0001628280-20-012954.txt : 20200820 0001628280-20-012954.hdr.sgml : 20200820 20200820191723 ACCESSION NUMBER: 0001628280-20-012954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aune Matt CENTRAL INDEX KEY: 0001760462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 201121175 MAIL ADDRESS: STREET 1: C/O PHUNWARE INC STREET 2: 7800 SHOAL CREEK BLVD SUITE 230-S CITY: AUSTIN STATE: TX ZIP: 78757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_159796542753775.xml FORM 4 X0306 4 2020-08-18 0 0001665300 Phunware, Inc. PHUN 0001760462 Aune Matt C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Financial Officer Common Stock 2020-08-18 4 M 0 43583 0 A 145486 D Common Stock 2020-08-18 4 F 0 15508 1.2922 D 129978 D Restricted Stock Units 2020-08-18 4 M 0 43583 0 D Common Stock 43583.0 174833 D Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. /s/ J. Brendhan Botkin, Attorney-in-Fact 2020-08-20