0001209191-22-059053.txt : 20221130
0001209191-22-059053.hdr.sgml : 20221130
20221130164236
ACCESSION NUMBER: 0001209191-22-059053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221129
FILED AS OF DATE: 20221130
DATE AS OF CHANGE: 20221130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax (Israel) IV, L.P.
CENTRAL INDEX KEY: 0001726039
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39264
FILM NUMBER: 221436076
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax (Cayman) IV L.P.
CENTRAL INDEX KEY: 0001726029
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39264
FILM NUMBER: 221436075
BUSINESS ADDRESS:
STREET 1: 4 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 4 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax (China) IV L.P.
CENTRAL INDEX KEY: 0001726030
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39264
FILM NUMBER: 221436074
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax Late Stage GP Ltd.
CENTRAL INDEX KEY: 0001793770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39264
FILM NUMBER: 221436072
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax Management 4 G.P. (2015) Ltd.
CENTRAL INDEX KEY: 0001726334
STATE OF INCORPORATION: L3
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39264
FILM NUMBER: 221436077
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax Late Stage Fund L.P.
CENTRAL INDEX KEY: 0001793769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39264
FILM NUMBER: 221436073
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Keros Therapeutics, Inc.
CENTRAL INDEX KEY: 0001664710
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 HAYDEN AVENUE, SUITE 120 (BLD E)
STREET 2: LEDGEMONT TECHNOLOGY CENTER
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 617-513-8774
MAIL ADDRESS:
STREET 1: 99 HAYDEN AVENUE, SUITE 120 (BLD E)
STREET 2: LEDGEMONT TECHNOLOGY CENTER
CITY: LEXINGTON
STATE: MA
ZIP: 02421
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-29
0
0001664710
Keros Therapeutics, Inc.
KROS
0001726334
Pontifax Management 4 G.P. (2015) Ltd.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
46140
ISRAEL
0
0
1
0
0001726039
Pontifax (Israel) IV, L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
46140
ISRAEL
0
0
1
0
0001726029
Pontifax (Cayman) IV L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
46140
ISRAEL
0
0
1
0
0001726030
Pontifax (China) IV L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
46140
ISRAEL
0
0
1
0
0001793769
Pontifax Late Stage Fund L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
46140
ISRAEL
0
0
1
0
0001793770
Pontifax Late Stage GP Ltd.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
46140
ISRAEL
0
0
1
0
Common Stock
2022-11-29
4
X
0
3539
0.0001
D
2284612
I
See footnote
Common Stock
2022-11-29
4
X
0
1723
0.0001
D
1121045
I
See footnote
Common Stock
2022-11-29
4
X
0
1914
0.0001
D
1226412
I
See footnote
Call Options (obligation to sell)
0.0001
2022-11-29
4
X
0
3539
0.00
D
2023-10-07
Common Stock
3539
0
I
See footnote
Call Options (obligation to sell)
0.0001
2022-11-29
4
X
0
1723
0.00
D
2023-10-07
Common Stock
1723
0
I
See footnote
Call Options (obligation to sell)
0.0001
2022-11-29
4
X
0
1914
0.00
D
2023-10-07
Common Stock
1914
0
I
See footnote
Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.
The securities are held by Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the ultimate general partner of Israel IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. Management 4 disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
The securities are held by Cayman IV. Management 4 is the ultimate general partner of Cayman IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Cayman IV. Management 4 disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
The securities are held by China IV. Management 4 is the ultimate general partner of China IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by China IV. Management 4 disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
Fully vested and exercisable.
/s/ Keith Regnante, Attorney-in-Fact for Pontifax Management 4 G.P. (2015) Ltd.
2022-11-30
/s/ Keith Regnante, Attorney-in-Fact for Pontifax (Israel) IV L.P.
2022-11-30
/s/ Keith Regnante, Attorney-in-Fact for Pontifax (Cayman) IV L.P.
2022-11-30
/s/ Keith Regnante, Attorney-in-Fact for Pontifax (China) IV L.P.
2022-11-30
/s/ Keith Regnante, Attorney-in-Fact for Pontifax Late Stage Fund, L.P.
2022-11-30
/s/ Keith Regnante, Attorney-in-Fact for Pontifax Late Stage GP Ltd.
2022-11-30