0001679688-18-000059.txt : 20181213
0001679688-18-000059.hdr.sgml : 20181213
20181213173149
ACCESSION NUMBER: 0001679688-18-000059
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181203
FILED AS OF DATE: 20181213
DATE AS OF CHANGE: 20181213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001679688
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38377
FILM NUMBER: 181234037
BUSINESS ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER NAME:
FORMER CONFORMED NAME: Colony NorthStar, Inc.
DATE OF NAME CHANGE: 20160714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colony Capital Operating Company, LLC
CENTRAL INDEX KEY: 0001695854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38377
FILM NUMBER: 181234038
BUSINESS ADDRESS:
STREET 1: 515 S. FLOWER STREET, 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: 515 S. FLOWER STREET, 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NRF Holdco, LLC
CENTRAL INDEX KEY: 0001696741
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38377
FILM NUMBER: 181234039
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-547-2600
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NRF RED REIT Corp.
CENTRAL INDEX KEY: 0001664821
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38377
FILM NUMBER: 181234040
BUSINESS ADDRESS:
STREET 1: C/O?NORTHSTAR?REALTY?FINANCE?CORP.
STREET 2: PARK?AVENUE,?18TH?FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-547-2600
MAIL ADDRESS:
STREET 1: C/O?NORTHSTAR?REALTY?FINANCE?CORP.
STREET 2: PARK?AVENUE,?18TH?FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Credit Real Estate, Inc.
CENTRAL INDEX KEY: 0001717547
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 384046290
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 S. FLOWER STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: 515 S. FLOWER STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony NorthStar Credit Real Estate, Inc.
DATE OF NAME CHANGE: 20170920
3
1
wf-form3_154474029192484.xml
FORM 3
X0206
3
2018-12-03
0
0001717547
Colony Credit Real Estate, Inc.
CLNC
0001679688
Colony Capital, Inc.
515 SOUTH FLOWER STREET, 44TH FLOOR
LOS ANGELES
CA
90071
0
0
1
0
0001695854
Colony Capital Operating Company, LLC
515 SOUTH FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
0
0
1
0
0001696741
NRF Holdco, LLC
515 SOUTH FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
0
0
1
0
0001664821
NRF RED REIT Corp.
515 SOUTH FLOWER STREET, 44TH FLOOR
LOS ANGELES
CA
90071
0
0
1
0
Class A Common Stock
461422
I
See Footnote
Class B-3 Common Stock
Class A Common Stock
44399444.0
I
See Footnote
OP Units
Class A Common Stock
3075623.0
I
See Footnote
NRF Holdco, LLC, a Delaware limited liability company ("Holdco"), is the direct owner of the shares of the Issuer's Class A Common Stock. Holdco is an indirect subsidiary of Colony Capital, Inc., a Maryland corporation ("CLNY"). CLNY may be deemed to beneficially own the shares of Class A Common Stock directly owned by Holdco.
Colony Capital Operating Company, LLC, a Delaware limited liability company ("CCOC"), is the direct owner of the shares of the Issuer's Class B-3 Common Stock. CCOC is a direct subsidiary and the operating company of CLNY. CLNY may be deemed to beneficially own the shares of Class B-3 Common Stock directly owned by CCOC. Each share of Class B-3 Common Stock will automatically convert into one share of Class A Common Stock upon the close of trading on February 1, 2019.
Represents units of limited liability company interest ("OP Units") in Credit RE Operating Company, LLC, the operating company of the Issuer. After January 31, 2019, the OP Units are redeemable for cash or, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis.
NRF RED REIT Corp., a Maryland corporation ("RED REIT"), is the direct owner of the OP Units. RED REIT is an indirect subsidiary of CLNY. CLNY may be deemed to beneficially own the OP Units directly owned by RED REIT.
The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Colony Capital, Inc., By: /s/ Mark M. Hedstrom, Executive Vice President & Chief Operating Officer
2018-12-13
Colony Capital Operating Company, LLC, By: /s/ Mark M. Hedstrom, Vice President
2018-12-13
NRF Holdco, LLC, By: /s/ Mark M. Hedstrom, Vice President
2018-12-13
NRF RED REIT Corp., By: /s/ Mark M. Hedstrom, Vice President
2018-12-13