0001193125-20-030069.txt : 20200211 0001193125-20-030069.hdr.sgml : 20200211 20200210192202 ACCESSION NUMBER: 0001193125-20-030069 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200210 GROUP MEMBERS: BRADLEY A. FELD GROUP MEMBERS: JASON A. MENDELSON GROUP MEMBERS: MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI, L.P. GROUP MEMBERS: MOBIUS TECHNOLOGY VENTURES SIDE FUND VI, L.P. GROUP MEMBERS: MOBIUS TECHNOLOGY VENTURES VI, L.P. GROUP MEMBERS: SOFTBANK U.S. VENTURES VI, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90586 FILM NUMBER: 20593398 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOBIUS VI LLC CENTRAL INDEX KEY: 0001116442 IRS NUMBER: 770542326 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 WEST EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509622000 MAIL ADDRESS: STREET 1: A/O MOBIUS VENTURO CAPITAL 2 PALO ALTO STREET 2: STE 500 3000 EL CAMINO ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 SC 13G/A 1 d886517dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2

(Amendment No. 1) *

 

 

Bloom Energy Corporation

(Name of Issuer)

Class A Common Stock, $0.0001 par value

(Title of Class of Securities)

093712 10 7

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS.

 

  Mobius Technology Ventures VI, L.P.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  PN

 

(1)

This Schedule 13G is filed by Mobius Technology Ventures VI, L.P. (“MTV VI”), SOFTBANK U.S. Ventures VI, L.P. (“Softbank”), Mobius Technology Ventures Side Fund VI, L.P. (“MTV VI SF”), Mobius Technology Ventures Advisors Fund VI, L.P. (“MTV VI AF”), Bradley A. Feld, Jason A. Mendelson, and Mobius VI LLC (“Mobius GP”, together with MTV VI, Softbank, MTV VI SF, MTV VI AF, Bradley A. Feld and Jason A. Mendelson, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

2.

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  SOFTBANK U.S. Ventures VI, L.P.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  PN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

3.

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  Mobius Technology Ventures Side Fund VI, L.P.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  PN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

4.

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  Mobius Technology Ventures Advisors Fund VI, L.P.

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  PN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

5.

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  Mobius VI LLC

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  OO

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

6.

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  Bradley A. Feld

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  IN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

7.

CUSIP NO. 093712 10 7    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  Jason A. Mendelson

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

  SOLE VOTING POWER

 

  0 shares

  6     

  SHARED VOTING POWER

 

  0 shares

  7     

  SOLE DISPOSITIVE POWER

 

  0 shares

  8     

  SHARED DISPOSITIVE POWER

 

  0 shares

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0 shares

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12    

  TYPE OF REPORTING PERSON*

 

  IN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

8.

Introductory Note: This statement on Schedule 13G is filed by the Reporting Persons with the Commission in respect of shares of Class A Common Stock, $0.0001 par value (“Class A Common Stock”), of Bloom Energy Corporation, a Delaware corporation (the “Issuer”).

 

Item 1

 

(a)

   

Name of Issuer:

   

Bloom Energy Corporation

(b)

   

Address of Issuer’s

   
  

    Principal Executive Offices:

   

1299 Orleans Drive

Sunnyvale, California 94089

 

Item 2

 

(a)

Name of Reporting Persons Filing:

 

  1.

Mobius Technology Ventures VI, L.P. (“MTV VI”)

 

  2.

SOFTBANK U.S. Ventures VI L.P. (“Softbank”)

 

  3.

Mobius Technology Ventures Side Fund VI L.P. (“Mobius VI SF”)

 

  4.

Mobius Technology Ventures Advisors Fund VI L.P. (“Mobius VI AF”)

 

  5.

Mobius VI LLC (“Mobius GP”)

 

  6.

Bradley A. Feld

 

  7.

Jason A. Mendelson

 

(b)

   

Address of Principal Business Office:

   

1050 Walnut Street, #210

     

Boulder, Colorado 80302

 

(c)

Citizenship:

 

MTV VI   

Delaware

Softbank   

Delaware

Mobius VI SF   

Delaware

Mobius VI AF   

Delaware

Mobius GP   

Delaware

Bradley A. Feld   

United States of America

Jason A. Mendelson   

United States of America

 

(d)

Title of Class of Securities: Class A Common Stock

 

(e)

CUSIP Number: 093712 10 7

 

Item 3

Not applicable.

 

9.

Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2019:

 

Reporting Persons

    Shares
Held
Directly		      Sole
Voting
Power		      Shared
Voting
Power		      Sole
Dispositive
Power		      Shared
Dispositive
Power		      Beneficial
Ownership		      Percentage of
Class		  

MTV VI

      0        0        0        0        0        0        0.0 % 

Softbank

      0        0        0        0        0        0        0.0 % 

MTV VI SF

      0        0        0        0        0        0        0.0 % 

MTV VI AF

      0        0        0        0        0        0        0.0 % 

Mobius GP

      0        0        0        0        0        0        0.0 % 

Bradley A. Feld

      0        0        0        0        0        0        0.0 % 

Jason A. Mendelson

      0        0        0        0        0        0        0.0 % 

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  ☒

 

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9

Notice of Dissolution of Group.

Not applicable.

 

Item 10

Certification.

Not applicable.

 

10.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.

 

Dated: February 10, 2020

Mobius VI LLC
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
Mobius Technology Ventures VI, L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
SOFTBANK U.S. Ventures VI L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
Mobius Technology Ventures Side Fund VI L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
Mobius Technology Ventures Advisors Fund VI L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
By:  

/s/ Bradley A. Feld

Bradley A. Feld
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson

Exhibit(s):

A: Joint Filing Statement

 

11.

EX-99.A 2 d886517dex99a.htm EX-99.A EX-99.A
CUSIP NO. 093712 10 7    13 G   

EXHIBIT A

JOINT FILING STATEMENT

We, the undersigned, hereby express our agreement that the attached statement on Schedule 13G relating to the Class A Common Stock of Bloom Energy Corporation is filed on behalf of each of us.

Dated: February 10, 2020

 

Mobius VI LLC
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
Mobius Technology Ventures VI, L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
SOFTBANK U.S. Ventures VI L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
Mobius Technology Ventures Side Fund VI L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
Mobius Technology Ventures Advisors Fund VI L.P.
By: Mobius VI LLC, its General Partner
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson
Manager
By:  

/s/ Bradley A. Feld

Bradley A. Feld
By:  

/s/ Jason A. Mendelson

Jason A. Mendelson