0001209191-19-061639.txt : 20191220
0001209191-19-061639.hdr.sgml : 20191220
20191220182352
ACCESSION NUMBER: 0001209191-19-061639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191218
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sridhar KR
CENTRAL INDEX KEY: 0001746277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 191303067
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-18
0
0001664703
Bloom Energy Corp
BE
0001746277
Sridhar KR
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
President, CEO
Class A common stock
2019-12-18
4
C
0
1394
0.00
A
9394
D
Class A common stock
2019-12-18
4
C
0
39011
0.00
A
48405
D
Class A common stock
2019-12-18
4
C
0
91574
0.00
A
139979
D
Class A common stock
2019-12-18
4
C
0
341196
0.00
A
481175
D
Class A common stock
2019-12-19
4
S
0
473175
6.5543
D
8000
D
Restricted stock units (Class B comnon stock)
2019-12-18
4
M
0
2537
0.00
D
Class B common stock
2537
0
D
Class B common stock
2019-12-18
4
A
0
2537
0.00
A
Class A common stock
2537
2537
D
Class B common stock
2019-12-18
4
C
0
1394
0.00
D
Class A common stock
1143
1143
D
Restricted stock units (Class B common stock)
2019-12-18
4
M
0
71000
0.00
D
Class B common stock
71000
142000
D
Class B common stock
2019-12-18
4
A
0
71000
0.00
A
Class A common stock
71000
71000
D
Class B common stock
2019-12-18
4
C
0
39011
0.00
D
Class A common stock
31989
31989
D
Restricted stock units (Class B common stock)
2019-12-18
4
M
0
620989
0.00
D
Class B common stock
620989
1862964
D
Class B common stock
2019-12-18
4
A
0
620989
0.00
A
Class A common stock
620989
620989
D
Class B common stock
2019-12-18
4
C
0
341196
0.00
D
Class A common stock
279793
279793
D
Restricted stock units (Class B common stock)
2019-12-18
4
M
0
166667
0.00
D
Class B common stock
166667
166667
D
Class B common stock
2019-12-18
4
A
0
166667
0.00
A
Class A common stock
166667
166667
D
Class B common stock
2019-12-18
4
C
0
91574
0.00
D
Class A comomn stock
75093
75093
D
Conversion of derivative security in accordance with its terms.
Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $6.18 to $7.17. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
Fully vested. Settlement was deferred to December 18, 2019 at the election of the reporting person.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
The RSUs vest 34% on January 25, 2019; 33% on the January 25, 2020; and 33% on January 25, 2021. Settlement of the vested RSUs reported on this Form 4 was deferred to December 18, 2019 at the election of the reporting person.
The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. Settlement of the vested RSUs reported on this Form 4 was deferred to December 18, 2019 at the election of the reporting person.
The RSUs vest 50% on January 25, 2019 and 50% on January 25, 2020. Settlement of the vested RSUs reported on this Form 4 was deferred to December 18, 2019 at the election of the reporting person.
/s/ Shawn Soderberg as attorney in fact for reporting person
2019-12-20