President & CEO

0001606587-20-000586.txt : 20200505 0001606587-20-000586.hdr.sgml : 20200505 20200505161741 ACCESSION NUMBER: 0001606587-20-000586 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 EFFECTIVENESS DATE: 20200505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gerber Kawasaki Wealth & Investment Management CENTRAL INDEX KEY: 0001666736 IRS NUMBER: 272274173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17184 FILM NUMBER: 20849102 BUSINESS ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-399-6397 MAIL ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666736 XXXXXXXX 03-31-2020 03-31-2020 false Gerber Kawasaki Wealth & Investment Management

2716 Ocean Park Blvd #2020-2022 Santa Monica CA 90405

13F HOLDINGS REPORT 028-17184 N Ross Gerber President & CEO 310-399-6397 Ross Gerber Santa Monica CA 04-29-2020 0 129 352638 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM 88579Y101 321 2353 SH SOLE 0.0 0 0 2353 ACTIVISION BLIZZARD COM 00507V109 5940 99876 SH SOLE 0.0 0 0 99746 ADOBE INC COM 00724F101 1326 4168 SH SOLE 0.0 0 0 4168 ADVISORSHARES RANGER RANGER EQUITY BE 00768Y883 69 10000 SH SOLE 0.0 0 0 10000 ALPHABET INC CAP STK CL C 02079K107 8560 7362 SH SOLE 0.0 0 0 7346 ALPHABET INC CAP STK CL A 02079K305 952 820 SH SOLE 0.0 0 0 820 AMAZON COM COM 023135106 8830 4529 SH SOLE 0.0 0 0 4518 AMERICAN TOWER COM 03027X100 316 1452 SH SOLE 0.0 0 0 1452 AMGEN INC COM 031162100 426 2102 SH SOLE 0.0 0 0 2102 APPLE INC COM 037833100 19044 74892 SH SOLE 0.0 0 0 74774 APPLE INC COM 037833100 10 5 SH Call SOLE 0.0 0 0 5 BANCORPSOUTH BANK COM 05971J102 271 14363 SH SOLE 0.0 0 0 14363 BERKSHIRE HATHAWAY CL B NEW 084670702 583 3190 SH SOLE 0.0 0 0 3190 BLACKROCK CORP COM 09255P107 216 24550 SH SOLE 0.0 0 0 24550 BLACKSTONE GROUP COM CL A 09260D107 4776 104825 SH SOLE 0.0 0 0 104525 CHEVRON CORP COM 166764100 235 3254 SH SOLE 0.0 0 0 3254 CONSUMER DISCRETIONARY SBI CONS DISCR 81369Y407 4635 47262 SH SOLE 0.0 0 0 47012 COSTCO WHOLESALE COM 22160K105 244 858 SH SOLE 0.0 0 0 858 CRONOS GROUP COM 22717L101 1616 285179 SH SOLE 0.0 0 0 283579 CROWDSTRIKE HOLDINGS CL A 22788C105 924 16608 SH SOLE 0.0 0 0 16608 CROWN CASTLE COM 22822V101 7000 48476 SH SOLE 0.0 0 0 48369 DROPBOX INC CL A 26210C104 522 28848 SH SOLE 0.0 0 0 28848 ELECTRONIC ARTS COM 285512109 5421 54118 SH SOLE 0.0 0 0 54118 ETFMG ALTERNATIVE ETFMG ALTR HRVST 26924G508 205 18045 SH SOLE 0.0 0 0 18045 FACEBOOK INC CL A 30303M102 2231 13377 SH SOLE 0.0 0 0 13305 FIRST REPUBLIC COM 33616C100 1820 22129 SH SOLE 0.0 0 0 22129 GABELLI UTIL COM 36240A101 73 12600 SH SOLE 0.0 0 0 12600 GILEAD SCIENCES COM 375558103 2592 34677 SH SOLE 0.0 0 0 34388 HOME DEPOT COM 437076102 6185 33130 SH SOLE 0.0 0 0 33018 IDEXX LABS INC COM 45168D104 215 891 SH SOLE 0.0 0 0 891 ILLUMINA INC COM 452327109 385 1413 SH SOLE 0.0 0 0 1413 INNOVATIVE INDUSTRIAL COM 45781V101 2464 32462 SH SOLE 0.0 0 0 32462 INTEL CORP COM 458140100 1448 26756 SH SOLE 0.0 0 0 26756 INVESCO CALIFORNIA CALIF AMT MUN 46138E206 2641 97928 SH SOLE 0.0 0 0 97928 INVESCO DYNAMIC DYNMC BIOTECH 46137V787 553 11910 SH SOLE 0.0 0 0 11910 INVESCO QQQ UNIT SER 1 46090E103 4723 24809 SH SOLE 0.0 0 0 24809 INVESCO S&P S&P500 EQL WGT 46137V357 468 5577 SH SOLE 0.0 0 0 5577 INVESCO SOLAR SOLAR ETF 46138G706 1620 64241 SH SOLE 0.0 0 0 64241 IRONWOOD PHARMACEUTICALS COM CL A 46333X108 162 16080 SH SOLE 0.0 0 0 16080 ISHARES AEROSPACE US AER DEF ETF 464288760 6092 42350 SH SOLE 0.0 0 0 42231 ISHARES CORE CORE S&P500 ETF 464287200 2177 8428 SH SOLE 0.0 0 0 8428 ISHARES CORE CORE S&P MCP ETF 464287507 215 1500 SH SOLE 0.0 0 0 1500 ISHARES CORE CORE S&P SCP ETF 464287804 966 17222 SH SOLE 0.0 0 0 17222 ISHARES CORE CORE MSCI EAFE 46432F842 785 15749 SH SOLE 0.0 0 0 15749 ISHARES CORE CORE MSCI EMKT 46434G103 4306 106413 SH SOLE 0.0 0 0 106413 ISHARES EDGE MSCI MIN VOL ETF 46429B697 23711 439018 SH SOLE 0.0 0 0 435975 ISHARES EXPANDED EXPANDED TECH 464287515 539 2565 SH SOLE 0.0 0 0 2565 ISHARES GOLD ISHARES 464285105 5796 384631 SH SOLE 0.0 0 0 384631 ISHARES NASDAQ NASDAQ BIOTECH 464287556 4611 42803 SH SOLE 0.0 0 0 42403 ISHARES PHLX PHLX SEMICND ETF 464287523 1474 7185 SH SOLE 0.0 0 0 7155 ISHARES RUSSELL RUS 2000 GRW ETF 464287648 313 1979 SH SOLE 0.0 0 0 1979 ISHARES RUSSELL RUSSELL 2000 ETF 464287655 449 3929 SH SOLE 0.0 0 0 3839 ISHARES SELECT SELECT DIVID ETF 464287168 1817 24717 SH SOLE 0.0 0 0 23977 ISHARES U S U.S. FINLS ETF 464287788 938 9643 SH SOLE 0.0 0 0 9643 ISHARES U S PFD AND INCM SEC 464288687 224 7050 SH SOLE 0.0 0 0 7050 ISHARES U S U.S. MED DVC ETF 464288810 9348 41483 SH SOLE 0.0 0 0 41285 ISHARES U S SHT MAT BD ETF 46431W507 1485 30635 SH SOLE 0.0 0 0 30635 JOHNSON & JOHNSON COM 478160104 322 2460 SH SOLE 0.0 0 0 2460 JPMORGAN ULTRA SHRT INC 46641Q837 770 15517 SH SOLE 0.0 0 0 15517 JPMORGAN CHASE COM 46625H100 429 4773 SH SOLE 0.0 0 0 4773 KIMBERLY CLARK COM 494368103 265 2074 SH SOLE 0.0 0 0 2074 KRATOS DEFENSE COM NEW 50077B207 809 58526 SH SOLE 0.0 0 0 58526 LOCKHEED MARTIN COM 539830109 1217 3593 SH SOLE 0.0 0 0 3593 LYFT INC CL A COM 55087P104 511 19058 SH SOLE 0.0 0 0 19058 MERCK & COMPANY COM 58933Y105 268 3496 SH SOLE 0.0 0 0 3496 MGM GROWTH CL A COM 55303A105 6247 263948 SH SOLE 0.0 0 0 263678 MGM RESORTS COM 552953101 485 41150 SH SOLE 0.0 0 0 41150 MICROSOFT CORP COM 594918104 10315 65408 SH SOLE 0.0 0 0 65408 MICROSOFT CORP COM 594918104 0 6 SH Call SOLE 0.0 0 0 6 MODERNA INC COM 60770K107 333 11144 SH SOLE 0.0 0 0 11144 MODERNA INC COM 60770K107 5 5 SH Call SOLE 0.0 0 0 5 NETFLIX INC COM 64110L106 4485 11946 SH SOLE 0.0 0 0 11856 NEW HOME COM 645370107 26 19300 SH SOLE 0.0 0 0 19300 NEXTERA ENERGY COM 65339F101 7619 31665 SH SOLE 0.0 0 0 31639 NEXTERA ENERGY COM UNIT PART IN 65341B106 68 1600 SH SOLE 0.0 0 0 1600 NIKE INC CL B 654106103 1265 15300 SH SOLE 0.0 0 0 15300 NORTHROP GRUMMAN COM 666807102 3334 11020 SH SOLE 0.0 0 0 11020 NUVEEN CA COM 67066Y105 2641 192971 SH SOLE 0.0 0 0 192971 NUVEEN HIGH COM 67075L102 1984 224970 SH SOLE 0.0 0 0 224970 NUVEEN HIGH COM 67077N106 4375 508735 SH SOLE 0.0 0 0 508735 NUVEEN HIGH COM 67079F101 318 38500 SH SOLE 0.0 0 0 38500 NUVEEN PFD COM 67073B106 2040 277951 SH SOLE 0.0 0 0 277951 NUVEEN TXBL COM 67074C103 664 34700 SH SOLE 0.0 0 0 34700 NVIDIA CORP COM 67066G104 10682 40523 SH SOLE 0.0 0 0 40266 ORACLE CORP COM 68389X105 306 6346 SH SOLE 0.0 0 0 6346 PALO ALTO COM 697435105 332 2030 SH SOLE 0.0 0 0 2030 PFIZER INC COM 717081103 662 20298 SH SOLE 0.0 0 0 20298 PIMCO EHNANCED ENHAN SHRT MA AC 72201R833 1658 16756 SH SOLE 0.0 0 0 16756 PROCTER & GAMBLE COM 742718109 422 3840 SH SOLE 0.0 0 0 3840 PROLOGIS INC COM 74340W103 2366 29445 SH SOLE 0.0 0 0 29359 QUALCOMM INC COM 747525103 1445 21363 SH SOLE 0.0 0 0 21363 SBA COMMUNICATIONS CL A 78410G104 533 1977 SH SOLE 0.0 0 0 1977 SCHWAB US US DIVIDEND EQ 808524797 15319 340581 SH SOLE 0.0 0 0 339266 SECTOR CONSUMER SBI CONS STPLS 81369Y308 257 4736 SH SOLE 0.0 0 0 4736 SECTOR FINANCIAL SBI INT-FINL 81369Y605 5751 276226 SH SOLE 0.0 0 0 275208 SECTOR HEALTHCARE SBI HEALTHCARE 81369Y209 12958 146295 SH SOLE 0.0 0 0 145617 SECTOR TECHNOLOGY TECHNOLOGY 81369Y803 19916 247811 SH SOLE 0.0 0 0 246570 SELECT SECTOR COMMUNICATION 81369Y852 6146 138938 SH SOLE 0.0 0 0 138507 SHOPIFY INC CL A 82509L107 747 1793 SH SOLE 0.0 0 0 1793 SIRIUS XM COM 82968B103 127 25819 SH SOLE 0.0 0 0 25819 SLACK TECHNOLOGIES COM CL A 83088V102 1226 45697 SH SOLE 0.0 0 0 45697 SPDR GOLD GOLD SHS 78463V107 4769 32213 SH SOLE 0.0 0 0 32133 SPDR S&P TR UNIT 78462F103 1943 7541 SH SOLE 0.0 0 0 7541 SPDR S&P S&P REGL BKG 78464A698 747 22946 SH SOLE 0.0 0 0 22946 SPDR SERIES S&P BIOTECH 78464A870 2886 37273 SH SOLE 0.0 0 0 37165 SPDR SSGA ULT SHT TRM BD 78467V707 2154 55305 SH SOLE 0.0 0 0 55305 STARBUCKS CORP COM 855244109 2145 32632 SH SOLE 0.0 0 0 32632 STONECO LTD COM CL A G85158106 215 9892 SH SOLE 0.0 0 0 9892 TAKE-TWO INTERACTIVE COM 874054109 373 3150 SH SOLE 0.0 0 0 3150 TESLA INC COM 88160R101 17286 32990 SH SOLE 0.0 0 0 32865 TESLA INC NOTE 1.250% 3/0 88160RAC5 101 65000 PRN SOLE 0.0 0 0 65000 TESLA INC NOTE 2.375% 3/1 88160RAD3 562 331000 PRN SOLE 0.0 0 0 331000 TESLA INC NOTE 2.000% 5/1 88160RAG6 259 142000 PRN SOLE 0.0 0 0 142000 TESLA INC COM 88160R101 3 2 SH Put SOLE 0.0 0 0 2 TEXAS INSTRUMENTS COM 882508104 286 2868 SH SOLE 0.0 0 0 2868 THERMO FISHER COM 883556102 832 2936 SH SOLE 0.0 0 0 2936 TUTOR PERINI NOTE 2.875% 6/1 901109AD0 9 10000 PRN SOLE 0.0 0 0 10000 TWITTER INC COM 90184L102 1138 46362 SH SOLE 0.0 0 0 46362 ULTA BEAUTY COM 90384S303 598 3408 SH SOLE 0.0 0 0 3401 VANGUARD CONSUMER CONSUM STP ETF 92204A207 813 5905 SH SOLE 0.0 0 0 5905 VANGUARD DIVIDEND DIV APP ETF 921908844 635 6148 SH SOLE 0.0 0 0 6148 VANGUARD GROWTH GROWTH ETF 922908736 424 2707 SH SOLE 0.0 0 0 2707 VANGUARD TOTAL INTL BD IDX ETF 92203J407 206 3669 SH SOLE 0.0 0 0 3669 VANGUARD TOTAL TOTAL STK MKT 922908769 424 3295 SH SOLE 0.0 0 0 3295 VERIZON COMMUNICATIONS COM 92343V104 1214 22596 SH SOLE 0.0 0 0 22596 VISA INC COM CL A 92826C839 287 1787 SH SOLE 0.0 0 0 1787 WALT DISNEY COM DISNEY 254687106 13849 143365 SH SOLE 0.0 0 0 143044 WALT DISNEY COM DISNEY 254687106 3 12 SH Call SOLE 0.0 0 0 12 ZOETIS INC CL A 98978V103 1561 13268 SH SOLE 0.0 0 0 13268