Chief Compliance Officer

0001606587-17-000103.txt : 20170207 0001606587-17-000103.hdr.sgml : 20170207 20170207091256 ACCESSION NUMBER: 0001606587-17-000103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Traynor Capital Management, Inc. CENTRAL INDEX KEY: 0001666786 IRS NUMBER: 262115437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17267 FILM NUMBER: 17577378 BUSINESS ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-993-9050 MAIL ADDRESS: STREET 1: 19 E. KING STREET STREET 2: BLDG 2 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666786 XXXXXXXX 12-31-2016 12-31-2016 false Traynor Capital Management, Inc.

19 E. King Street Bldg 2 Malvern PA 19355

13F HOLDINGS REPORT 028-17267 N Keith Traynor Chief Compliance Officer 610-993-9050 Keith Traynor Malvern PA 02-07-2017 0 130 150855 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE APPLE INC COM 037833100 13316 109484 SH SOLE NONE 109484 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 9762 77760 SH SOLE NONE 77760 0 0 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 8636 51502 SH SOLE NONE 51502 0 0 ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 464287408 7878 77347 SH SOLE NONE 77347 0 0 AMAZON.COM INC COM 023135106 7411 8925 SH SOLE NONE 8925 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 6246 7582 SH SOLE NONE 7582 0 0 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 5219 76872 SH SOLE NONE 76872 0 0 NETFLIX COM INC COM COM 64110L106 4556 32268 SH SOLE NONE 32268 0 0 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 3939 4910 SH SOLE NONE 4910 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW SP BIOTCH BL NEW 25490K323 2845 79422 SH SOLE NONE 79422 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 2841 24258 SH SOLE NONE 24258 0 0 DIREXION DAILY S&P 500 BULL 3X SHS DRX S&P500BULL 25459W862 2831 24995 SH SOLE NONE 24995 0 0 SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF S&P 600 SMCP VAL 78464A300 2340 20023 SH SOLE NONE 20023 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 2327 60192 SH SOLE NONE 60192 0 0 FIDELITY MSCI HEALTH CARE INDEX ETF MSCI HLTH CARE I 316092600 2294 69017 SH SOLE NONE 69017 0 0 ISHARES TR U.S. PFD STK ETF U.S. PFD STK ETF 464288687 2233 58816 SH SOLE NONE 58816 0 0 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 2227 25475 SH SOLE NONE 25475 0 0 DIREXION DAILY ENERGY BULL 3X SHS DLY ENRGY BULL3X 25459W888 2207 61482 SH SOLE NONE 61482 0 0 NOVO-NORDISK A S ADR ADR 670100205 1918 53757 SH SOLE NONE 53757 0 0 DIREXION DAILY MID CAP BULL 3X SHARES DLY MIDCAP ETF3X 25459W730 1901 56448 SH SOLE NONE 56448 0 0 ALTRIA GROUP INC COM 02209S103 1787 25063 SH SOLE NONE 25063 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1668 15441 SH SOLE NONE 15441 0 0 DIREXION DAILY SML CAP BULL 3X SHS DLY SMCAP BULL3X 25459W847 1660 16729 SH SOLE NONE 16729 0 0 GILEAD SCIENCES INC COM 375558103 1575 22029 SH SOLE NONE 22029 0 0 3M COMPANY COM 88579Y101 1544 8806 SH SOLE NONE 8806 0 0 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BIOTECHNOLOGY & GENOME PORTFOLIO DYN BIOT & GEN 73935X856 1458 37029 SH SOLE NONE 37029 0 0 CELGENE CORP COM 151020104 1334 11789 SH SOLE NONE 11789 0 0 CONSTELLATION BRANDS INC CL A CL A 21036P108 1263 8515 SH SOLE NONE 8515 0 0 PIMCO MUN INCOME FD II COM COM 72200W106 1156 91800 SH SOLE NONE 91800 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1136 6894 SH SOLE NONE 6894 0 0 JPMORGAN CHASE & CO COM 46625H100 1126 13093 SH SOLE NONE 13093 0 0 UNDER ARMOUR INC COM STK USD0.000333 CLASS A CL A 904311107 1078 37251 SH SOLE NONE 37251 0 0 PIMCO GLOBAL STOCKSPLUS INCOME FD COM 722011103 1039 58705 SH SOLE NONE 58705 0 0 PFIZER INC COM 717081103 990 31626 SH SOLE NONE 31626 0 0 BANK OF AMERICA CORP COM 060505104 983 42861 SH SOLE NONE 42861 0 0 PIMCO HIGH INCOME FD COM SHS COM SHS 722014107 946 95721 SH SOLE NONE 95721 0 0 FIDELITY MSCI FINLS INDEX ETF MSCI FINLS IDX 316092501 939 26983 SH SOLE NONE 26983 0 0 NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM 670682103 906 69605 SH SOLE NONE 69605 0 0 CHEVRON CORP NEW COM COM 166764100 849 7600 SH SOLE NONE 7600 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF NASDQ BIOTEC ETF 464287556 844 3122 SH SOLE NONE 3122 0 0 JOHNSON & JOHNSON COM 478160104 815 7208 SH SOLE NONE 7208 0 0 PIMCO MUNICIPAL INCOME FUND COM NPV COM 72200R107 766 49848 SH SOLE NONE 49848 0 0 VALERO ENERGY CORP COM 91913Y100 762 11179 SH SOLE NONE 11179 0 0 UNITED PARCEL SVC INC CL B CL B 911312106 733 6263 SH SOLE NONE 6263 0 0 BIOGEN INC COM COM 09062X103 705 2556 SH SOLE NONE 2556 0 0 VISA INC COM CL A COM CL A 92826C839 701 8380 SH SOLE NONE 8380 0 0 SOUTHWEST AIRLNS CO COM 844741108 685 13099 SH SOLE NONE 13099 0 0 STARBUCKS CORP COM USD0.001 COM 855244109 685 12257 SH SOLE NONE 12257 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 672 11292 SH SOLE NONE 11292 0 0 ATWOOD OCEANICS INC COM COM 050095108 662 54366 SH SOLE NONE 54366 0 0 SCHWAB CHARLES CORP NEW COM 808513105 650 15539 SH SOLE NONE 15539 0 0 PHILIP MORRIS INTL INC COM COM 718172109 628 6552 SH SOLE NONE 6552 0 0 VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF INTERMED TERM 921937819 622 7494 SH SOLE NONE 7494 0 0 REGENERON PHARMACEUTICALS COM 75886F107 597 1735 SH SOLE NONE 1735 0 0 FIDELITY MSCI INDL INDEX ETF MSCI INDL INDX 316092709 595 18032 SH SOLE NONE 18032 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 584 2553 SH SOLE NONE 2553 0 0 ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 SPONS ADR A 780259206 574 10700 SH SOLE NONE 10700 0 0 PACCAR INC COM 693718108 567 8391 SH SOLE NONE 8391 0 0 MERCK & CO INC NEW COM COM 58933Y105 564 9192 SH SOLE NONE 9192 0 0 FIDELITY MSCI CONSUMER STAPLES INDEX ETF CONSMR STAPLES 316092303 558 17715 SH SOLE NONE 17715 0 0 MICROSOFT CORP COM 594918104 548 8414 SH SOLE NONE 8414 0 0 KINDER MORGAN INC COM USD0.01 COM 49456B101 547 24915 SH SOLE NONE 24915 0 0 FIDELITY MSCI ENERGY INDEX ETF MSCI ENERGY IDX 316092402 541 26435 SH SOLE NONE 26435 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 537 13404 SH SOLE NONE 13404 0 0 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 493 90383 SH SOLE NONE 90383 0 0 AMGEN INC COM 031162100 490 3177 SH SOLE NONE 3177 0 0 FEDEX CORP COM COM 31428X106 488 2527 SH SOLE NONE 2527 0 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 463 12879 SH SOLE NONE 12879 0 0 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 453 1992 SH SOLE NONE 1992 0 0 EXXON MOBIL CORP COM 30231G102 450 5306 SH SOLE NONE 5306 0 0 TRANSOCEAN LIMITED COM CHF0.10 REG SHS H8817H100 443 32032 SH SOLE NONE 32032 0 0 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 438 5247 SH SOLE NONE 5247 0 0 ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 435 4885 SH SOLE NONE 4885 0 0 CARLISLE COS INC COM COM 142339100 419 3790 SH SOLE NONE 3790 0 0 MFS MUN INCOME TR SH BEN INT SH BEN INT 552738106 415 59934 SH SOLE NONE 59934 0 0 MONSANTO CO NEW COM 61166W101 411 3791 SH SOLE NONE 3791 0 0 MARATHON OIL CORP COM 565849106 401 24302 SH SOLE NONE 24302 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 401 80084 SH SOLE NONE 80084 0 0 PEPSICO INC COM 713448108 396 3827 SH SOLE NONE 3827 0 0 CALAMOS CONV &HIGH INCOME FD COM SHS COM SHS 12811P108 388 34801 SH SOLE NONE 34801 0 0 GENERAL ELECTRIC CO COM 369604103 382 12754 SH SOLE NONE 12754 0 0 INTEL CORP COM 458140100 373 9984 SH SOLE NONE 9984 0 0 CONSOL ENERGY INC COM 20854P109 370 20261 SH SOLE NONE 20261 0 0 FIDELITY TOTAL BOND ETF TOTAL BD ETF 316188309 369 7448 SH SOLE NONE 7448 0 0 FREEPORT MCMORAN INC CL B 35671D857 365 22499 SH SOLE NONE 22499 0 0 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 365 3155 SH SOLE NONE 3155 0 0 UNITED TECHNOLOGIES CORP COM USD1 COM 913017109 357 3270 SH SOLE NONE 3270 0 0 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 332 6457 SH SOLE NONE 6457 0 0 HUNTSMAN CORP COM 447011107 324 15786 SH SOLE NONE 15786 0 0 ISHARES TR MICRO-CAP ETF MICRO-CAP ETF 464288869 323 3858 SH SOLE NONE 3858 0 0 EOG RESOURCES INC COM 26875P101 316 3130 SH SOLE NONE 3130 0 0 BARCLAYS PLC ADR-EACH CV INTO 4 ORD STK GBP0.25 JPM ADR 06738E204 309 27686 SH SOLE NONE 27686 0 0 BLACKSTONE GROUP LP COM UNIT LTD COM UNIT LTD 09253U108 307 9897 SH SOLE NONE 9897 0 0 UNION PACIFIC CORP COM 907818108 304 2819 SH SOLE NONE 2819 0 0 ISHARES S&P MID CAP 400 GROWTH ETF S&P MC 400GR ETF 464287606 299 1613 SH SOLE NONE 1613 0 0 PIMCO CORPORATE &INCOME STRAT COM 72200U100 296 19048 SH SOLE NONE 19048 0 0 BRISTOL MYERS SQUIBB COM 110122108 296 6082 SH SOLE NONE 6082 0 0 PUMA BIOTECHNOLOGY INC COM COM 74587V107 292 9531 SH SOLE NONE 9531 0 0 FACEBOOK INC COM USD0.000006 CL A CL A 30303M102 291 2225 SH SOLE NONE 2225 0 0 GOODYEAR TIRE & RUBBER CO COM 382550101 284 9073 SH SOLE NONE 9073 0 0 PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF 0-5 HIGH YIELD 72201R783 281 2796 SH SOLE NONE 2796 0 0 BOEING CO COM 097023105 259 1568 SH SOLE NONE 1568 0 0 BARCLAYS BANK PLC PFD SP ADR 7.1%PF3 06739H776 256 10021 SH SOLE NONE 10021 0 0 CHESAPEAKE ENERGY CORPORATION OKLAHOMA COM 165167107 238 36952 SH SOLE NONE 36952 0 0 CUMMINS INC COM 231021106 232 1584 SH SOLE NONE 1584 0 0 CATERPILLAR INC COM 149123101 224 2315 SH SOLE NONE 2315 0 0 POWERSHARES EXCH TRADED FD TR II PREFERRED PORTFOLIO ISIN #US73936T5653 SEDOL #B676G93 PFD PORTFOLIO 73936T565 220 15169 SH SOLE NONE 15169 0 0 VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR VALUE ETF 922908744 214 2293 SH SOLE NONE 2293 0 0 DIREXION SHARES ETT TR DAILY HEALTHCARE BULL 3X SHS ETF HEALTHCARE BUL 25459Y876 210 7520 SH SOLE NONE 7520 0 0 ICON PLC SHS SHS G4705A100 208 2561 SH SOLE NONE 2561 0 0 VERIZON COMMUNICATIONS COM 92343V104 206 4189 SH SOLE NONE 4189 0 0 POWERSHARES QQQ TR UNIT SER 1 UNIT SER 1 73935A104 205 1644 SH SOLE NONE 1644 0 0 JETBLUE AWYS CORP COM 477143101 204 10585 SH SOLE NONE 10585 0 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 203 4278 SH SOLE NONE 4278 0 0 CIGNA CORPORATION COM COM 125509109 201 1383 SH SOLE NONE 1383 0 0 STATOIL ASA SPONSORED ADR SPONSORED ADR 85771P102 195 10610 SH SOLE NONE 10610 0 0 JUST ENERGY GROUP INC COM NPV ISIN #CA48213W1014 SEDOL #B63MCN1 COM 48213W101 192 33094 SH SOLE NONE 33094 0 0 SPRINT CORPORATION COM USD0.01 COM SER 1 85207U105 166 18302 SH SOLE NONE 18302 0 0 THERAPEUTICSMD INC COM COM 88338N107 155 27500 SH SOLE NONE 27500 0 0 KINDRED HEALTHCARE INC COM 494580103 126 19000 SH SOLE NONE 19000 0 0 BLACKROCK INTL GROWTH & INCOME TR COM COM BENE INTER 092524107 102 18029 SH SOLE NONE 18029 0 0 FITBIT INC CL A CL A 33812L102 94 15541 SH SOLE NONE 15541 0 0 EP ENERGY CORP COM USD0.01 CL A CL A 268785102 82 16000 SH SOLE NONE 16000 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW COM NEW 871639308 76 11650 SH SOLE NONE 11650 0 0 NOVAVAX INC COM 670002104 55 43361 SH SOLE NONE 43361 0 0 SIRIUS XM HLDGS INC COM COM 82968B103 55 11656 SH SOLE NONE 11656 0 0 KINROSS GOLD CORP COM NPV ISIN #CA4969024047 SEDOL #B03Z841 COM NO PAR 496902404 46 12700 SH SOLE NONE 12700 0 0 SEADRILL LIMITED SHS SHS G7945E105 42 16089 SH SOLE NONE 16089 0 0 GENWORTH FINL INC COM CL A COM CL A 37247D106 34 10500 SH SOLE NONE 10500 0 0 OCEAN RIG UDW INC (KY) COM USD0.01 SHS G66964100 30 20000 SH SOLE NONE 20000 0 0