A 90130A101 1096 41553 SH SOLE NONE 0 0 41553 TWITTER INC COM 90184L102 236 13975 SH SOLE NONE 0 0 13975 TWO HBRS INVT CORP COM 90187B101 198 19596 SH SOLE NONE 0 0 19596 TYSON FOODS INC CL A 902494103 569 8079 SH SOLE NONE 0 0 8079 U S G CORP COM NEW 903293405 211 6450 SH SOLE NONE 0 0 6450 ULTRA PETROLEUM CORP COM NEW 903914208 129 14922 SH SOLE NONE 0 0 14922 UNILEVER PLC SPON ADR NEW 904767704 214 3693 SH SOLE NONE 0 0 3693 UNION PAC CORP COM 907818108 1188 10241 SH SOLE NONE 0 0 10241 UNITED PARCEL SERVICE INC CL B 911312106 11923 99286 SH SOLE NONE 0 0 99286 UNITED RENTALS INC COM 911363109 1081 7789 SH SOLE NONE 0 0 7789 UNITED TECHNOLOGIES CORP COM 913017109 6480 55822 SH SOLE NONE 0 0 55822 UNITEDHEALTH GROUP INC COM 91324P102 3484 17788 SH SOLE NONE 0 0 17788 UNITI GROUP INC COM 91325V108 252 17218 SH SOLE NONE 0 0 17218 US BANCORP DEL COM NEW 902973304 483 9014 SH SOLE NONE 0 0 9014 VALERO ENERGY CORP NEW COM 91913Y100 2186 28418 SH SOLE NONE 0 0 28418 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 349 4367 SH SOLE NONE 0 0 4367 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 417 5088 SH SOLE NONE 0 0 5088 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 275 3253 SH SOLE NONE 0 0 3253 VANGUARD INDEX FDS GROWTH ETF 922908736 246 1854 SH SOLE NONE 0 0 1854 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1425 11005 SH SOLE NONE 0 0 11005 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 618 5072 SH SOLE NONE 0 0 5072 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 657 2848 SH SOLE NONE 0 0 2848 VANGUARD INDEX FDS MID CAP ETF 922908629 715 4865 SH SOLE NONE 0 0 4865 VANGUARD INDEX FDS REIT ETF 922908553 285 3428 SH SOLE NONE 0 0 3428 VANGUARD INDEX FDS SM CP VAL ETF 922908611 401 3139 SH SOLE NONE 0 0 3139 VANGUARD INDEX FDS SML CP GRW ETF 922908595 637 4170 SH SOLE NONE 0 0 4170 VANGUARD INDEX FDS SMALL CP ETF 922908751 372 2631 SH SOLE NONE 0 0 2631 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 364 8351 SH SOLE NONE 0 0 8351 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 303 5188 SH SOLE NONE 0 0 5188 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 286 3569 SH SOLE NONE 0 0 3569 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 222 2342 SH SOLE NONE 0 0 2342 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 550 6785 SH SOLE NONE 0 0 6785 VANGUARD WORLD FD MEGA GRWTH IND 921910816 248 2366 SH SOLE NONE 0 0 2366 VECTOR GROUP LTD COM 92240M108 214 10440 SH SOLE NONE 0 0 10440 VENTAS INC COM 92276F100 390 5980 SH SOLE NONE 0 0 5980 VEREIT INC COM 92339V100 157 18885 SH SOLE NONE 0 0 18885 VERIZON COMMUNICATIONS INC COM 92343V104 5591 112972 SH SOLE NONE 0 0 112972 VISA INC COM CL A 92826C839 3188 30297 SH SOLE NONE 0 0 30297 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1134 39837 SH SOLE NONE 0 0 39837 W P CAREY INC COM 92936U109 412 6109 SH SOLE NONE 0 0 6109 WALGREENS BOOTS ALLIANCE INC COM 931427108 3258 42193 SH SOLE NONE 0 0 42193 WAL-MART STORES INC COM 931142103 7918 101335 SH SOLE NONE 0 0 101335 WASTE MGMT INC DEL COM 94106L109 557 7122 SH SOLE NONE 0 0 7122 WEATHERFORD INTL PLC ORD SHS G48833100 53 11555 SH SOLE NONE 0 0 11555 WEC ENERGY GROUP INC COM 92939U106 347 5530 SH SOLE NONE 0 0 5530 WEIBO CORP SPONSORED ADR 948596101 297 2999 SH SOLE NONE 0 0 2999 WELLS FARGO CO NEW COM 949746101 1937 35117 SH SOLE NONE 0 0 35117 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 497 56768 SH SOLE NONE 0 0 56768 WELLS FARGO MULTI SECTOR INC COM 94987D101 157 11715 SH SOLE NONE 0 0 11715 WELLTOWER INC COM 95040Q104 553 7864 SH SOLE NONE 0 0 7864 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 204 13100 SH SOLE NONE 0 0 13100 WESTERN ASSET HIGH INCM OPP COM 95766K109 246 48012 SH SOLE NONE 0 0 48012 WESTERN DIGITAL CORP COM 958102105 548 6338 SH SOLE NONE 0 0 6338 WEYERHAEUSER CO COM 962166104 236 6940 SH SOLE NONE 0 0 6940 WHIRLPOOL CORP COM 963320106 5843 31679 SH SOLE NONE 0 0 31679 WHITING PETE CORP NEW COM 966387102 154 28119 SH SOLE NONE 0 0 28119 WILLIAMS COS INC DEL COM 969457100 257 8562 SH SOLE NONE 0 0 8562 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 375 9629 SH SOLE NONE 0 0 9629 WORLD WRESTLING ENTMT INC CL A 98156Q108 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