Chief Compliance Officer

0001606587-17-000586.txt : 20171027 0001606587-17-000586.hdr.sgml : 20171027 20171027083341 ACCESSION NUMBER: 0001606587-17-000586 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 EFFECTIVENESS DATE: 20171027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Traynor Capital Management, Inc. CENTRAL INDEX KEY: 0001666786 IRS NUMBER: 262115437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17267 FILM NUMBER: 171158023 BUSINESS ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-993-9050 MAIL ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666786 XXXXXXXX 09-30-2017 09-30-2017 false Traynor Capital Management, Inc.

19 E. King Street Bldg 2 Malvern PA 19355

13F HOLDINGS REPORT 028-17267 N Keith Traynor Chief Compliance Officer 610-993-9050 Keith Traynor Malvern PA 10-11-2017 0 168 210250 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE APPLE INC COM 037833100 18780 122505 SH SOLE NONE 122505 0 0 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 12254 68536 SH SOLE NONE 68536 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 11790 82585 SH SOLE NONE 82585 0 0 AMAZON.COM INC COM 023135106 11195 11703 SH SOLE NONE 11703 0 0 ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 464287408 9009 83658 SH SOLE NONE 83658 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 8348 8649 SH SOLE NONE 8649 0 0 NETFLIX COM INC COM COM 64110L106 6732 37253 SH SOLE NONE 37253 0 0 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 5995 6310 SH SOLE NONE 6310 0 0 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 5671 76651 SH SOLE NONE 76651 0 0 ALTRIA GROUP INC COM 02209S103 3737 58264 SH SOLE NONE 58264 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 3418 28224 SH SOLE NONE 28224 0 0 SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF S&P 600 SMCP VAL 78464A300 3360 26669 SH SOLE NONE 26669 0 0 NOVO-NORDISK A S ADR ADR 670100205 2976 61910 SH SOLE NONE 61910 0 0 ISHARES TR S&P US PFD STK S&P US PFD STK 464288687 2942 75843 SH SOLE NONE 75843 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 2760 60194 SH SOLE NONE 60194 0 0 3M COMPANY COM 88579Y101 2722 12992 SH SOLE NONE 12992 0 0 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 2606 2538 SH SOLE NONE 2538 0 0 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 2597 29303 SH SOLE NONE 29303 0 0 FIDELITY MSCI HEALTH CARE INDEX ETF MSCI HLTH CARE I 316092600 2503 63662 SH SOLE NONE 63662 0 0 DIREXION SHS ETF TR OIL GAS BL 3X SH OIL GAS BL 3X SH 25490K356 2407 97508 SH SOLE NONE 97508 0 0 GILEAD SCIENCES INC COM 375558103 2289 28290 SH SOLE NONE 28290 0 0 CONSTELLATION BRANDS INC CL A CL A 21036P108 2274 11410 SH SOLE NONE 11410 0 0 DIREXION DAILY S&P 500 BULL 3X SHS DRX S&P500BULL 25459W862 2157 56949 SH SOLE NONE 56949 0 0 CELGENE CORP COM 151020104 2077 14548 SH SOLE NONE 14548 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1936 17656 SH SOLE NONE 17656 0 0 NVIDIA CORP COM 67066G104 1921 10923 SH SOLE NONE 10923 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1890 11187 SH SOLE NONE 11187 0 0 BIOGEN INC COM COM 09062X103 1670 5383 SH SOLE NONE 5383 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1624 23845 SH SOLE NONE 23845 0 0 JPMORGAN CHASE & CO COM 46625H100 1613 16910 SH SOLE NONE 16910 0 0 PIMCO MUN INCOME FD II COM COM 72200W106 1552 117867 SH SOLE NONE 117867 0 0 TESLA INC COM COM 88160R101 1427 4202 SH SOLE NONE 4202 0 0 ACTIVISION BLIZZARD COM 00507V109 1411 22185 SH SOLE NONE 22185 0 0 JOHNSON & JOHNSON COM 478160104 1401 10822 SH SOLE NONE 10822 0 0 PHILIP MORRIS INTL INC COM COM 718172109 1380 12352 SH SOLE NONE 12352 0 0 NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM 670682103 1374 101415 SH SOLE NONE 101415 0 0 VISA INC COM CL A COM CL A 92826C839 1362 13029 SH SOLE NONE 13029 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW SP BIOTCH BL NEW 25490K323 1327 15882 SH SOLE NONE 15882 0 0 DIREXION SHARES ETT TR DAILY HEALTHCARE BULL 3X SHS ETF HEALTHCARE BUL 25459Y876 1254 28018 SH SOLE NONE 28018 0 0 CHEVRON CORP NEW COM COM 166764100 1129 9603 SH SOLE NONE 9603 0 0 AMGEN INC COM 031162100 1118 6025 SH SOLE NONE 6025 0 0 PFIZER INC COM 717081103 1107 31106 SH SOLE NONE 31106 0 0 ISHARES TR NASDAQ BIOTECH NASDAQ BIOTECH 464287556 1106 3345 SH SOLE NONE 3345 0 0 FIDELITY MSCI FINLS INDEX ETF MSCI FINLS IDX 316092501 998 26371 SH SOLE NONE 26371 0 0 DIREXION DAILY SML CAP BULL 3X SHS DLY SMCAP BULL3X 25459W847 967 14984 SH SOLE NONE 14984 0 0 DIREXION DAILY MID CAP BULL 3X SHARES DLY MIDCAP ETF3X 25459W730 957 23824 SH SOLE NONE 23824 0 0 PIMCO GLOBAL STOCKSPLUS INCOME FD COM 722011103 954 57655 SH SOLE NONE 57655 0 0 TOTAL SYS SVCS INC COM 891906109 937 14409 SH SOLE NONE 14409 0 0 A T & T INC COM 00206R102 892 22789 SH SOLE NONE 22789 0 0 SOUTHWEST AIRLNS CO COM 844741108 888 15814 SH SOLE NONE 15814 0 0 CROWN HOLDINGS INC COM 228368106 876 14685 SH SOLE NONE 14685 0 0 MICROSOFT CORP COM 594918104 867 11741 SH SOLE NONE 11741 0 0 UNITED PARCEL SVC INC CL B CL B 911312106 845 7069 SH SOLE NONE 7069 0 0 BANK OF AMERICA CORP COM 060505104 833 32766 SH SOLE NONE 32766 0 0 FEDEX CORP COM COM 31428X106 832 3712 SH SOLE NONE 3712 0 0 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 788 8414 SH SOLE NONE 8414 0 0 UNITED TECHNOLOGIES CORP COM USD1 COM 913017109 783 6762 SH SOLE NONE 6762 0 0 POWERSHARES QQQ TR UNIT SER 1 UNIT SER 1 73935A104 772 5341 SH SOLE NONE 5341 0 0 PIMCO MUNICIPAL INCOME FUND COM NPV COM 72200R107 751 55025 SH SOLE NONE 55025 0 0 ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 SPONS ADR A 780259206 743 12263 SH SOLE NONE 12263 0 0 FIDELITY MSCI INDL INDEX ETF MSCI INDL INDX 316092709 739 20275 SH SOLE NONE 20275 0 0 DIREXION SHARES ETF TRUST DAILY AEROSPACE &DEFENSE BULL 3X SHARES DLY AEROSPC 3X 25460E661 712 18602 SH SOLE NONE 18602 0 0 MFS MUN INCOME TR SH BEN INT SH BEN INT 552738106 709 98795 SH SOLE NONE 98795 0 0 CELANESE CORP DEL COM SER A COM SER A 150870103 685 6566 SH SOLE NONE 6566 0 0 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 667 114295 SH SOLE NONE 114295 0 0 PACCAR INC COM 693718108 664 9180 SH SOLE NONE 9180 0 0 REGENERON PHARMACEUTICALS COM 75886F107 661 1520 SH SOLE NONE 1520 0 0 MERCK & CO INC NEW COM COM 58933Y105 655 10202 SH SOLE NONE 10202 0 0 PIMCO HIGH INCOME FD COM SHS COM SHS 722014107 629 75832 SH SOLE NONE 75832 0 0 CUMMINS INC COM 231021106 618 3675 SH SOLE NONE 3675 0 0 CELADON GROUP INC COM COM 150838100 617 94250 SH SOLE NONE 94250 0 0 CARLISLE COS INC COM COM 142339100 598 5949 SH SOLE NONE 5949 0 0 VALERO ENERGY CORP COM 91913Y100 592 7716 SH SOLE NONE 7716 0 0 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 559 2235 SH SOLE NONE 2235 0 0 FIDELITY MSCI ENERGY INDEX ETF MSCI ENERGY IDX 316092402 557 29407 SH SOLE NONE 29407 0 0 MONSANTO CO NEW COM 61166W101 546 4569 SH SOLE NONE 4569 0 0 VERIZON COMMUNICATIONS COM 92343V104 532 10776 SH SOLE NONE 10776 0 0 JD COM INC SPONSORED ADR REPSTG COM CL A SPON ADR CL A 47215P106 526 13632 SH SOLE NONE 13632 0 0 ALLERGAN PLC. COM USD0.0001 SHS G0177J108 526 2578 SH SOLE NONE 2578 0 0 EXXON MOBIL CORP COM 30231G102 522 6360 SH SOLE NONE 6360 0 0 VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF INTERMED TERM 921937819 517 6104 SH SOLE NONE 6104 0 0 STARBUCKS CORP COM USD0.001 COM 855244109 516 9478 SH SOLE NONE 9478 0 0 DIREXION DAILY ENERGY BULL 3X SHS DLY ENRGY BULL3X 25459W888 512 17083 SH SOLE NONE 17083 0 0 INTEL CORP COM 458140100 507 13404 SH SOLE NONE 13404 0 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 497 12958 SH SOLE NONE 12958 0 0 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 476 7734 SH SOLE NONE 7734 0 0 BOEING CO COM 097023105 473 1861 SH SOLE NONE 1861 0 0 HOME DEPOT INC COM COM 437076102 468 2884 SH SOLE NONE 2884 0 0 PEPSICO INC COM 713448108 452 4056 SH SOLE NONE 4056 0 0 ABBVIE INC COM 00287Y109 451 5078 SH SOLE NONE 5078 0 0 DIREXION SHS ETF TR BRZ BL 3X SH NEW BRZ BL 3X SH NEW 25490K315 449 10287 SH SOLE NONE 10287 0 0 FIDELITY TOTAL BOND ETF TOTAL BD ETF 316188309 447 8888 SH SOLE NONE 8888 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 446 1770 SH SOLE NONE 1770 0 0 UNITED RENTALS INC COM 911363109 431 3127 SH SOLE NONE 3127 0 0 CONSOL ENERGY INC COM 20854P109 429 26096 SH SOLE NONE 26096 0 0 DIAGEO ADR EACH REPR 4 ORD GBX28.935185 SPON ADR NEW 25243Q205 425 3228 SH SOLE NONE 3228 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 410 78146 SH SOLE NONE 78146 0 0 SNAP INC CL A CL A 83304A106 407 28210 SH SOLE NONE 28210 0 0 CLEVELAND CLIFFS INC COM COM 185899101 405 56435 SH SOLE NONE 56435 0 0 FREEPORT MCMORAN INC CL B 35671D857 403 27990 SH SOLE NONE 27990 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF CONSMR STAPLES 316092303 397 12272 SH SOLE NONE 12272 0 0 KINDER MORGAN INC COM 49456B101 384 19905 SH SOLE NONE 19905 0 0 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 376 2665 SH SOLE NONE 2665 0 0 PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF 0-5 HIGH YIELD 72201R783 369 3644 SH SOLE NONE 3644 0 0 HSBC HLDGS PLC SPON ADR NEW SPON ADR NEW 404280406 368 7487 SH SOLE NONE 7487 0 0 CALAMOS CONV &HIGH INCOME FD COM SHS COM SHS 12811P108 368 31024 SH SOLE NONE 31024 0 0 ISHARES S&P MID CAP 400 GROWTH ETF S&P MC 400GR ETF 464287606 364 1806 SH SOLE NONE 1806 0 0 VANGUARD INDEX FDS VANGUARD REIT ETF FORMERLY VANGUARD INDEX TR TO 05/24/01 REIT VIPER SHS REIT ETF 922908553 361 4352 SH SOLE NONE 4352 0 0 ISHARES TR US AER DEF ETF US AER DEF ETF 464288760 356 2007 SH SOLE NONE 2007 0 0 UNION PACIFIC CORP COM 907818108 354 3056 SH SOLE NONE 3056 0 0 AKAMAI TECHNOLOGIES INC COM COM 00971T101 354 7500 SH SOLE NONE 7500 0 0 BRISTOL MYERS SQUIBB COM 110122108 352 5592 SH SOLE NONE 5592 0 0 PG & E CORP COM 69331C108 344 5059 SH SOLE NONE 5059 0 0 FACEBOOK INC COM USD0.000006 CL A CL A 30303M102 340 2018 SH SOLE NONE 2018 0 0 TEVA PHARMACEUTICAL INDUSTRIES SPON ADR EACH REP 1 ORD SHS SPONSORED ADR 881624209 335 19502 SH SOLE NONE 19502 0 0 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 327 4728 SH SOLE NONE 4728 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 325 7341 SH SOLE NONE 7341 0 0 ICON PLC SHS SHS G4705A100 320 2742 SH SOLE NONE 2742 0 0 HUNTSMAN CORP COM 447011107 319 11687 SH SOLE NONE 11687 0 0 CVS HEALTH CORP COM COM 126650100 314 3864 SH SOLE NONE 3864 0 0 KRANESHARES TR CSI CHINA INTERNET ETF CSI CHI INTERNET 500767306 299 5300 SH SOLE NONE 5300 0 0 INTL BUSINESS MACH COM 459200101 293 2012 SH SOLE NONE 2012 0 0 SCHWAB CHARLES CORP NEW COM 808513105 286 6554 SH SOLE NONE 6554 0 0 EOG RESOURCES INC COM 26875P101 278 2880 SH SOLE NONE 2880 0 0 GOODYEAR TIRE & RUBBER CO COM 382550101 274 8291 SH SOLE NONE 8291 0 0 PIMCO CORPORATE &INCOME STRAT COM 72200U100 265 15404 SH SOLE NONE 15404 0 0 DIREXION SHS ETF TR DLY EUR STX 3X DLY EUR STX 3X 25460E653 260 8975 SH SOLE NONE 8975 0 0 EVEREST RE GROUP LTD COM COM G3223R108 258 1077 SH SOLE NONE 1077 0 0 GENERAL ELECTRIC CO COM 369604103 257 10718 SH SOLE NONE 10718 0 0 GLOBAL X FUNDS GLOBAL X SUPERDIV ETF GLB X SUPERDIV 37950E549 253 11552 SH SOLE NONE 11552 0 0 BIOVERATIV INC COM COM 09075E100 244 4307 SH SOLE NONE 4307 0 0 ISHARES TR MICRO-CAP ETF MICRO-CAP ETF 464288869 241 2570 SH SOLE NONE 2570 0 0 TEXTRON INC COM 883203101 238 4459 SH SOLE NONE 4459 0 0 PROCTER AND GAMBLE CO COM COM 742718109 236 2604 SH SOLE NONE 2604 0 0 EXELIXIS INC COM 30161Q104 236 9750 SH SOLE NONE 9750 0 0 CATERPILLAR INC COM 149123101 231 1844 SH SOLE NONE 1844 0 0 PROSHARES TR PROSHARES ULTRA NASDAQ BIOTECHNOLOGY PSHS ULT NASB 74347R214 223 3712 SH SOLE NONE 3712 0 0 CHICAGO BRIDGE & IRON COMPANY N.V. EUR0.01 REG COM 167250109 222 13194 SH SOLE NONE 13194 0 0 CIGNA CORPORATION COM COM 125509109 221 1184 SH SOLE NONE 1184 0 0 BROADCOM LIMITED COM NPV SHS Y09827109 220 907 SH SOLE NONE 907 0 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 214 4444 SH SOLE NONE 4444 0 0 EQUIFAX INC COM 294429105 212 2000 SH SOLE NONE 2000 0 0 WESTERN DIGITAL CORP DEL COM 958102105 209 2413 SH SOLE NONE 2413 0 0 INTUIT COM COM 461202103 208 1462 SH SOLE NONE 1462 0 0 SUNCOR ENERGY COM NPV NEW ISIN #CA8672241079 SEDOL #B3NB1P2 COM 867224107 205 5913 SH SOLE NONE 5913 0 0 ISHARES S&P SMALLCAP 600 VALUE ETF SP SMCP600VL ETF 464287879 205 1388 SH SOLE NONE 1388 0 0 KIMBERLY CLARK CORP COM 494368103 202 1730 SH SOLE NONE 1730 0 0 JUST ENERGY GROUP INC COM NPV ISIN #CA48213W1014 SEDOL #B63MCN1 COM 48213W101 198 34203 SH SOLE NONE 34203 0 0 BARCLAYS PLC ADR-EACH CV INTO 4 ORD STK GBP0.25 JPM ADR 06738E204 189 18353 SH SOLE NONE 18353 0 0 JETBLUE AWYS CORP COM 477143101 188 10174 SH SOLE NONE 10174 0 0 ISHARES SILVER TR ISHARES ISHARES 46428Q109 178 11197 SH SOLE NONE 11197 0 0 TRANSOCEAN LIMITED COM CHF0.10 REG SHS H8817H100 178 16809 SH SOLE NONE 16809 0 0 SIRIUS XM HLDGS INC COM COM 82968B103 177 32576 SH SOLE NONE 32576 0 0 MARATHON OIL CORP COM 565849106 172 12784 SH SOLE NONE 12784 0 0 POWERSHARES EXCH TRADED FD TR II PREFERRED PORTFOLIO ISIN #US73936T5653 SEDOL #B676G93 PFD PORTFOLIO 73936T565 168 11181 SH SOLE NONE 11181 0 0 DIVIDEND AND INCOME FUND COM NPV COM NEW 25538A204 160 12522 SH SOLE NONE 12522 0 0 THERAPEUTICSMD INC COM COM 88338N107 134 26299 SH SOLE NONE 26299 0 0 WISDOMTREE INVESTMNT COM 97717P104 111 11052 SH SOLE NONE 11052 0 0 BLACKROCK ENHANCED INTL DIV TR COM BENE INTER COM BENE INTER 092524107 104 15991 SH SOLE NONE 15991 0 0 CHESAPEAKE ENERGY CORPORATION OKLAHOMA COM 165167107 96 22074 SH SOLE NONE 22074 0 0 AXOVANT SCIENCES LTD COM USD0.00001 COM G0750W104 87 13000 SH SOLE NONE 13000 0 0 FITBIT INC CL A CL A 33812L102 69 10000 SH SOLE NONE 10000 0 0 PDL BIOPHARMA INC COM COM 69329Y104 51 15000 SH SOLE NONE 15000 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW COM NEW 871639308 43 16900 SH SOLE NONE 16900 0 0 CREDIT SUISSE HIGH YIELD BD FD SH BEN INT SH BEN INT 22544F103 37 12944 SH SOLE NONE 12944 0 0 COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR SPONSORED ADR 20440W105 35 12800 SH SOLE NONE 12800 0 0 EP ENERGY CORP COM USD0.01 CL A CL A 268785102 33 10000 SH SOLE NONE 10000 0 0 SEADRILL LIMITED SHS SHS G7945E105 6 18100 SH SOLE NONE 18100 0 0