0000899243-17-004536.txt : 20170217 0000899243-17-004536.hdr.sgml : 20170217 20170217163419 ACCESSION NUMBER: 0000899243-17-004536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US Foods Holding Corp. CENTRAL INDEX KEY: 0001665918 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 260347906 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 9399 W. HIGGINS RD. STREET 2: SUITE 500 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8477208000 MAIL ADDRESS: STREET 1: 9399 W. HIGGINS RD. STREET 2: SUITE 500 CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Locascio Dirk J. CENTRAL INDEX KEY: 0001696831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37786 FILM NUMBER: 17621848 MAIL ADDRESS: STREET 1: C/O US FOODS HOLDING CORP. STREET 2: 9399 W. HIGGINS RD. CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-15 0 0001665918 US Foods Holding Corp. USFD 0001696831 Locascio Dirk J. 9399 W. HIGGINS ROAD ROSEMONT IL 60018 0 1 0 0 Chief Financial Officer Employee Stock Option (right to buy) 12.56 2017-02-15 4 A 0 1173 0.00 A 2023-06-03 Common Stock 1173 4692 D Employee Stock Option (right to buy) 14.58 2017-02-15 4 A 0 910 0.00 A 2025-11-16 Common Stock 910 1820 D Employee Stock Option (right to buy) 23.18 2017-02-15 4 A 0 1193 0.00 A 2026-06-23 Common Stock 1193 1193 D Restricted Stock Units 2017-02-15 4 A 0 542 0.00 A Common Stock 542 542 D Restricted Stock Units 2017-02-15 4 A 0 481 0.00 A Common Stock 481 481 D Restricted Stock Units 2017-02-15 4 A 0 337 0.00 A Common Stock 337 337 D Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,173 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 2,346 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 1,173 performance-based options have been earned and will vest and become exercisable on June 3, 2017. Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 910 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 910 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 1,193 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 434 of the performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 1,084 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 542 performance-based restricted stock units have been earned and will vest on June 3, 2017. Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 481 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 481 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 337 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. /s/ James Pyle, Attorney-in-Fact 2017-02-17