X0306
4
2017-02-25
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001665253
Calder Tracy
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
0
1
0
0
Managing Director
Common Stock
2017-02-25
4
F
0
403
39.13
D
35351
D
Common Stock
2017-02-27
4
S
0
10747
39.0547
D
24604
D
The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $38.83 to $39.265, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Consists of (i) 768 shares of Common Stock; (ii) 21,494 restricted stock units that vest ratably on each February 25, 2018 and February 25, 2019; and (iii) 2,342 restricted stock units that vest ratably on each February 25, 2018 and February 25, 2019.
The signatory is signing on behalf of Tracy Calder pursuant to a Power of Attorney dated January 26, 2016.
/s/ Gregory M. Woods, attorney-in-fact
2017-02-28