President & CEO

0001606587-20-001172.txt : 20201102 0001606587-20-001172.hdr.sgml : 20201102 20201102110348 ACCESSION NUMBER: 0001606587-20-001172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 EFFECTIVENESS DATE: 20201102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gerber Kawasaki Wealth & Investment Management CENTRAL INDEX KEY: 0001666736 IRS NUMBER: 272274173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17184 FILM NUMBER: 201279420 BUSINESS ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-399-6397 MAIL ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666736 XXXXXXXX 09-30-2020 09-30-2020 false Gerber Kawasaki Wealth & Investment Management

2716 Ocean Park Blvd #2020-2022 Santa Monica CA 90405

13F HOLDINGS REPORT 028-17184 N Ross Gerber President & CEO 310-399-6397 Ross Gerber Santa Monica CA 10-20-2020 0 131 468549 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM 88579Y101 357 2233 SH SOLE 0.0 0 0 2233 ACTIVISION BLIZZARD COM 00507V109 9331 115269 SH SOLE 0.0 0 0 115219 ADOBE INC COM 00724F101 2111 4306 SH SOLE 0.0 0 0 4306 ALIBABA GROUP SPONSORED ADS 01609W102 266 908 SH SOLE 0.0 0 0 908 ALPHABET INC CAP STK CL C 02079K107 10825 7366 SH SOLE 0.0 0 0 7350 ALPHABET INC CAP STK CL A 02079K305 1377 940 SH SOLE 0.0 0 0 940 ALTRIA GROUP COM 02209S103 236 6120 SH SOLE 0.0 0 0 6120 AMAZON COM COM 023135106 15594 4952 SH SOLE 0.0 0 0 4940 AMERICAN TOWER COM 03027X100 356 1474 SH SOLE 0.0 0 0 1474 AMERICAN WELL CL A 03044L105 232 7836 SH SOLE 0.0 0 0 7836 AMGEN INC COM 031162100 557 2195 SH SOLE 0.0 0 0 2195 APPLE INC COM 037833100 38878 335711 SH SOLE 0.0 0 0 335273 APPLE INC COM 037833100 26 6 SH Call SOLE 0.0 0 0 6 ARK INNOVATION INNOVATION ETF 00214Q104 1 1 SH Call SOLE 0.0 0 0 1 ARK INNOVATION INNOVATION ETF 00214Q104 3856 41918 SH SOLE 0.0 0 0 41887 AXON ENTERPRISE COM 05464C101 681 7516 SH SOLE 0.0 0 0 7516 BERKSHIRE HATHAWAY CL B NEW 084670702 813 3820 SH SOLE 0.0 0 0 3820 BLACKROCK CORP COM 09255P107 339 31750 SH SOLE 0.0 0 0 31750 BLACKSTONE GROUP COM CL A 09260D107 2022 38737 SH SOLE 0.0 0 0 38737 BLACKSTONE GROUP COM CL A 09260D107 8 20 SH Call SOLE 0.0 0 0 20 BROADCOM INC COM 11135F101 355 977 SH SOLE 0.0 0 0 977 CHEWY INC CL A 16679L109 942 17190 SH SOLE 0.0 0 0 17190 CONSUMER DISCRETIONARY SBI CONS DISCR 81369Y407 6141 41781 SH SOLE 0.0 0 0 41531 COSTCO WHOLESALE COM 22160K105 310 876 SH SOLE 0.0 0 0 876 CRONOS GROUP COM 22717L101 257 51300 SH SOLE 0.0 0 0 51300 CROWDSTRIKE HOLDINGS CL A 22788C105 1836 13377 SH SOLE 0.0 0 0 13377 CROWN CASTLE COM 22822V101 8160 49010 SH SOLE 0.0 0 0 48919 DIGITAL REALTY COM 253868103 448 3058 SH SOLE 0.0 0 0 3058 DOCUSIGN INC COM 256163106 499 2320 SH SOLE 0.0 0 0 2320 DOMINION ENERGY COM 25746U109 209 2657 SH SOLE 0.0 0 0 2657 DROPBOX INC CL A 26210C104 337 17530 SH SOLE 0.0 0 0 17530 ELECTRONIC ARTS COM 285512109 7910 60657 SH SOLE 0.0 0 0 60657 ETFMG ALTERNATIVE ETFMG ALTR HRVST 26924G508 152 14689 SH SOLE 0.0 0 0 14689 FACEBOOK INC CL A 30303M102 3150 12027 SH SOLE 0.0 0 0 12027 FIRST REPUBLIC COM 33616C100 929 8520 SH SOLE 0.0 0 0 8520 GABELLI UTIL COM 36240A101 96 12700 SH SOLE 0.0 0 0 12700 GLOBAL X VDEO GAM ESPRT 37954Y392 236 8700 SH SOLE 0.0 0 0 8700 GLOBAL X LITHIUM BTRY ETF 37954Y855 248 6200 SH SOLE 0.0 0 0 6200 HOME DEPOT COM 437076102 9619 34638 SH SOLE 0.0 0 0 34526 IDEXX LABS INC COM 45168D104 359 914 SH SOLE 0.0 0 0 914 ILLUMINA INC COM 452327109 432 1400 SH SOLE 0.0 0 0 1400 INNOVATIVE INDUSTRIAL COM 45781V101 4390 35373 SH SOLE 0.0 0 0 35334 INTEL CORP COM 458140100 916 17706 SH SOLE 0.0 0 0 17706 INTUITIVE SURGICAL COM NEW 46120E602 276 390 SH SOLE 0.0 0 0 390 INVESCO DYNAMIC DYNMC BIOTECH 46137V787 264 4680 SH SOLE 0.0 0 0 4680 INVESCO S&P S&P500 EQL WGT 46137V357 263 2440 SH SOLE 0.0 0 0 2440 INVESCO SOLAR SOLAR ETF 46138G706 5466 84375 SH SOLE 0.0 0 0 84356 IRONWOOD PHARMACEUTICALS COM CL A 46333X108 131 14580 SH SOLE 0.0 0 0 14580 ISHARES CORE CORE MSCI EAFE 46432F842 229 3799 SH SOLE 0.0 0 0 3799 ISHARES CORE CORE MSCI EMKT 46434G103 3825 72453 SH SOLE 0.0 0 0 72453 ISHARES GOLD ISHARES 464285105 11160 620367 SH SOLE 0.0 0 0 619210 ISHARES MSCI MSCI USA MIN VOL 46429B697 20340 319163 SH SOLE 0.0 0 0 318530 ISHARES U S SHT MAT BD ETF 46431W507 2462 49133 SH SOLE 0.0 0 0 49133 JOHNSON & JOHNSON COM 478160104 477 3208 SH SOLE 0.0 0 0 3208 JPMORGAN ULTRA SHRT INC 46641Q837 6707 132041 SH SOLE 0.0 0 0 131031 JPMORGAN CHASE COM 46625H100 633 6578 SH SOLE 0.0 0 0 6578 KIMBERLY CLARK COM 494368103 221 1497 SH SOLE 0.0 0 0 1497 KRATOS DEFENSE COM NEW 50077B207 681 35372 SH SOLE 0.0 0 0 35372 LENNAR CORP CL A 526057104 268 3284 SH SOLE 0.0 0 0 3284 LOCKHEED MARTIN COM 539830109 1299 3390 SH SOLE 0.0 0 0 3390 LOGITECH INTL SHS H50430232 353 4569 SH SOLE 0.0 0 0 4569 LYFT INC CL A COM 55087P104 388 14098 SH SOLE 0.0 0 0 14098 MERCADOLIBRE INC COM 58733R102 995 920 SH SOLE 0.0 0 0 920 MERCK & COMPANY COM 58933Y105 294 3544 SH SOLE 0.0 0 0 3544 MGM GROWTH CL A COM 55303A105 7602 271715 SH SOLE 0.0 0 0 271715 MGM RESORTS COM 552953101 10840 498421 SH SOLE 0.0 0 0 497900 MICROSOFT CORP COM 594918104 15352 72990 SH SOLE 0.0 0 0 72910 MODERNA INC COM 60770K107 520 7355 SH SOLE 0.0 0 0 7355 NETFLIX INC COM 64110L106 6586 13172 SH SOLE 0.0 0 0 13122 NEW HOME COM 645370107 83 15300 SH SOLE 0.0 0 0 15300 NEXTERA ENERGY COM 65339F101 9029 32530 SH SOLE 0.0 0 0 32524 NEXTERA ENERGY COM UNIT PART IN 65341B106 95 1600 SH SOLE 0.0 0 0 1600 NIKE INC CL B 654106103 1769 14093 SH SOLE 0.0 0 0 14093 NORTHROP GRUMMAN COM 666807102 2791 8848 SH SOLE 0.0 0 0 8848 NUVEEN CA COM 67066Y105 2288 157185 SH SOLE 0.0 0 0 157185 NUVEEN CORP COM 67077N106 3581 400166 SH SOLE 0.0 0 0 400166 NUVEEN CORP COM 67079F101 546 57750 SH SOLE 0.0 0 0 57750 NUVEEN HIGH COM 67075L102 1674 177078 SH SOLE 0.0 0 0 177078 NUVEEN PFD COM 67073B106 3228 380306 SH SOLE 0.0 0 0 380306 NUVEEN TXBL COM 67074C103 1245 55600 SH SOLE 0.0 0 0 55600 NVIDIA CORP COM 67066G104 18355 33914 SH SOLE 0.0 0 0 33784 ORACLE CORP COM 68389X105 333 5578 SH SOLE 0.0 0 0 5578 ORACLE CORP COM 68389X105 0 5 SH Call SOLE 0.0 0 0 5 PALO ALTO COM 697435105 504 2062 SH SOLE 0.0 0 0 2062 PAYPAL HOLDINGS COM 70450Y103 315 1601 SH SOLE 0.0 0 0 1601 PELOTON INTERACTIVE CL A COM 70614W100 1736 17501 SH SOLE 0.0 0 0 17446 PFIZER INC COM 717081103 938 25575 SH SOLE 0.0 0 0 25575 PIMCO EHNANCED ENHAN SHRT MA AC 72201R833 2024 19856 SH SOLE 0.0 0 0 19856 PROCTER & GAMBLE COM 742718109 547 3938 SH SOLE 0.0 0 0 3938 PROLOGIS INC COM 74340W103 2746 27295 SH SOLE 0.0 0 0 27295 QUALCOMM INC COM 747525103 2280 19381 SH SOLE 0.0 0 0 19381 SBA COMMUNICATIONS CL A 78410G104 623 1959 SH SOLE 0.0 0 0 1959 SECTOR CONSUMER SBI CONS STPLS 81369Y308 298 4661 SH SOLE 0.0 0 0 4661 SECTOR FINANCIAL SBI INT-FINL 81369Y605 1014 42164 SH SOLE 0.0 0 0 42016 SECTOR HEALTHCARE SBI HEALTHCARE 81369Y209 17380 164773 SH SOLE 0.0 0 0 163667 SECTOR TECHNOLOGY TECHNOLOGY 81369Y803 28324 242712 SH SOLE 0.0 0 0 241299 SELECT SECTOR COMMUNICATION 81369Y852 9630 162132 SH SOLE 0.0 0 0 161567 SHERWIN WILLIAMS COM 824348106 740 1063 SH SOLE 0.0 0 0 1063 SHOPIFY INC CL A 82509L107 1643 1607 SH SOLE 0.0 0 0 1607 SIRIUS XM COM 82968B103 120 22394 SH SOLE 0.0 0 0 22394 SOUTHWEST AIRLINES COM 844741108 2065 55086 SH SOLE 0.0 0 0 54958 SPDR GOLD GOLD SHS 78463V107 9031 50990 SH SOLE 0.0 0 0 50768 SPDR MSCI PORTFLI MSCI GBL 78463X475 611 14126 SH SOLE 0.0 0 0 14126 SPDR PORTFOLIO PORTFOLIO AGRGTE 78464A649 238 7747 SH SOLE 0.0 0 0 7747 SPDR S&P 500 ETF TR UNIT 78462F103 2127 6353 SH SOLE 0.0 0 0 6353 SPDR S&P 500 ETF TR UNIT 78462F103 0 2 SH Put SOLE 0.0 0 0 2 SPDR SERIES S&P BIOTECH 78464A870 6394 57385 SH SOLE 0.0 0 0 57168 SPDR SSGA ULT SHT TRM BD 78467V707 3167 78350 SH SOLE 0.0 0 0 78350 SPOTIFY TECHNOLOGY SHS L8681T102 202 834 SH SOLE 0.0 0 0 834 STARBUCKS CORP COM 855244109 3236 37671 SH SOLE 0.0 0 0 37671 TAKE-TWO INTERACTIVE COM 874054109 2336 14139 SH SOLE 0.0 0 0 14139 TARGET CORP COM 87612E106 618 3926 SH SOLE 0.0 0 0 3901 TESLA INC COM 88160R101 61446 143229 SH SOLE 0.0 0 0 143025 TESLA INC NOTE 1.250% 3/0 88160RAC5 388 65000 PRN SOLE 0.0 0 0 65000 TESLA INC NOTE 2.375% 3/1 88160RAD3 1516 231000 PRN SOLE 0.0 0 0 231000 TESLA INC NOTE 2.000% 5/1 88160RAG6 707 102000 PRN SOLE 0.0 0 0 102000 TEXAS INSTRUMENTS COM 882508104 334 2339 SH SOLE 0.0 0 0 2339 THERMO FISHER COM 883556102 1145 2594 SH SOLE 0.0 0 0 2589 TUTOR PERINI NOTE 2.875% 6/1 901109AD0 9 10000 PRN SOLE 0.0 0 0 10000 TWITTER INC COM 90184L102 433 9731 SH SOLE 0.0 0 0 9731 ULTA BEAUTY COM 90384S303 217 971 SH SOLE 0.0 0 0 964 UNITEDHEALTH GROUP COM 91324P102 216 694 SH SOLE 0.0 0 0 694 UNITY SOFTWARE COM 91332U101 441 5058 SH SOLE 0.0 0 0 5058 VANGUARD CONSUMER CONSUM STP ETF 92204A207 962 5892 SH SOLE 0.0 0 0 5892 VANGUARD TOTAL INTL BD IDX ETF 92203J407 202 3477 SH SOLE 0.0 0 0 3477 VERIZON COMMUNICATIONS COM 92343V104 688 11576 SH SOLE 0.0 0 0 11576 VISA INC COM CL A 92826C839 373 1870 SH SOLE 0.0 0 0 1870 WALMART INC COM 931142103 423 3027 SH SOLE 0.0 0 0 3027 WALT DISNEY COM DISNEY 254687106 14885 119967 SH SOLE 0.0 0 0 119957 ZOETIS INC CL A 98978V103 2368 14321 SH SOLE 0.0 0 0 14321 ZOOM VIDEO CL A 98980L101 2463 5240 SH SOLE 0.0 0 0 5135