0001679688-18-000059.txt : 20181213 0001679688-18-000059.hdr.sgml : 20181213 20181213173149 ACCESSION NUMBER: 0001679688-18-000059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181213 DATE AS OF CHANGE: 20181213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001679688 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38377 FILM NUMBER: 181234037 BUSINESS ADDRESS: STREET 1: 515 SOUTH FLOWER STREET STREET 2: 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: 515 SOUTH FLOWER STREET STREET 2: 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: Colony NorthStar, Inc. DATE OF NAME CHANGE: 20160714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colony Capital Operating Company, LLC CENTRAL INDEX KEY: 0001695854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38377 FILM NUMBER: 181234038 BUSINESS ADDRESS: STREET 1: 515 S. FLOWER STREET, 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: 515 S. FLOWER STREET, 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NRF Holdco, LLC CENTRAL INDEX KEY: 0001696741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38377 FILM NUMBER: 181234039 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-547-2600 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NRF RED REIT Corp. CENTRAL INDEX KEY: 0001664821 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38377 FILM NUMBER: 181234040 BUSINESS ADDRESS: STREET 1: C/O?NORTHSTAR?REALTY?FINANCE?CORP. STREET 2: PARK?AVENUE,?18TH?FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-547-2600 MAIL ADDRESS: STREET 1: C/O?NORTHSTAR?REALTY?FINANCE?CORP. STREET 2: PARK?AVENUE,?18TH?FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Credit Real Estate, Inc. CENTRAL INDEX KEY: 0001717547 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 384046290 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 S. FLOWER STREET CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: 515 S. FLOWER STREET CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Colony NorthStar Credit Real Estate, Inc. DATE OF NAME CHANGE: 20170920 3 1 wf-form3_154474029192484.xml FORM 3 X0206 3 2018-12-03 0 0001717547 Colony Credit Real Estate, Inc. CLNC 0001679688 Colony Capital, Inc. 515 SOUTH FLOWER STREET, 44TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001695854 Colony Capital Operating Company, LLC 515 SOUTH FLOWER ST., 44TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001696741 NRF Holdco, LLC 515 SOUTH FLOWER ST., 44TH FLOOR LOS ANGELES CA 90071 0 0 1 0 0001664821 NRF RED REIT Corp. 515 SOUTH FLOWER STREET, 44TH FLOOR LOS ANGELES CA 90071 0 0 1 0 Class A Common Stock 461422 I See Footnote Class B-3 Common Stock Class A Common Stock 44399444.0 I See Footnote OP Units Class A Common Stock 3075623.0 I See Footnote NRF Holdco, LLC, a Delaware limited liability company ("Holdco"), is the direct owner of the shares of the Issuer's Class A Common Stock. Holdco is an indirect subsidiary of Colony Capital, Inc., a Maryland corporation ("CLNY"). CLNY may be deemed to beneficially own the shares of Class A Common Stock directly owned by Holdco. Colony Capital Operating Company, LLC, a Delaware limited liability company ("CCOC"), is the direct owner of the shares of the Issuer's Class B-3 Common Stock. CCOC is a direct subsidiary and the operating company of CLNY. CLNY may be deemed to beneficially own the shares of Class B-3 Common Stock directly owned by CCOC. Each share of Class B-3 Common Stock will automatically convert into one share of Class A Common Stock upon the close of trading on February 1, 2019. Represents units of limited liability company interest ("OP Units") in Credit RE Operating Company, LLC, the operating company of the Issuer. After January 31, 2019, the OP Units are redeemable for cash or, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis. NRF RED REIT Corp., a Maryland corporation ("RED REIT"), is the direct owner of the OP Units. RED REIT is an indirect subsidiary of CLNY. CLNY may be deemed to beneficially own the OP Units directly owned by RED REIT. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Colony Capital, Inc., By: /s/ Mark M. Hedstrom, Executive Vice President & Chief Operating Officer 2018-12-13 Colony Capital Operating Company, LLC, By: /s/ Mark M. Hedstrom, Vice President 2018-12-13 NRF Holdco, LLC, By: /s/ Mark M. Hedstrom, Vice President 2018-12-13 NRF RED REIT Corp., By: /s/ Mark M. Hedstrom, Vice President 2018-12-13