0001085146-21-001418.txt : 20210504 0001085146-21-001418.hdr.sgml : 20210504 20210503204627 ACCESSION NUMBER: 0001085146-21-001418 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StrategIQ Financial Group, LLC CENTRAL INDEX KEY: 0001665199 IRS NUMBER: 351984039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17091 FILM NUMBER: 21885505 BUSINESS ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 BUSINESS PHONE: 219-736-8902 MAIL ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Financial Group, LLC DATE OF NAME CHANGE: 20160127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665199 XXXXXXXX 03-31-2021 03-31-2021 false StrategIQ Financial Group, LLC

101 E 90TH DRIVE MERRILLVILLE IN 46410

13F HOLDINGS REPORT 028-17091 N Bradley J. Rathe 2197368902303 /s/ Bradley J. Rathe Merrillville IN 04-28-2021 0 210 475507 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 337 1747 SH SOLE 0 0 1747 ABBOTT LABS COM 002824100 8395 70050 SH SOLE 0 0 70050 ABBVIE INC COM 00287Y109 7971 73657 SH SOLE 0 0 73657 ADOBE SYSTEMS INCORPORATED COM 00724F101 869 1829 SH SOLE 0 0 1829 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 277 1222 SH SOLE 0 0 1222 AMAZON COM INC COM 023135106 671 217 SH SOLE 0 0 217 AMERICAN TOWER CORP NEW COM 03027X100 239 999 SH SOLE 0 0 999 ANALOG DEVICES INC COM 032654105 202 1303 SH SOLE 0 0 1303 APPLE INC COM 037833100 6216 50889 SH SOLE 0 0 50889 ARES CAPITAL CORP COM 04010L103 936 50001 SH SOLE 0 0 50001 AT&T INC COM 00206R102 1549 51187 SH SOLE 0 0 51187 BARINGS BDC INC COM 06759L103 277 27750 SH SOLE 0 0 27750 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 624 2442 SH SOLE 0 0 2442 BK OF AMERICA CORP COM 060505104 200 5182 SH SOLE 0 0 5182 BLACKROCK ENERGY & RES TR COM 09250U101 172 19420 SH SOLE 0 0 19420 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 538 53200 SH SOLE 0 0 53200 BOEING CO COM 097023105 200 785 SH SOLE 0 0 785 CATERPILLAR INC COM 149123101 354 1525 SH SOLE 0 0 1525 CHEVRON CORP NEW COM 166764100 915 8736 SH SOLE 0 0 8736 CISCO SYS INC COM 17275R102 784 15157 SH SOLE 0 0 15157 CME GROUP INC COM 12572Q105 2360 11556 SH SOLE 0 0 11556 COCA COLA CO COM 191216100 413 7838 SH SOLE 0 0 7838 COMCAST CORP NEW CL A 20030N101 228 4216 SH SOLE 0 0 4216 CUMMINS INC COM 231021106 259 1001 SH SOLE 0 0 1001 DANAHER CORPORATION COM 235851102 1298 5767 SH SOLE 0 0 5767 DISNEY WALT CO COM 254687106 414 2244 SH SOLE 0 0 2244 DUFF & PHELPS UTLITY AND INF COM 26433C105 340 25600 SH SOLE 0 0 25600 DUKE ENERGY CORP NEW COM NEW 26441C204 275 2845 SH SOLE 0 0 2845 ENTERPRISE PRODS PARTNERS L COM 293792107 211 9578 SH SOLE 0 0 9578 EXELON CORP COM 30161N101 245 5607 SH SOLE 0 0 5607 EXXON MOBIL CORP COM 30231G102 701 12559 SH SOLE 0 0 12559 FACEBOOK INC CL A 30303M102 397 1349 SH SOLE 0 0 1349 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 6044 299942 SH SOLE 0 0 299942 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 660 12264 SH SOLE 0 0 12264 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 786 13680 SH SOLE 0 0 13680 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 378 15029 SH SOLE 0 0 15029 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 3110 28636 SH SOLE 0 0 28636 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 411 9821 SH SOLE 0 0 9821 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 731 24510 SH SOLE 0 0 24510 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 332 1522 SH SOLE 0 0 1522 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 542 23763 SH SOLE 0 0 23763 FIRST TR MORNINGSTAR DIVID L SHS 336917109 369 11281 SH SOLE 0 0 11281 FIRST TR VALUE LINE DIVID IN SHS 33734H106 676 17790 SH SOLE 0 0 17790 FS KKR CAP CORP COM 302635206 438 22129 SH SOLE 0 0 22129 FS KKR CAP CORP II COM 35952V303 2741 140344 SH SOLE 0 0 140344 GENERAL ELECTRIC CO COM 369604103 152 11582 SH SOLE 0 0 11582 GLOBAL X FDS GLB X SUPERDIV 37950E549 247 17770 SH SOLE 0 0 17770 GREENBRIER COS INC COM 393657101 247 5227 SH SOLE 0 0 5227 HOME DEPOT INC COM 437076102 968 3170 SH SOLE 0 0 3170 HONEYWELL INTL INC COM 438516106 366 1686 SH SOLE 0 0 1686 INTEL CORP COM 458140100 333 5199 SH SOLE 0 0 5199 INTERNATIONAL BUSINESS MACHS COM 459200101 370 2778 SH SOLE 0 0 2778 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 7311 273102 SH SOLE 0 0 273102 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 1797 67158 SH SOLE 0 0 67158 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 804 53582 SH SOLE 0 0 53582 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 258 4926 SH SOLE 0 0 4926 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 871 20321 SH SOLE 0 0 20321 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 286 4920 SH SOLE 0 0 4920 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1214 14413 SH SOLE 0 0 14413 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1895 54775 SH SOLE 0 0 54775 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 391 19304 SH SOLE 0 0 19304 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 507 3580 SH SOLE 0 0 3580 INVESCO QQQ TR UNIT SER 1 46090E103 5076 15907 SH SOLE 0 0 15907 ISHARES INC CORE MSCI EMKT 46434G103 736 11433 SH SOLE 0 0 11433 ISHARES INC EM MKTS DIV ETF 464286319 294 7514 SH SOLE 0 0 7514 ISHARES INC JP MORGAN EM ETF 464286517 850 19957 SH SOLE 0 0 19957 ISHARES INC JP MRG EM CRP BD 464286251 982 18885 SH SOLE 0 0 18885 ISHARES INC MSCI GBL MIN VOL 464286525 1225 12413 SH SOLE 0 0 12413 ISHARES INC MSCI GERMANY ETF 464286806 206 6146 SH SOLE 0 0 6146 ISHARES TR 0-5YR HI YL CP 46434V407 926 20208 SH SOLE 0 0 20208 ISHARES TR AGGRES ALLOC ETF 464289859 2471 36918 SH SOLE 0 0 36918 ISHARES TR BARCLAYS 7 10 YR 464287440 503 4454 SH SOLE 0 0 4454 ISHARES TR CONSER ALLOC ETF 464289883 354 9150 SH SOLE 0 0 9150 ISHARES TR CORE 1 5 YR USD 46432F859 783 15258 SH SOLE 0 0 15258 ISHARES TR CORE DIV GRWTH 46434V621 691 14319 SH SOLE 0 0 14319 ISHARES TR CORE HIGH DV ETF 46429B663 789 8310 SH SOLE 0 0 8310 ISHARES TR CORE MSCI EAFE 46432F842 1483 20578 SH SOLE 0 0 20578 ISHARES TR CORE S&P MCP ETF 464287507 18702 71852 SH SOLE 0 0 71852 ISHARES TR CORE S&P SCP ETF 464287804 1024 9438 SH SOLE 0 0 9438 ISHARES TR CORE S&P TTL STK 464287150 1355 14791 SH SOLE 0 0 14791 ISHARES TR CORE S&P500 ETF 464287200 11640 29258 SH SOLE 0 0 29258 ISHARES TR CORE US AGGBD ET 464287226 479 4211 SH SOLE 0 0 4211 ISHARES TR CRE U S REIT ETF 464288521 3883 74097 SH SOLE 0 0 74097 ISHARES TR EAFE GRWTH ETF 464288885 1768 17595 SH SOLE 0 0 17595 ISHARES TR EAFE VALUE ETF 464288877 8185 160582 SH SOLE 0 0 160582 ISHARES TR FLTG RATE NT ETF 46429B655 1559 30692 SH SOLE 0 0 30692 ISHARES TR GRWT ALLOCAT ETF 464289867 2719 50759 SH SOLE 0 0 50759 ISHARES TR INTL SEL DIV ETF 464288448 2815 89420 SH SOLE 0 0 89420 ISHARES TR ISHS 1-5YR INVS 464288646 11858 216861 SH SOLE 0 0 216861 ISHARES TR ISHS 5-10YR INVT 464288638 1102 18603 SH SOLE 0 0 18603 ISHARES TR MODERT ALLOC ETF 464289875 1552 35630 SH SOLE 0 0 35630 ISHARES TR MSCI ACWI ETF 464288257 1616 16990 SH SOLE 0 0 16990 ISHARES TR MSCI EAFE ETF 464287465 200 2631 SH SOLE 0 0 2631 ISHARES TR MSCI USA MIN VOL 46429B697 1284 18552 SH SOLE 0 0 18552 ISHARES TR NASDAQ BIOTECH 464287556 203 1346 SH SOLE 0 0 1346 ISHARES TR NATIONAL MUN ETF 464288414 4182 36034 SH SOLE 0 0 36034 ISHARES TR PFD AND INCM SEC 464288687 1283 33404 SH SOLE 0 0 33404 ISHARES TR RUS 2000 GRW ETF 464287648 2481 8248 SH SOLE 0 0 8248 ISHARES TR RUS 2000 VAL ETF 464287630 2694 16894 SH SOLE 0 0 16894 ISHARES TR RUS MID CAP ETF 464287499 451 6096 SH SOLE 0 0 6096 ISHARES TR RUSSELL 2000 ETF 464287655 806 3648 SH SOLE 0 0 3648 ISHARES TR S&P 500 GRWT ETF 464287309 844 12965 SH SOLE 0 0 12965 ISHARES TR S&P MC 400GR ETF 464287606 1442 18405 SH SOLE 0 0 18405 ISHARES TR S&P SML 600 GWT 464287887 270 2106 SH SOLE 0 0 2106 ISHARES TR SELECT DIVID ETF 464287168 1347 11802 SH SOLE 0 0 11802 ISHARES TR SHRT NAT MUN ETF 464288158 246 2286 SH SOLE 0 0 2286 ISHARES TR SP SMCP600VL ETF 464287879 1534 15226 SH SOLE 0 0 15226 ISHARES TR TRANS AVG ETF 464287192 470 1825 SH SOLE 0 0 1825 ISHARES TR US AER DEF ETF 464288760 309 2964 SH SOLE 0 0 2964 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 15493 305252 SH SOLE 0 0 305252 JOHNSON & JOHNSON COM 478160104 963 5862 SH SOLE 0 0 5862 JPMORGAN CHASE & CO COM 46625H100 2627 17258 SH SOLE 0 0 17258 KEURIG DR PEPPER INC COM 49271V100 532 15484 SH SOLE 0 0 15484 LILLY ELI & CO COM 532457108 798 4269 SH SOLE 0 0 4269 MCDONALDS CORP COM 580135101 1493 6660 SH SOLE 0 0 6660 MERCK & CO. INC COM 58933Y105 588 7632 SH SOLE 0 0 7632 MICROSOFT CORP COM 594918104 1852 7853 SH SOLE 0 0 7853 NISOURCE INC COM 65473P105 252 10432 SH SOLE 0 0 10432 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1644 110919 SH SOLE 0 0 110919 OREILLY AUTOMOTIVE INC COM 67103H107 306 603 SH SOLE 0 0 603 PEPSICO INC COM 713448108 478 3377 SH SOLE 0 0 3377 PFIZER INC COM 717081103 241 6640 SH SOLE 0 0 6640 PHILIP MORRIS INTL INC COM 718172109 308 3476 SH SOLE 0 0 3476 PIONEER MUN HIGH INCOME TR COM SHS 723763108 264 21359 SH SOLE 0 0 21359 PROCTER AND GAMBLE CO COM 742718109 603 4451 SH SOLE 0 0 4451 PROSHARES TR S&P 500 DV ARIST 74348A467 1054 12219 SH SOLE 0 0 12219 RAYTHEON TECHNOLOGIES CORP COM 75513E101 225 2908 SH SOLE 0 0 2908 RIVERNORTH SPECIALTY FIN COR COM 76882B108 4399 245762 SH SOLE 0 0 245762 S&P GLOBAL INC COM 78409V104 298 844 SH SOLE 0 0 844 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 668 21028 SH SOLE 0 0 21028 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 537 9950 SH SOLE 0 0 9950 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 613 6340 SH SOLE 0 0 6340 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1096 15025 SH SOLE 0 0 15025 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3300 50545 SH SOLE 0 0 50545 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 896 9334 SH SOLE 0 0 9334 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1169 15706 SH SOLE 0 0 15706 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1029 6121 SH SOLE 0 0 6121 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 981 14365 SH SOLE 0 0 14365 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3237 27731 SH SOLE 0 0 27731 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1642 16679 SH SOLE 0 0 16679 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2598 40574 SH SOLE 0 0 40574 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1912 64430 SH SOLE 0 0 64430 SOUTHERN CO COM 842587107 904 14550 SH SOLE 0 0 14550 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1045 36134 SH SOLE 0 0 36134 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 12304 347974 SH SOLE 0 0 347974 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5574 127309 SH SOLE 0 0 127309 SPDR S&P 500 ETF TR TR UNIT 78462F103 560 1413 SH SOLE 0 0 1413 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 2200 SH Call SOLE 0 0 2200 SPDR SER TR AEROSPACE DEF 78464A631 495 3943 SH SOLE 0 0 3943 SPDR SER TR BLOMBERG BRC INV 78468R200 7686 250861 SH SOLE 0 0 250861 SPDR SER TR BLOOMBERG SRT TR 78468R408 3533 129287 SH SOLE 0 0 129287 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3120 62946 SH SOLE 0 0 62946 SPDR SER TR NUVEEN BRC MUNIC 78468R721 618 11955 SH SOLE 0 0 11955 SPDR SER TR PORTFOLI S&P1500 78464A805 7039 143105 SH SOLE 0 0 143105 SPDR SER TR PORTFOLIO AGRGTE 78464A649 11832 399067 SH SOLE 0 0 399067 SPDR SER TR PORTFOLIO INTRMD 78464A375 7428 204912 SH SOLE 0 0 204912 SPDR SER TR PORTFOLIO S&P400 78464A847 8970 196027 SH SOLE 0 0 196027 SPDR SER TR PORTFOLIO S&P500 78464A854 11104 238222 SH SOLE 0 0 238222 SPDR SER TR PORTFOLIO S&P600 78468R853 4214 99697 SH SOLE 0 0 99697 SPDR SER TR PORTFOLIO SHORT 78464A474 22507 718853 SH SOLE 0 0 718853 SPDR SER TR PRTFLO S&P500 GW 78464A409 5919 104950 SH SOLE 0 0 104950 SPDR SER TR PRTFLO S&P500 HI 78468R788 447 11604 SH SOLE 0 0 11604 SPDR SER TR PRTFLO S&P500 VL 78464A508 6813 179768 SH SOLE 0 0 179768 SPDR SER TR S&P 600 SMCP GRW 78464A201 213 2478 SH SOLE 0 0 2478 SPDR SER TR S&P 600 SMCP VAL 78464A300 6572 80153 SH SOLE 0 0 80153 SPDR SER TR S&P BK ETF 78464A797 973 18754 SH SOLE 0 0 18754 SPDR SER TR S&P DIVID ETF 78464A763 2054 17401 SH SOLE 0 0 17401 SPDR SER TR S&P HOMEBUILD 78464A888 219 3110 SH SOLE 0 0 3110 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 511 11178 SH SOLE 0 0 11178 TARGET CORP COM 87612E106 275 1388 SH SOLE 0 0 1388 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 304 14000 SH SOLE 0 0 14000 TEXAS INSTRS INC COM 882508104 559 2959 SH SOLE 0 0 2959 TOMPKINS FINL CORP COM 890110109 1585 19171 SH SOLE 0 0 19171 TYLER TECHNOLOGIES INC COM 902252105 214 504 SH SOLE 0 0 504 UNION PAC CORP COM 907818108 435 1973 SH SOLE 0 0 1973 UNITED PARCEL SERVICE INC CL B 911312106 10543 62019 SH SOLE 0 0 62019 UNITEDHEALTH GROUP INC COM 91324P102 260 700 SH SOLE 0 0 700 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3416 105120 SH SOLE 0 0 105120 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1810 29124 SH SOLE 0 0 29124 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 901 17579 SH SOLE 0 0 17579 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2719 32093 SH SOLE 0 0 32093 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1504 11151 SH SOLE 0 0 11151 VANGUARD INDEX FDS MID CAP ETF 922908629 522 2359 SH SOLE 0 0 2359 VANGUARD INDEX FDS SM CP VAL ETF 922908611 253 1529 SH SOLE 0 0 1529 VANGUARD INDEX FDS SMALL CP ETF 922908751 699 3263 SH SOLE 0 0 3263 VANGUARD INDEX FDS SML CP GRW ETF 922908595 227 826 SH SOLE 0 0 826 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5708 27615 SH SOLE 0 0 27615 VANGUARD INDEX FDS VALUE ETF 922908744 369 2803 SH SOLE 0 0 2803 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10372 170929 SH SOLE 0 0 170929 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6568 126195 SH SOLE 0 0 126195 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 224 1742 SH SOLE 0 0 1742 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 22547 153299 SH SOLE 0 0 153299 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6416 130650 SH SOLE 0 0 130650 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5298 52407 SH SOLE 0 0 52407 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1108 13380 SH SOLE 0 0 13380 VERIZON COMMUNICATIONS INC COM 92343V104 535 9192 SH SOLE 0 0 9192 VISA INC COM CL A 92826C839 560 2645 SH SOLE 0 0 2645 WALGREENS BOOTS ALLIANCE INC COM 931427108 949 17290 SH SOLE 0 0 17290 WALMART INC COM 931142103 390 2871 SH SOLE 0 0 2871 WESTERN ASSET INTER MUNI FD COM 958435109 919 98973 SH SOLE 0 0 98973 WISDOMTREE TR EMER MKT HIGH FD 97717W315 4842 109143 SH SOLE 0 0 109143 WISDOMTREE TR INTL LRGCAP DV 97717W794 2502 52869 SH SOLE 0 0 52869 WISDOMTREE TR INTL SMCAP DIV 97717W760 2621 36295 SH SOLE 0 0 36295 WISDOMTREE TR US DIVID EX FNCL 97717W406 1003 10632 SH SOLE 0 0 10632 WISDOMTREE TR US HIGH DIVIDEND 97717W208 970 12711 SH SOLE 0 0 12711 WISDOMTREE TR US MIDCAP DIVID 97717W505 884 21880 SH SOLE 0 0 21880 WISDOMTREE TR US MIDCAP FUND 97717W570 1088 21355 SH SOLE 0 0 21355 WISDOMTREE TR US SMALLCAP DIVD 97717W604 420 13495 SH SOLE 0 0 13495 WISDOMTREE TR YIELD ENHANCD US 97717X511 4027 78657 SH SOLE 0 0 78657 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 437 900 SH SOLE 0 0 900