The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF ETF 00326A104 1,455 99,575 SH   DFND   0 99,575 0
ACADIA PHARMACEUTICALS INC COM COM 004225108 795 18,750 SH   DFND   0 18,750 0
AIMMUNE THERAPEUTICS INC COM COM 00900T107 369 10,750 SH   DFND   0 10,750 0
ALERIAN MLP ETF ETF 00162Q866 602 70,825 SH   DFND   0 70,825 0
Allegion Plc Com Usd0.01 COM G0176J109 962 7,729 SH   DFND   0 7,729 0
ALPHABET INC CAP STK CL A COM 02079K305 1,711 1,275 SH   DFND   0 1,275 0
ALPHABET INC CAP STK CL C COM 02079K107 625 461 SH   DFND   0 461 0
AMARIN CORP PLC SPONS ADR NEW COM 023111206 374 17,450 SH   DFND   0 17,450 0
AMAZON COM INC COM COM 023135106 1,038 558 SH   DFND   0 558 0
AMERICAN EXPRESS CO COM COM 025816109 260 2,095 SH   DFND   0 2,095 0
AMERICAN FIN TR INC COM CLASS A COM 02607T109 639 48,124 SH   DFND   0 48,124 0
AMERIPRISE FINL INC COM 03076C106 2,139 12,841 SH   DFND   0 12,841 0
AMICUS THERAPEUTICS INC COM COM 03152W109 98 10,150 SH   DFND   0 10,150 0
APPLE INC COM COM 037833100 1,613 5,415 SH   DFND   0 5,415 0
AT&T INC COM COM 00206R102 913 23,450 SH   DFND   0 23,450 0
BANK AMER CORP COM COM 060505104 209 5,902 SH   DFND   0 5,902 0
BANK NEW YORK MELLON CORP COM COM 064058100 385 7,659 SH   DFND   0 7,659 0
BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 293 1,296 SH   DFND   0 1,296 0
BLUEROCK RESIDENTIAL GRW REIT COM CL A COM 09627J102 288 23,986 SH   DFND   0 23,986 0
BOEING CO COM COM 097023105 332 1,018 SH   DFND   0 1,018 0
Boston Scientific Corporation COM 101137107 1,959 43,327 SH   DFND   0 43,327 0
BROADCOM INC COM 11135F101 4,919 15,561 SH   DFND   0 15,561 0
BUSINESS DEV CORP OF AMER COM COM 12325J101 237 30,647 SH   DFND   0 30,647 0
CAMBRIA GLOBAL VALUE ETF ETF 132061409 633 26,487 SH   DFND   0 26,487 0
CAMBRIA SHAREHOLDER YIELD ETF ETF 132061201 247 6,144 SH   DFND   0 6,144 0
Capital One Financial Corporation COM 14040H105 1,868 18,160 SH   DFND   0 18,160 0
CATALYST BIOSCIENCES INC COM NEW COM 14888D208 121 18,310 SH   DFND   0 18,310 0
CDW CORP COM COM 12514G108 303 2,124 SH   DFND   0 2,124 0
Centene Corp Del COM 15135B101 1,690 26,891 SH   DFND   0 26,891 0
CHEVRON CORP NEW COM COM 166764100 213 1,772 SH   DFND   0 1,772 0
CIENA Corporation COM 171779309 1,526 35,760 SH   DFND   0 35,760 0
CISCO SYS INC COM COM 17275R102 502 10,398 SH   DFND   0 10,398 0
CITIGROUP INC COM 172967424 2,581 32,300 SH   DFND   0 32,300 0
CLEARWAY ENERGY INC COM 18539C105 2,653 138,253 SH   DFND   0 138,253 0
CLOVIS ONCOLOGY INC COM COM 189464100 114 11,050 SH   DFND   0 11,050 0
COCA COLA CO COM COM 191216100 501 8,891 SH   DFND   0 8,891 0
COLONY CREDIT REAL ESTAT COM 19625T101 541 40,538 SH   DFND   0 40,538 0
CONATUS PHARMACEUTICALS INC COM COM 20600T108 16 41,500 SH   DFND   0 41,500 0
CUMMINS INC COM COM 231021106 3,236 18,087 SH   DFND   0 18,087 0
CYTOSORBENTS CORP COM NEW COM 23283X206 52 13,500 SH   DFND   0 13,500 0
Diodes Inc COM 254543101 834 14,801 SH   DFND   0 14,801 0
DISNEY WALT CO COM DISNEY COM 254687106 285 1,965 SH   DFND   0 1,965 0
ENABLE MIDSTREAM PARTNERS LP COM 292480100 102 10,220 SH   DFND   0 10,220 0
ENBRIDGE INC COM COM 29250N105 2,357 59,279 SH   DFND   0 59,279 0
ENCOMPASS HEALTH CORPORATION COM 29261A100 4,237 61,180 SH   DFND   0 61,180 0
ENDEAVOUR SILVER CORP COM 29258Y103 89 37,299 SH   DFND   0 37,299 0
EXCHANGE LISTED FUNDS TRUST COM 30151E814 501 14,940 SH   DFND   0 14,940 0
Exchange Traded Concepts TRUST Emqq Emg COM 301505889 2,010 56,954 SH   DFND   0 56,954 0
EXTENDED STAY AMER INC SHS 1 COM 1 CL B COM 30224P200 2,699 181,687 SH   DFND   0 181,687 0
EXXON MOBIL CORP COM COM 30231G102 296 4,270 SH   DFND   0 4,270 0
FACEBOOK INC CL A COM 30303M102 1,853 9,001 SH   DFND   0 9,001 0
FEDEX CORP COM COM 31428X106 225 1,453 SH   DFND   0 1,453 0
FRANKLIN LIBERTYQ U.S. EQUITY ETF ETF 35473P801 307 8,783 SH   DFND   0 8,783 0
FS GLOBAL CR OPPORTUNITIE FDA SHS BEN INT COM 30291B100 82 10,975 SH   DFND   0 10,975 0
FS KKR CAPITAL CORP COM COM 302635107 3,366 543,618 SH   DFND   0 543,618 0
GENERAL ELECTRIC CO COM COM 369604103 334 29,650 SH   DFND   0 29,650 0
GILEAD SCIENCES INC COM COM 375558103 291 4,471 SH   DFND   0 4,471 0
GLOBAL NET LEASE INC COM NEW COM 379378201 1,214 57,043 SH   DFND   0 57,043 0
HEALTHCARE TR AMER INC CL A NEW COM 42225P501 249 7,862 SH   DFND   0 7,862 0
HOME DEPOT INC COM COM 437076102 596 2,730 SH   DFND   0 2,730 0
HP INC COM 40434L105 2,541 123,624 SH   DFND   0 123,624 0
HTG MOLECULAR DIAGNOSTICS INC COM COM 40434H104 48 66,900 SH   DFND   0 66,900 0
INDUSTRIAL SELECT SECTOR SPDR FUND COM 81369Y704 2,252 27,646 SH   DFND   0 27,646 0
INTEL CORP COM COM 458140100 3,970 66,313 SH   DFND   0 66,313 0
INVESCO INTERNATIONAL BUYBACK ACHIEVERSA ETF ETF 46138E644 340 10,069 SH   DFND   0 10,069 0
INVESCO MUNICIPAL TRUST ETF 46131J103 183 14,750 SH   DFND   0 14,750 0
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 1,082 65,347 SH   DFND   0 65,347 0
INVESCO QQQ TRUST ETF 46090E103 8,463 38,661 SH   DFND   0 38,661 0
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 2,200 10,443 SH   DFND   0 10,443 0
INVESCO S&P 500 LOW VOLATILITY ETF ETF 46138E354 1,421 23,232 SH   DFND   0 23,232 0
INVESCO S&P 500 TOP 50 ETF ETF 46137V233 746 3,005 SH   DFND   0 3,005 0
IOVANCE BIOTHERAPEUTICS INC COM COM 462260100 221 8,150 SH   DFND   0 8,150 0
ISHARES COHEN & STEERS REIT ETF ETF 464287564 652 5,550 SH   DFND   0 5,550 0
ISHARES CORE S&P 500 ETF ETF 464287200 1,877 5,722 SH   DFND   0 5,722 0
ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 1,065 16,899 SH   DFND   0 16,899 0
ISHARES CORE U S AGGREGATE BD ETF 464287226 1,184 10,542 SH   DFND   0 10,542 0
ISHARES CORE U.S. REIT ETF ETF 464288521 1,122 20,565 SH   DFND   0 20,565 0
ISHARES DOW JONES US ETF ETF 464287846 750 4,482 SH   DFND   0 4,482 0
ISHARES EDGE MSCI MIN VOL GLBL ETF ETF 464286525 310 3,129 SH   DFND   0 3,129 0
ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 1,404 18,835 SH   DFND   0 18,835 0
ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 639 9,736 SH   DFND   0 9,736 0
ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 235 5,510 SH   DFND   0 5,510 0
ISHARES IBOXX INVT GRADEBOND ETF ETF 464287242 577 4,420 SH   DFND   0 4,420 0
ISHARES INC ETF 464286202 255 12,267 SH   DFND   0 12,267 0
ISHARES INC ETF 464286764 244 8,431 SH   DFND   0 8,431 0
ISHARES INC ETF 464286772 251 4,044 SH   DFND   0 4,044 0
iShares Inc Mcsi Bric Index Fd ETF 464286657 690 15,230 SH   DFND   0 15,230 0
iShares Inc Msci Brazil Index ETF 464286400 2,294 48,349 SH   DFND   0 48,349 0
iShares JPMorgan USD Emerging Mkts Bond ETF 464288281 1,342 11,714 SH   DFND   0 11,714 0
ISHARES MBS ETF ETF 464288588 742 6,871 SH   DFND   0 6,871 0
ISHARES MSCI EAFE ETF ETF 464287465 2,558 36,838 SH   DFND   0 36,838 0
ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 541 8,682 SH   DFND   0 8,682 0
iShares MSCI Emerging Markets Asia ETF 464286426 738 10,428 SH   DFND   0 10,428 0
ISHARES MSCI GERMANY ETF ETF 464286806 288 9,773 SH   DFND   0 9,773 0
iShares MSCI India ETF 46429B598 1,692 48,137 SH   DFND   0 48,137 0
ISHARES MSCI JAPAN ETF ETF 46434G822 516 8,708 SH   DFND   0 8,708 0
iShares MSCI Malaysia Index ETF 46434G814 1,270 44,574 SH   DFND   0 44,574 0
iShares MSCI Taiwan Index Fd ETF 46434G772 1,963 47,742 SH   DFND   0 47,742 0
ISHARES RUSSELL MID-CAP ETF ETF 464287499 1,033 17,298 SH   DFND   0 17,298 0
ISHARES S&P 500 GROWTH ETF ETF 464287309 9,825 50,535 SH   DFND   0 50,535 0
ISHARES S&P 500 VALUE ETF ETF 464287408 6,009 46,143 SH   DFND   0 46,143 0
ISHARES S&P MIDCAP FUND ETF 464287507 233 1,132 SH   DFND   0 1,132 0
ISHARES SELECT DIVIDEND ETF ETF 464287168 1,070 10,125 SH   DFND   0 10,125 0
ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 321 4,368 SH   DFND   0 4,368 0
ISHARES TR ETF 46432F842 223 3,424 SH   DFND   0 3,424 0
iShares Tr Iboxx High Yield Corp ETF 464288513 387 4,401 SH   DFND   0 4,401 0
Ishares Tr Msci Indonesia Investable ETF 46429B309 947 36,934 SH   DFND   0 36,934 0
iShares Tr S&P Global Info ETF 464287291 1,184 5,625 SH   DFND   0 5,625 0
ISHARES TRUST ETF 46429B267 415 16,001 SH   DFND   0 16,001 0
ISHARES TRUST ETF 46435G334 239 7,015 SH   DFND   0 7,015 0
ISHARES U.S. FINANCIALS ETF ETF 464287788 2,405 17,447 SH   DFND   0 17,447 0
ISHARES U.S. HEALTHCARE ETF ETF 464287762 1,230 5,697 SH   DFND   0 5,697 0
ISHARES U.S. REAL ESTATE ETF ETF 464287739 3,225 34,649 SH   DFND   0 34,649 0
ISHARES U.S. TECHNOLOGY ETF ETF 464287721 2,481 10,636 SH   DFND   0 10,636 0
JOHNSON & JOHNSON COM COM 478160104 3,269 22,408 SH   DFND   0 22,408 0
JPMORGAN CHASE & CO COM COM 46625H100 285 2,045 SH   DFND   0 2,045 0
KBS REAL ESTATE INVT TR II INC COM COM 48243C109 85 22,604 SH   DFND   0 22,604 0
KLA CORPORATION COM 482480100 3,570 20,031 SH   DFND   0 20,031 0
LOCKHEED MARTIN CORP COM COM 539830109 302 740 SH   DFND   0 740 0
Lpl Finl Hldgs Inc Com COM 50212V100 1,824 19,774 SH   DFND   0 19,774 0
MAIN STREET CAPITAL COM 56035L104 478 10,785 SH   DFND   0 10,785 0
Market Vectors Russia ETF ETF 92189F403 1,737 69,589 SH   DFND   0 69,589 0
MASTERCARD INC CL A COM 57636Q104 268 894 SH   DFND   0 894 0
MCDONALDS CORP COM COM 580135101 484 2,452 SH   DFND   0 2,452 0
MDC HOLDINGS INC-DEL COM 552676108 2,592 67,943 SH   DFND   0 67,943 0
MEDLEY CAPITAL CORPORATION COM 58503F106 29 13,500 SH   DFND   0 13,500 0
MERCK & CO INC COM COM 58933Y105 833 9,942 SH   DFND   0 9,942 0
MICROSOFT CORP COM COM 594918104 858 5,358 SH   DFND   0 5,358 0
MOLSON COORS BREWING CO COM 60871R209 1,584 29,402 SH   DFND   0 29,402 0
MONDELEZ INTL INC CL A COM 609207105 251 4,571 SH   DFND   0 4,571 0
Monster Beverage Corp Usd0.005 Isin No.us6 COM 61174X109 960 15,120 SH   DFND   0 15,120 0
NATIONAL CINEMEDIA INC COM 635309107 1,868 256,154 SH   DFND   0 256,154 0
NEOLEUKIN THERAPEUTICS INC COM COM 64049K104 177 14,550 SH   DFND   0 14,550 0
Norwegian Cruise Line Hldgs Ltd Com Usd0 COM G66721104 880 15,081 SH   DFND   0 15,081 0
NOVARTIS A G SPONSORED ADR COM 66987V109 327 3,461 SH   DFND   0 3,461 0
NUVEEN AMT FREE QUALITY COM 670657105 434 30,348 SH   DFND   0 30,348 0
Nxp Semiconductors N V COM N6596X109 345 2,716 SH   DFND   0 2,716 0
O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 1,030 2,352 SH   DFND   0 2,352 0
Oshkosh Truck Corp COM 688239201 1,059 11,195 SH   DFND   0 11,195 0
OWENS CORNING COM 690742101 3,053 46,893 SH   DFND   0 46,893 0
PARATEK PHARMACEUTICALS INC COM COM 699374302 100 25,050 SH   DFND   0 25,050 0
PIMCO INVEST GRADE CORP BND IDX ETF ETF 72201R817 669 5,977 SH   DFND   0 5,977 0
PIONEER MUNICIPAL HIGH INCOME COM 723762100 177 16,400 SH   DFND   0 16,400 0
Powershares ETF Trust II Intl ETF 46138E636 1,035 38,167 SH   DFND   0 38,167 0
PRINCIPAL FINANCIAL GROUP INC COM 74251V102 2,100 38,174 SH   DFND   0 38,174 0
PROCTER & GAMBLE CO COM COM 742718109 1,381 11,066 SH   DFND   0 11,066 0
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF COM 74348A467 848 11,155 SH   DFND   0 11,155 0
QEP RESOURCES INC COM 74733V100 1,146 254,706 SH   DFND   0 254,706 0
Qorvo Inc Com COM 74736K101 2,453 21,113 SH   DFND   0 21,113 0
QUALCOMM INC COM COM 747525103 374 4,229 SH   DFND   0 4,229 0
Regeneron Pharmaceuticals COM 75886F107 1,871 4,983 SH   DFND   0 4,983 0
Restaurant Brands International Inc Com COM 76131D103 826 12,962 SH   DFND   0 12,962 0
S&P Global Inc Com COM 78409V104 1,961 7,182 SH   DFND   0 7,182 0
SACHEM CAPITAL CORP COM 78590A109 47 11,000 SH   DFND   0 11,000 0
SCHWAB FUNDAMENTAL INL LARGE COM ETF ETF 808524755 865 30,131 SH   DFND   0 30,131 0
SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 4,457 44,148 SH   DFND   0 44,148 0
SCHWAB US BROAD MARKET ETF ETF 808524102 8,453 104,970 SH   DFND   0 104,970 0
SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 3,314 56,069 SH   DFND   0 56,069 0
SCHWAB US LARGE CAP VALUE ETF ETF 808524409 2,017 33,116 SH   DFND   0 33,116 0
SCHWAB US LARGE CAP ETF ETF 808524201 8,866 109,880 SH   DFND   0 109,880 0
SCHWAB US SMALL CAP ETF ETF 808524607 869 11,330 SH   DFND   0 11,330 0
Sony Corporation COM 835699307 403 5,930 SH   DFND   0 5,930 0
SOUTHERN CO COM COM 842587107 248 3,898 SH   DFND   0 3,898 0
SOUTHWEST AIRLINES COM 844741108 744 12,736 SH   DFND   0 12,736 0
SPDR BLMBERG BRCLY CONV SECRT ETF ETF 78464A359 2,500 42,199 SH   DFND   0 42,199 0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 4,988 17,495 SH   DFND   0 17,495 0
SPDR PORTFOLIO S P 1500 CMPST ST ETF ETF 78464A805 968 23,234 SH   DFND   0 23,234 0
SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 685 17,279 SH   DFND   0 17,279 0
SPDR S&P 400 MID CAP GROWTH ETF ETF 78464A821 675 11,503 SH   DFND   0 11,503 0
SPDR S&P 500 ETF ETF 78462F103 5,564 17,214 SH   DFND   0 17,214 0
SPDR S&P 500 VALUE ETF ETF 78464A508 1,796 50,912 SH   DFND   0 50,912 0
SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 1,019 15,574 SH   DFND   0 15,574 0
SPDR S&P BIOTECH ETF ETF 78464A870 435 4,576 SH   DFND   0 4,576 0
SPDR S&P China ETF ETF 78463X400 528 5,151 SH   DFND   0 5,151 0
SPDR S&P Emerging Markets Small Cap ETF 78463X756 1,064 23,108 SH   DFND   0 23,108 0
SPDR SSGA US LG CP LW VLT INX ETF ETF 78468R804 682 5,676 SH   DFND   0 5,676 0
SPROTT PHYSICAL GOLD AND SILVER TRUST COM 85208R101 588 40,131 SH   DFND   0 40,131 0
SPROTT PHYSICAL SILVER TR TR UNIT COM 85207K107 80 12,367 SH   DFND   0 12,367 0
SSGA ACTIVE TRUST COM 78467V608 290 6,225 SH   DFND   0 6,225 0
Sterling Bancorp COM 85917A100 810 38,465 SH   DFND   0 38,465 0
SYSCO CORP COM COM 871829107 691 8,083 SH   DFND   0 8,083 0
TAKEDA PHARMACEUTICAL COM 874060205 2,548 129,161 SH   DFND   0 129,161 0
TRITON INTERNATIONAL COM G9078F107 3,373 83,916 SH   DFND   0 83,916 0
UNITED DEV FDG IV COM COM 910187103 91 33,644 SH   DFND   0 33,644 0
VAG TOTAL CORPORATE BONDETF ETF 92206C573 786 8,717 SH   DFND   0 8,717 0
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1,445 32,782 SH   DFND   0 32,782 0
VANGUARD INTERMEDIATE TERM ETF 92206C870 3,945 43,199 SH   DFND   0 43,199 0
VANGUARD S&P 500 ETF ETF 922908363 3,866 13,058 SH   DFND   0 13,058 0
VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 362 2,192 SH   DFND   0 2,192 0
VANGUARD VALUE INDEX FUND ETF 922908744 200 1,671 SH   DFND   0 1,671 0
VENTAS INC COM COM 92276F100 537 9,322 SH   DFND   0 9,322 0
VERASTEM INC COM COM 92337C104 39 29,250 SH   DFND   0 29,250 0
VEREIT INC COM COM 92339V100 5,344 574,634 SH   DFND   0 574,634 0
VERIZON COMMUNICATIONS INC COM COM 92343V104 568 9,321 SH   DFND   0 9,321 0
VIACOMCBS INC CL B COM 92556H206 229 5,443 SH   DFND   0 5,443 0
VISA INC COM CL A COM 92826C839 552 2,917 SH   DFND   0 2,917 0
WALGREEN BOOTS ALLIANCE INC COM 931427108 2,828 47,969 SH   DFND   0 47,969 0
Wisdomtree Tr China Divid Ex St Owned En ETF 97717X719 3,123 37,582 SH   DFND   0 37,582 0
Wisdomtree Tr Em Ex St-Owned ETF 97717X578 1,196 38,323 SH   DFND   0 38,323 0
WISDOMTREE US QLT DIV GRW ETF ETF 97717X669 554 11,193 SH   DFND   0 11,193 0
Xperi Corp Com COM 98421B100 2,448 132,326 SH   DFND   0 132,326 0
YAMANA GOLD INC COM 98462Y100 182 46,228 SH   DFND   0 46,228 0
Zebra Technologies Corp Cl A COM 989207105 2,171 8,501 SH   DFND   0 8,501 0