CHIEF COMPLIANCE OFFICER

0001398344-23-004889.txt : 20230227 0001398344-23-004889.hdr.sgml : 20230227 20230227133421 ACCESSION NUMBER: 0001398344-23-004889 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230227 DATE AS OF CHANGE: 20230227 EFFECTIVENESS DATE: 20230227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 23672727 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001666788 XXXXXXXX 12-31-2022 12-31-2022 false Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 000133025 801-65182 N CAROL WILDERMUTH CHIEF COMPLIANCE OFFICER 678-356-1100 CAROL WILDERMUTH ALPHARETTA GA 02-15-2023 0 126 44380286 INFORMATION TABLE 2 fp0082346-1_13fhr-table.xml ISHARES TR CORE S&P TTL STK 464287150 441214 5203 SH DFND 0 6591 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 37334 344 SH DFND 0 237 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2821812 62499 SH DFND 0 60646 0 ISHARES TR LATN AMER 40 ETF 464287390 4006 175 SH DFND 0 175 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 867 19 SH DFND 0 19 0 FS KKR CAP CORP COM 302635206 243569 13918 SH DFND 0 13918 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 64978 1604 SH DFND 0 1604 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 8173 167 SH DFND 0 167 0 FIDELITY COVINGTON TRUST STOCK FOR INFL 316092386 7149 231 SH DFND 0 231 0 ISHARES TR U.S. BAS MTL ETF 464287838 823981 6604 SH DFND 0 7455 0 ISHARES TR IBOXX INV CP ETF 464287242 13390 127 SH DFND 0 127 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1586 67 SH DFND 0 67 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 176959 3185 SH DFND 0 3185 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1827764 27685 SH DFND 0 26855 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 1763 46 SH DFND 0 46 0 FRANKLIN BSP RLTY TR INC COMMON STOCK 35243J101 376151 29159 SH DFND 0 29159 0 ISHARES TR S&P 500 GRWT ETF 464287309 181350 3100 SH DFND 0 3100 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 31583 433 SH DFND 0 433 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4182494 93338 SH DFND 0 98149 0 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 7044 154 SH DFND 0 154 0 REALTY INCOME CORP COM 756109104 486254 7666 SH DFND 0 7666 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 55970 412 SH DFND 0 412 0 MAIN STR CAP CORP COM 56035L104 265933 7197 SH DFND 0 7197 0 ISHARES TR US CONSM STAPLES 464287812 1361262 6713 SH DFND 0 6615 0 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 677512 9163 SH DFND 0 9068 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 2095283 18010 SH DFND 0 16663 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1776 37 SH DFND 0 37 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3922 29 SH DFND 0 29 0 APPLE INC COM 037833100 370233 2849 SH DFND 0 2849 0 ISHARES TR GLOBAL ENERG ETF 464287341 174792 4483 SH DFND 0 0 0 SPDR SER TR S&P BIOTECH 78464A870 10541 127 SH DFND 0 127 0 ISHARES TR CORE S&P500 ETF 464287200 963733 2508 SH DFND 0 2517 0 ISHARES TR S&P MC 400GR ETF 464287606 137761 2017 SH DFND 0 2017 0 COSTAR GROUP INC COM 22160N109 309120 4000 SH DFND 0 4000 0 ISHARES TR U.S. UTILITS ETF 464287697 270264 3123 SH DFND 0 3151 0 ISHARES TR U.S. ENERGY ETF 464287796 92143 1982 SH DFND 0 1982 0 ISHARES TR DOW JONES US ETF 464287846 495285 5300 SH DFND 0 5497 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2196 69 SH DFND 0 69 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 35370 185 SH DFND 0 185 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 52102 702 SH DFND 0 702 0 INVESCO EXCHANGE TRADED FD T DYNMC MEDIA 46137V696 3468 108 SH DFND 0 108 0 ISHARES TR GLOBAL TECH ETF 464287291 14435 322 SH DFND 0 322 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 23007 623 SH DFND 0 623 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1692 24 SH DFND 0 24 0 ISHARES TR CORE US AGGBD ET 464287226 10960 113 SH DFND 0 113 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 158551 1122 SH DFND 0 1122 0 ISHARES TR U.S. REAL ES ETF 464287739 97155 1154 SH DFND 0 9712 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2259 23 SH DFND 0 23 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 9290 320 SH DFND 0 320 0 ISHARES TR RUSSELL 2000 ETF 464287655 1046 6 SH DFND 0 6 0 ISHARES TR U.S. FINLS ETF 464287788 32226 427 SH DFND 0 427 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 12793 453 SH DFND 0 453 0 ISHARES TR TIPS BD ETF 464287176 1809 17 SH DFND 0 17 0 THE NECESSITY RETAIL REIT IN COM CLASS A 02607T109 128278 21632 SH DFND 0 23853 0 ISHARES TR COHEN STEER REIT 464287564 26104 476 SH DFND 0 476 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1352601 28039 SH DFND 0 29673 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 105751 1209 SH DFND 0 1209 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 23957 280 SH DFND 0 280 0 ISHARES TR RUS MDCP VAL ETF 464287473 6215 59 SH DFND 0 59 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 25058 862 SH DFND 0 862 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 112634 408 SH DFND 0 408 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 52590 295 SH DFND 0 295 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2028646 13228 SH DFND 0 10559 0 ISHARES TR US HLTHCARE ETF 464287762 2082999 7342 SH DFND 0 7234 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 2221 14 SH DFND 0 14 0 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 2495 24 SH DFND 0 24 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 40712 424 SH DFND 0 424 0 ISHARES TR US INDUSTRIALS 464287754 42635 442 SH DFND 0 3776 0 ISHARES TR S&P SML 600 GWT 464287887 6592 61 SH DFND 0 61 0 VANGUARD INDEX FDS GROWTH ETF 922908736 12147 57 SH DFND 0 57 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 639721 2579 SH DFND 0 1728 0 ISHARES TR EXPANDED TECH 464287515 2559 10 SH DFND 0 10 0 ISHARES TR SELECT DIVID ETF 464287168 733730 6084 SH DFND 0 6084 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 71575 1532 SH DFND 0 1532 0 SPDR SER TR PORTFOLI S&P1500 78464A805 73489 1554 SH DFND 0 1554 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 43647 668 SH DFND 0 668 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 288801 822 SH DFND 0 822 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3573 46 SH DFND 0 46 0 ISHARES TR US TELECOM ETF 464287713 2714 121 SH DFND 0 121 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 30490 192 SH DFND 0 192 0 SPDR SER TR PORTFOLIO S&P500 78464A854 46105 1025 SH DFND 0 1025 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2299589 30442 SH DFND 0 30432 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 18308 118 SH DFND 0 118 0 VANGUARD INDEX FDS VALUE ETF 922908744 2235673 15927 SH DFND 0 18706 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 24017 193 SH DFND 0 193 0 ISHARES TR RUS MID CAP ETF 464287499 27115 402 SH DFND 0 402 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4378 128 SH DFND 0 368 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 20890 397 SH DFND 0 397 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2234956 5844 SH DFND 0 6575 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 10248 87 SH DFND 0 87 0 ISHARES TR S&P MC 400VL ETF 464287705 1314029 13036 SH DFND 0 9909 0 ISHARES TR U.S. TECH ETF 464287721 50728 681 SH DFND 0 681 0 ISHARES TR MSCI EMG MKT ETF 464287234 64999 1715 SH DFND 0 1715 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 8696 51 SH DFND 0 51 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 100907 16197 SH DFND 0 16197 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 100434 1531 SH DFND 0 1531 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 432724 5953 SH DFND 0 5010 0 ISHARES TR CORE S&P US VLU 464287663 25074 355 SH DFND 0 355 0 SOUTHWEST AIRLS CO COM 844741108 353771 10507 SH DFND 0 10507 0 PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 1462730 45940 SH DFND 0 46727 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 16072 88 SH DFND 0 88 0 ISHARES TR US CONSUM DISCRE 464287580 1652 29 SH DFND 0 29 0 ISHARES TR SP SMCP600VL ETF 464287879 882146 9661 SH DFND 0 6349 0 ISHARES TR RUS 2000 VAL ETF 464287630 2357 17 SH DFND 0 17 0 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 279112 6044 SH DFND 0 6044 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 211783 3963 SH DFND 0 3963 0 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 4835 27 SH DFND 0 27 0 PROSHARES TR S&P 500 DV ARIST 74348A467 810168 9003 SH DFND 0 9003 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 139764 485 SH DFND 0 533 0 ISHARES TR S&P 500 VAL ETF 464287408 1607521 11081 SH DFND 0 8764 0 FIDELITY COVINGTON TRUST HIGH YILD ETF 316092618 5198 113 SH DFND 0 113 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 37412 962 SH DFND 0 962 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 12067 233 SH DFND 0 233 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 728716 12780 SH DFND 0 14209 0 GLOBAL NET LEASE INC COM NEW 379378201 294264 23410 SH DFND 0 23410 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 137615 566 SH DFND 0 566 0 VANGUARD INDEX FDS MID CAP ETF 922908629 19158 94 SH DFND 0 94 0 ISHARES TR RUS MD CP GR ETF 464287481 84352 1009 SH DFND 0 1009 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 71490 2885 SH DFND 0 2885 0 ISHARES TR RUS 1000 VAL ETF 464287598 18350 121 SH DFND 0 121 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 8856 157 SH DFND 0 157 0 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 5056 185 SH DFND 0 185 0 ISHARES TR GLOBAL 100 ETF 464287572 32281 504 SH DFND 0 504 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 548166 7353 SH DFND 0 6615 0 SPDR SER TR S&P TRANSN ETF 78464A532 7057 105 SH DFND 0 105 0 SPDR SER TR BBG CONV SEC ETF 78464A359 154223 2397 SH DFND 0 2397 0