0001209191-20-033973.txt : 20200603 0001209191-20-033973.hdr.sgml : 20200603 20200603161631 ACCESSION NUMBER: 0001209191-20-033973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRINZI THOMAS G CENTRAL INDEX KEY: 0001663458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 20940193 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: AP6A-2, D-032L CITY: ABBOTT PARK STATE: IL ZIP: 60064-6092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0000718937 STAAR SURGICAL CO STAA 0001663458 FRINZI THOMAS G 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 0 0 0 Common Stock Options 39.73 2020-06-01 4 A 0 971 0.00 A 2020-07-30 2030-07-29 Common Stock 971 971 D These 971 stock options vest in full on July 30, 2020, subject to Mr. Frinzi's continued service through the vesting date. Effective June 1, 2020, the Board of Directors appointed Mr. Frinzi to serve as a member of the Board and granted him, as a non-employee director, 971 options to purchase common stock, which represents a pro-rated amount of the standard director equity compensation for a director serving during the 2019-2020 term. /s/ Samuel Gesten as attorney-in-fact for Thomas Frinzi. 2020-06-03