0001209191-19-051050.txt : 20190927 0001209191-19-051050.hdr.sgml : 20190927 20190927211329 ACCESSION NUMBER: 0001209191-19-051050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190925 FILED AS OF DATE: 20190927 DATE AS OF CHANGE: 20190927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan Susan Seilheimer CENTRAL INDEX KEY: 0001745993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 191123622 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-25 0 0001664703 Bloom Energy Corp BE 0001745993 Brennan Susan Seilheimer 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP and COO Class A common stock 2019-09-25 4 C 0 108986 0.00 A 147410 D Class A common stock 2019-09-26 4 S 0 55486 3.4095 D 91924 D Restricted Stock Units (Class B Common Stock) 3.47 2019-09-25 4 M 0 33334 0.00 D 2019-07-24 2028-07-24 Class B Common Stock 33334 0 D Class B Common Stock 2019-09-25 4 M 0 33334 0.00 A Class B Common Stock 33334 33334 D Class B Common Stock 2019-09-25 4 C 0 33334 0.00 D Class A Common Stock 33334 0 D Restricted Stock Units (Class B Common Stock) 3.47 2019-09-25 4 M 0 23334 0.00 D 2019-07-24 2028-07-24 Class B Common Stock 23334 23333 D Class B Common Stock 2019-09-25 4 M 0 23334 0.00 A Class B Common Stock 23334 23334 D Class B Common Stock 2019-09-25 4 C 0 23334 0.00 D Class A Common stock 23334 0 D Restricted Stock Units (Class B Common Stock) 3.47 2019-09-25 4 M 0 52318 0.00 D 2028-07-24 Class B Common Stock 52318 104636 D Class B Common Stock 2019-09-25 4 M 0 52318 0.00 A Class B Common Stock 52318 52318 D Class B Common Stock 2019-09-25 4 C 0 52318 0.00 D Class A Common Stock 52318 0 D Conversion of a derivative security in accordance with its terms. Includes 1105 shares issued on August 14, 2019 in connection with the reporting person's participation in the Bloom Energy Corporation Employee Stock Purchase Plan. Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018. Weighted average sales price All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. RSU's will vest over two years at 6 month intervals from the end of lock-up and during an open trading window, subject to the reporting person's continued service through each vesting date Shawn Soderberg as attorney in fact for reporting person 2019-09-27