The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | 261 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | |||
| ABBVIE INC | COM | 00287Y109 | 225 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | |||
| ADOBE INC | COM | 00724F101 | 2,406 | 8,166 | SH | SOLE | 8,166 | 0 | 0 | |||
| AFLAC INC | COM | 001055102 | 692 | 12,630 | SH | SOLE | 12,630 | 0 | 0 | |||
| AIR PRODS & CHEMS INC | COM | 009158106 | 249 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | |||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 339 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | |||
| ALPHABET INC | CAP STK CL A | 02079K305 | 1,714 | 1,583 | SH | SOLE | 1,583 | 0 | 0 | |||
| ALPHABET INC | CAP STK CL C | 02079K107 | 3,052 | 2,824 | SH | SOLE | 2,824 | 0 | 0 | |||
| AMAZON COM INC | COM | 023135106 | 811 | 429 | SH | SOLE | 429 | 0 | 0 | |||
| AMERICAN EXPRESS CO | COM | 025816109 | 418 | 3,386 | SH | SOLE | 3,386 | 0 | 0 | |||
| AMGEN INC | COM | 031162100 | 489 | 2,654 | SH | SOLE | 2,654 | 0 | 0 | |||
| APPLE INC | COM | 037833100 | 5,642 | 28,506 | SH | SOLE | 28,506 | 0 | 0 | |||
| APPLIED MATLS INC | COM | 038222105 | 993 | 22,100 | SH | SOLE | 22,100 | 0 | 0 | |||
| ARES CAP CORP | COM | 04010L103 | 3,571 | 199,079 | SH | SOLE | 199,079 | 0 | 0 | |||
| AUTOHOME INC | SP ADR RP CL A | 05278C107 | 317 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | |||
| BANK AMER CORP | COM | 060505104 | 920 | 31,725 | SH | SOLE | 31,725 | 0 | 0 | |||
| BAXTER INTL INC | COM | 071813109 | 338 | 4,125 | SH | SOLE | 4,125 | 0 | 0 | |||
| BECTON DICKINSON & CO | COM | 075887109 | 252 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | |||
| BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 109 | 10,138 | SH | SOLE | 10,138 | 0 | 0 | |||
| BLACKROCK INC | COM | 09247X101 | 1,457 | 3,105 | SH | SOLE | 3,105 | 0 | 0 | |||
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 3,351 | 75,450 | SH | SOLE | 75,450 | 0 | 0 | |||
| BOEING CO | COM | 097023105 | 4,609 | 12,662 | SH | SOLE | 12,662 | 0 | 0 | |||
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 414 | 9,123 | SH | SOLE | 9,123 | 0 | 0 | |||
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | 543 | 7,662 | SH | SOLE | 7,662 | 0 | 0 | |||
| CAPITAL ONE FINL CORP | COM | 14040H105 | 463 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | |||
| CITIGROUP INC | COM NEW | 172967424 | 2,446 | 34,933 | SH | SOLE | 34,933 | 0 | 0 | |||
| COCA COLA CO | COM | 191216100 | 254 | 4,979 | SH | SOLE | 4,979 | 0 | 0 | |||
| CSX CORP | COM | 126408103 | 3,330 | 43,040 | SH | SOLE | 43,040 | 0 | 0 | |||
| CVS HEALTH CORP | COM | 126650100 | 1,048 | 19,236 | SH | SOLE | 19,236 | 0 | 0 | |||
| DANAHER CORPORATION | COM | 235851102 | 260 | 1,821 | SH | SOLE | 1,821 | 0 | 0 | |||
| DISNEY WALT CO | COM DISNEY | 254687106 | 1,263 | 9,044 | SH | SOLE | 9,044 | 0 | 0 | |||
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 250 | 20,061 | SH | SOLE | 20,061 | 0 | 0 | |||
| EXXON MOBIL CORP | COM | 30231G102 | 694 | 9,055 | SH | SOLE | 9,055 | 0 | 0 | |||
| FACEBOOK INC | CL A | 30303M102 | 2,710 | 14,042 | SH | SOLE | 14,042 | 0 | 0 | |||
| FEDEX CORP | COM | 31428X106 | 1,566 | 9,540 | SH | SOLE | 9,540 | 0 | 0 | |||
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 2,312 | 23,676 | SH | SOLE | 23,676 | 0 | 0 | |||
| GENERAL ELECTRIC CO | COM | 369604103 | 197 | 18,776 | SH | SOLE | 18,776 | 0 | 0 | |||
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | 111 | 487,100 | SH | Call | SOLE | 487,100 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 3,439 | 16,537 | SH | SOLE | 16,537 | 0 | 0 | |||
| HONEYWELL INTL INC | COM | 438516106 | 603 | 3,452 | SH | SOLE | 3,452 | 0 | 0 | |||
| INVESCO ACTIVELY MANAGD ETF | VAR RATE INVT | 46090A879 | 2,619 | 105,311 | SH | SOLE | 105,311 | 0 | 0 | |||
| INVESCO EXCHNG TRADED FD TR | VAR RATE PFD | 46138G870 | 3,410 | 136,771 | SH | SOLE | 136,771 | 0 | 0 | |||
| INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 2,485 | 200,090 | SH | SOLE | 200,090 | 0 | 0 | |||
| ISHARES INC | MSCI AUST ETF | 464286103 | 564 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 640 | 11,725 | SH | SOLE | 11,725 | 0 | 0 | |||
| ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,962 | 25,544 | SH | SOLE | 25,544 | 0 | 0 | |||
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | 668 | 13,120 | SH | SOLE | 13,120 | 0 | 0 | |||
| ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 8,474 | 339,932 | SH | SOLE | 339,932 | 0 | 0 | |||
| ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 3,936 | 156,000 | SH | SOLE | 156,000 | 0 | 0 | |||
| ISHARES TR | PFD AND INCM SEC | 464288687 | 597 | 16,205 | SH | SOLE | 16,205 | 0 | 0 | |||
| ISHARES TR | S&P SML 600 GWT | 464287887 | 5,902 | 32,346 | SH | SOLE | 32,346 | 0 | 0 | |||
| ISHARES TR | SH TR CRPORT ETF | 464288646 | 461 | 8,630 | SH | SOLE | 8,630 | 0 | 0 | |||
| ISHARES TR | SP SMCP600VL ETF | 464287879 | 2,906 | 19,551 | SH | SOLE | 19,551 | 0 | 0 | |||
| ITT INC | COM | 45073V108 | 210 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | |||
| JOHNSON & JOHNSON | COM | 478160104 | 1,690 | 12,134 | SH | SOLE | 12,134 | 0 | 0 | |||
| JPMORGAN CHASE & CO | COM | 46625H100 | 4,370 | 39,090 | SH | SOLE | 39,090 | 0 | 0 | |||
| KIMBERLY CLARK CORP | COM | 494368103 | 385 | 2,890 | SH | SOLE | 2,890 | 0 | 0 | |||
| KINDER MORGAN INC DEL | COM | 49456B101 | 332 | 15,900 | SH | SOLE | 15,900 | 0 | 0 | |||
| LAM RESEARCH CORP | COM | 512807108 | 207 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | |||
| LINDE PLC | SHS | G5494J103 | 246 | 1,223 | SH | SOLE | 1,223 | 0 | 0 | |||
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 7,082 | 110,660 | SH | SOLE | 110,660 | 0 | 0 | |||
| MERCK & CO INC | COM | 58933Y105 | 341 | 4,062 | SH | SOLE | 4,062 | 0 | 0 | |||
| MICROSOFT CORP | COM | 594918104 | 4,238 | 31,638 | SH | SOLE | 31,638 | 0 | 0 | |||
| MOLINA HEALTHCARE INC | COM | 60855R100 | 1,567 | 10,950 | SH | SOLE | 10,950 | 0 | 0 | |||
| NETFLIX INC | COM | 64110L106 | 1,537 | 4,186 | SH | SOLE | 4,186 | 0 | 0 | |||
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 359 | 22,599 | SH | SOLE | 22,599 | 0 | 0 | |||
| NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 166 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | |||
| NUVEEN MUN VALUE FD INC | COM | 670928100 | 336 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | |||
| OSHKOSH CORP | COM | 688239201 | 1,290 | 15,451 | SH | SOLE | 15,451 | 0 | 0 | |||
| PAYPAL HLDGS INC | COM | 70450Y103 | 1,623 | 14,180 | SH | SOLE | 14,180 | 0 | 0 | |||
| PEPSICO INC | COM | 713448108 | 2,738 | 20,880 | SH | SOLE | 20,880 | 0 | 0 | |||
| PFIZER INC | COM | 717081103 | 279 | 6,445 | SH | SOLE | 6,445 | 0 | 0 | |||
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 8,008 | 78,705 | SH | SOLE | 78,705 | 0 | 0 | |||
| PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 599 | 56,666 | SH | SOLE | 56,666 | 0 | 0 | |||
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 1,346 | 53,902 | SH | SOLE | 53,902 | 0 | 0 | |||
| PROCTER AND GAMBLE CO | COM | 742718109 | 752 | 6,856 | SH | SOLE | 6,856 | 0 | 0 | |||
| SAGE THERAPEUTICS INC | COM | 78667J108 | 957 | 5,225 | SH | SOLE | 5,225 | 0 | 0 | |||
| SALESFORCE COM INC | COM | 79466L302 | 853 | 5,620 | SH | SOLE | 5,620 | 0 | 0 | |||
| SONY CORP | SPONSORED ADR | 835699307 | 2,496 | 47,642 | SH | SOLE | 47,642 | 0 | 0 | |||
| SOTHERLY HOTELS INC | COM | 83600C103 | 2,830 | 406,655 | SH | SOLE | 406,655 | 0 | 0 | |||
| SOUTHWEST AIRLS CO | COM | 844741108 | 447 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | |||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 389 | 1,328 | SH | SOLE | 1,328 | 0 | 0 | |||
| SPDR SERIES TRUST | BLOMBERG BRC INV | 78468R200 | 244 | 7,935 | SH | SOLE | 7,935 | 0 | 0 | |||
| SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 7,210 | 234,259 | SH | SOLE | 234,259 | 0 | 0 | |||
| STARBUCKS CORP | COM | 855244109 | 1,732 | 20,659 | SH | SOLE | 20,659 | 0 | 0 | |||
| STRYKER CORP | COM | 863667101 | 2,706 | 13,162 | SH | SOLE | 13,162 | 0 | 0 | |||
| TEXAS INSTRS INC | COM | 882508104 | 1,975 | 17,214 | SH | SOLE | 17,214 | 0 | 0 | |||
| TYSON FOODS INC | CL A | 902494103 | 1,556 | 19,275 | SH | SOLE | 19,275 | 0 | 0 | |||
| UNION PACIFIC CORP | COM | 907818108 | 1,945 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | |||
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 780 | 3,198 | SH | SOLE | 3,198 | 0 | 0 | |||
| VISA INC | COM CL A | 92826C839 | 4,752 | 27,380 | SH | SOLE | 27,380 | 0 | 0 | |||
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 316 | 1,110 | SH | SOLE | 1,110 | 0 | 0 | |||
| WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 247 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | |||
| WISDOMTREE TR | EUROPE SMCP DV | 97717W869 | 254 | 4,359 | SH | SOLE | 4,359 | 0 | 0 | |||
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 1,184 | 45,424 | SH | SOLE | 45,424 | 0 | 0 | |||
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,039 | 28,699 | SH | SOLE | 28,699 | 0 | 0 | |||
| WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 803 | 22,381 | SH | SOLE | 22,381 | 0 | 0 | |||
| YUM CHINA HLDGS INC | COM | 98850P109 | 1,335 | 28,900 | SH | SOLE | 28,900 | 0 | 0 | |||