0001666071-24-000083.txt : 20240424 0001666071-24-000083.hdr.sgml : 20240424 20240424192018 ACCESSION NUMBER: 0001666071-24-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240423 FILED AS OF DATE: 20240424 DATE AS OF CHANGE: 20240424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Amit CENTRAL INDEX KEY: 0001961238 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38386 FILM NUMBER: 24872317 MAIL ADDRESS: STREET 1: C/O CARDLYTICS, INC STREET 2: 675 PONCE DE LEON AVENUE NE, SUITE 6000 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardlytics, Inc. CENTRAL INDEX KEY: 0001666071 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 263039436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 4100 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 888-798-5802 MAIL ADDRESS: STREET 1: 675 PONCE DE LEON AVENUE, NE STREET 2: SUITE 4100 CITY: ATLANTA STATE: GA ZIP: 30308 4 1 wk-form4_1714000806.xml FORM 4 X0508 4 2024-04-23 0 0001666071 Cardlytics, Inc. CDLX 0001961238 Gupta Amit 675 PONCE DE LEON AVENUE NE SUITE 4100 ATLANTA GA 30308 0 1 0 0 Chief Operating Officer 0 Common Stock 2024-04-23 4 M 0 43750 A 146092 D Common Stock 2024-04-24 4 S 0 23416 11.91 D 122676 D Restricted Stock Unit 2024-04-23 4 M 0 43750 0 D Common Stock 43750 131250 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 23, 2024. The Reporting Person did not sell shares for any other purpose. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.71 to $12.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date. /s/ Nick Lynton, Attorney-in-Fact 2024-04-24