0001628280-24-011553.txt : 20240315 0001628280-24-011553.hdr.sgml : 20240315 20240315181734 ACCESSION NUMBER: 0001628280-24-011553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240313 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Snavely Michael CENTRAL INDEX KEY: 0001994402 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 24756372 MAIL ADDRESS: STREET 1: 3 CRABAPPLE COURT CITY: AUSTIN STATE: TX ZIP: 78738 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wk-form4_1710541043.xml FORM 4 X0508 4 2024-03-13 0 0001665300 Phunware, Inc. PHUN 0001994402 Snavely Michael 1002 WEST AVENUE AUSTIN TX 78701 1 1 0 0 Chief Executive Officer 0 Common Stock 23453 D Common Stock 2024-03-13 4 F 0 2810 9.89 D 20643 D Common Stock 2024-03-14 4 P 0 2500 9.04 A 23143 D Effective on February 26, 2024, the Issuer effected a one-for-fifty reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2023B Inducement Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.77 to $10.03. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Reflects the price paid by the Reporting Person for the purchase of the Issuers shares. /s/ J. Brendhan Botkin, Attorney-in-Fact 2024-03-15