The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 198,360 | 19,000 | SH | Call | SOLE | 19,000 | 0 | 0 | ||
| ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 49,329,579 | 4,724,944 | SH | DFND | 1 | 4,724,944 | 0 | 0 | ||
| ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 3,373,282 | 323,100 | SH | SOLE | 323,100 | 0 | 0 | |||
| ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 3,101,724 | 297,100 | SH | Call | DFND | 1 | 297,100 | 0 | 0 | |
| BRIGHTCOVE INC | COM | 10921T101 | 1,879,950 | 359,455 | SH | SOLE | 359,455 | 0 | 0 | |||
| BRIGHTCOVE INC | COM | 10921T101 | 27,895,690 | 5,333,784 | SH | DFND | 1 | 5,333,784 | 0 | 0 | ||
| COGNYTE SOFTWARE LTD | ORD SHS | M25133105 | 19,766,103 | 6,355,660 | SH | DFND | 1 | 6,355,660 | 0 | 0 | ||
| COGNYTE SOFTWARE LTD | ORD SHS | M25133105 | 1,293,256 | 415,838 | SH | SOLE | 415,838 | 0 | 0 | |||
| FREQUENCY ELECTRS INC | COM | 358010106 | 1,914,103 | 271,504 | SH | SOLE | 271,504 | 0 | 0 | |||
| FREQUENCY ELECTRS INC | COM | 358010106 | 11,222,232 | 1,591,806 | SH | DFND | 1 | 1,591,806 | 0 | 0 | ||
| HAYNES INTL INC | COM NEW | 420877201 | 2,781,973 | 60,888 | SH | SOLE | 60,888 | 0 | 0 | |||
| HAYNES INTL INC | COM NEW | 420877201 | 38,487,474 | 842,361 | SH | DFND | 1 | 842,361 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,997,100 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 31,287,900 | 117,500 | SH | Put | DFND | 1 | 117,500 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 17,303,050 | 235,000 | SH | Put | DFND | 1 | 235,000 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,104,450 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 29,501,712 | 169,200 | SH | Put | DFND | 1 | 169,200 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,883,088 | 10,800 | SH | Put | SOLE | 10,800 | 0 | 0 | ||
| MAGNITE INC | COM | 55955D100 | 4,530,783 | 427,836 | SH | SOLE | 427,836 | 0 | 0 | |||
| MAGNITE INC | COM | 55955D100 | 68,466,923 | 6,465,243 | SH | DFND | 1 | 6,465,243 | 0 | 0 | ||
| MARCHEX INC | CL B | 56624R108 | 2,115,741 | 1,322,338 | SH | SOLE | 1,322,338 | 0 | 0 | |||
| MARCHEX INC | CL B | 56624R108 | 21,140,147 | 13,212,592 | SH | DFND | 1 | 13,212,592 | 0 | 0 | ||
| MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 13,879,413 | 1,974,312 | SH | DFND | 1 | 1,974,312 | 0 | 0 | ||
| MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 935,377 | 133,055 | SH | SOLE | 133,055 | 0 | 0 | |||
| PHX MINERALS INC | CL A | 69291A100 | 1,484,568 | 381,637 | SH | SOLE | 381,637 | 0 | 0 | |||
| PHX MINERALS INC | CL A | 69291A100 | 18,934,412 | 4,867,458 | SH | DFND | 1 | 4,867,458 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,868,225 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 44,935,525 | 117,500 | SH | Put | DFND | 1 | 117,500 | 0 | 0 | |