0001628280-23-039036.txt : 20231114 0001628280-23-039036.hdr.sgml : 20231114 20231114190855 ACCESSION NUMBER: 0001628280-23-039036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olive Christopher D. CENTRAL INDEX KEY: 0001923451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 231408582 MAIL ADDRESS: STREET 1: 4316 LIVELY LANE CITY: DALLAS STATE: TX ZIP: 75220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wk-form4_1700006922.xml FORM 4 X0508 4 2023-06-01 0 0001665300 Phunware, Inc. PHUN 0001923451 Olive Christopher D. 1002 WEST AVENUE AUSTIN TX 78701 0 1 0 0 Chief Legal Officer 0 Common Stock 2023-06-01 4 A 0 4000 0.5032 A 794626 D Common Stock 2023-11-09 4 F 0 12379 0.1701 D 782247 D Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP"). In accordance with the ESPP the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1695 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. /s/ J. Brendhan Botkin, Attorney-in-Fact 2023-11-14