0001827980-22-000076.txt : 20220818 0001827980-22-000076.hdr.sgml : 20220818 20220818210606 ACCESSION NUMBER: 0001827980-22-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220816 FILED AS OF DATE: 20220818 DATE AS OF CHANGE: 20220818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Data Collective IV, L.P. CENTRAL INDEX KEY: 0001664972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221178802 BUSINESS ADDRESS: STREET 1: 317 UNIVERSITY AVE, SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 415-840-7337 MAIL ADDRESS: STREET 1: 317 UNIVERSITY AVE, SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Data Collective IV GP, LLC CENTRAL INDEX KEY: 0001664974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221178801 BUSINESS ADDRESS: STREET 1: 270 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-521-7814 MAIL ADDRESS: STREET 1: 270 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bogue Zachary CENTRAL INDEX KEY: 0001836157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221178799 MAIL ADDRESS: STREET 1: 270 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ocko Matthew CENTRAL INDEX KEY: 0001836089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221178800 MAIL ADDRESS: STREET 1: 270 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Embark Technology, Inc. CENTRAL INDEX KEY: 0001827980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 853343695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 424 TOWNSEND STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: (415) 671-9628 MAIL ADDRESS: STREET 1: 424 TOWNSEND STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Northern Genesis Acquisition Corp. II DATE OF NAME CHANGE: 20201009 4 1 wf-form4_166087115119894.xml FORM 4 X0306 4 2022-08-16 0 0001827980 Embark Technology, Inc. EMBK 0001664972 Data Collective IV, L.P. 270 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001664974 Data Collective IV GP, LLC 270 UNIVERSITY AVENUE PALO ALTO CA 94107 0 0 1 0 0001836089 Ocko Matthew 270 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001836157 Bogue Zachary 270 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 Class A Common Stock 2022-08-16 4 P 0 122000 0.8373 A 3192107 I See Footnote The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.8594. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9. Reflects (i) 3,186,007 shares of Class A Common Stock held by Data Collective IV, L.P. ("DCVC IV") and (ii) 6,100 shares of Class A Common Stock held by Zachary Bogue. Data Collective IV GP, LLC ("DCVC IV GP") is the general partner of DCVC IV and has sole voting and dispositive power with regard to the securities held by DCVC IV. The managing members of DCVC IV GP are Matthew Ocko and Zachary Bogue. Matthew Ocko and Zachary Bogue share voting and dispositive power with respect to the securities held by DCVC IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of such securities and this report shall not be deemed an admission that it is the beneficial owner of such securities, except to the extent of such person's indirect pecuniary interest therein, if any. /s/ Siddhartha Venkatesan, Attorney-in-fact for Data Collective IV, L.P. 2022-08-18 /s/ Siddhartha Venkatesan, Attorney-in-fact for Data Collective IV GP, LLC 2022-08-18 /s/ Siddhartha Venkatesan, Attorney-in-fact for Matthew Ocko 2022-08-18 /s/ Siddhartha Venkatesan, Attorney-in-fact for Zachary Bogue 2022-08-18