0000899243-18-003363.txt : 20180209 0000899243-18-003363.hdr.sgml : 20180209 20180209144032 ACCESSION NUMBER: 0000899243-18-003363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170123 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pierce James R. Jr. CENTRAL INDEX KEY: 0001663703 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05379 FILM NUMBER: 18590990 MAIL ADDRESS: STREET 1: C/O JLT SPECIALTY USA STREET 2: 5847 SAN FELIPE STREET CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT FOCUS TRUST INC. CENTRAL INDEX KEY: 0000825202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 592876580 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O SPROTT ASSET MANAGEMENT L.P. STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700 CITY: TORONTO STATE: A6 ZIP: M5J2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: C/O SPROTT ASSET MANAGEMENT L.P. STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700 CITY: TORONTO STATE: A6 ZIP: M5J2J1 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE FOCUS TRUST INC DATE OF NAME CHANGE: 19990525 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC DATE OF NAME CHANGE: 19961203 FORMER COMPANY: FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC DATE OF NAME CHANGE: 19950803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-23 0 0000825202 SPROTT FOCUS TRUST INC. FUND 0001663703 Pierce James R. Jr. C/O JLT SPECIALTY USA 5847 SAN FELIPE STREET HOUSTON TX 77057 1 0 0 0 Common Stock, par value $0.001 per share 2017-01-23 4 P 0 1250 7.075 A 3608 I By Trust Includes 358 shares acquired under the Issuer's Dividend Reinvestment Plan (DRIP), which shares were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of Mr. Pierce as of the date of this Form 4. /s/ James R. Pierce, Jr. 2018-02-09