0001663368-20-000006.txt : 20201113 0001663368-20-000006.hdr.sgml : 20201113 20201113135234 ACCESSION NUMBER: 0001663368-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alambic Investment Management, L.P. CENTRAL INDEX KEY: 0001663368 IRS NUMBER: 205826935 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17111 FILM NUMBER: 201310619 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 230 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-495-4900 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 230 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001663368 XXXXXXXX 09-30-2020 09-30-2020 Alambic Investment Management, L.P.

900 LARKSPUR LANDING CIRCLE, SUITE 230 LARKSPUR CA 94939

13F COMBINATION REPORT 028-17111 Prelude Capital Partners, LLC N Matthew Dolan 415-625-8288 Matthew Dolan Larkspur CA 11-13-2020 0 73 9118 false INFORMATION TABLE 2 13F_Info_Table_20200930.xml MITEK SYSTEMS INC COM 606710200 452 35511 SH SOLE 35511 0 0 CHANNELADVISOR CORP COM 159179100 433 29943 SH SOLE 29943 0 0 ZYNGA INC COM CL A 98986T108 401 44000 SH SOLE 44000 0 0 CENTRUS ENERGY CORP CL A COM 15643U104 356 42506 SH SOLE 42506 0 0 MONSTER BEVERAGE CORP COM 61174X109 345 4300 SH SOLE 4300 0 0 ANAPTYSBIO INC COM 032724106 307 20800 SH SOLE 20800 0 0 PERSONALIS INC COM 71535D106 306 14104 SH SOLE 14104 0 0 LUMINEX CORP COM 55027E102 302 11500 SH SOLE 11500 0 0 SCIPLAY CORP COM 809087109 269 16608 SH SOLE 16608 0 0 CORCEPT THERAPEUTICS INC COM 218352102 267 15323 SH SOLE 15323 0 0 CAMBIUM NETWORKS CORP ORD G17766109 258 15319 SH SOLE 15319 0 0 TECHTARGET INC COM 87874R100 233 5300 SH SOLE 5300 0 0 GLU MOBILE INC COM 379890106 223 29040 SH SOLE 29040 0 0 COSTAR GROUP INC COM 22160N109 221 260 SH SOLE 260 0 0 TRIPLE-S MANAGEMENT CORP CL B COM 896749108 196 10978 SH SOLE 10978 0 0 CONCERT PHARMACEUTICLS INC COM 206022105 196 19934 SH SOLE 19934 0 0 INFUSYSTEM HOLDINGS INC COM 45685K102 174 13584 SH SOLE 13584 0 0 NEW HOME CO INC COM 645370107 165 30367 SH SOLE 30367 0 0 ORION ENERGY SYSTEMS INC COM NPV 686275108 164 21663 SH SOLE 21663 0 0 ASPEN AEROGELS INC COM 04523Y105 155 14133 SH SOLE 14133 0 0 ACLARIS THERAPEUTICS INC COM 00461U105 154 59766 SH SOLE 59766 0 0 COMMUNICATIONS SYSTEMS INC COM 203900105 126 32926 SH SOLE 32926 0 0 PHOTRONICS INC COM NPV 719405102 121 12100 SH SOLE 12100 0 0 GENASYS INC COM 36872P103 119 19290 SH SOLE 19290 0 0 NOW INC COM 67011P100 115 25300 SH SOLE 25300 0 0 STRONGBRIDGE BIOPHARMA PLC ORD G85347105 114 54164 SH SOLE 54164 0 0 DASAN ZHONE SOLUTIONS INC COM 268211109 111 11879 SH SOLE 11879 0 0 LUNA INNOVATIONS INC COM 550351100 111 18513 SH SOLE 18513 0 0 CLEAN ENERGY FUELS CORP COM 184499101 110 44300 SH SOLE 44300 0 0 NEURONETICS INC COM 64131A105 107 22026 SH SOLE 22026 0 0 KEZAR LIFE SCIENCES COM 49372L100 102 21135 SH SOLE 21135 0 0 FITBIT INC CL A COM 33812L102 102 14607 SH SOLE 14607 0 0 AMTECH SYSTEMS INC COM 032332504 96 19723 SH SOLE 19723 0 0 GSI TECHNOLOGY INC COM 36241U106 87 15502 SH SOLE 15502 0 0 ENERGY RECOVERY INC COM 29270J100 86 10500 SH SOLE 10500 0 0 RETRACTABLE TECHNOLOGIES INC COM NPV 76129W105 86 12850 SH SOLE 12850 0 0 INNOVATIVE SOLTNS & SUPP INC COM 45769N105 84 12212 SH SOLE 12212 0 0 MARCHEX INC CL B COM 56624R108 81 38126 SH SOLE 38126 0 0 SATSUMA PHARMACEUTICALS INC COM 80405P107 81 20711 SH SOLE 20711 0 0 NEOPHOTONICS CORP COM 64051T100 78 12840 SH SOLE 12840 0 0 INTEVAC INC COM NPV 461148108 78 14191 SH SOLE 14191 0 0 RIMINI STREET INC COM 76674Q107 78 24089 SH SOLE 24089 0 0 HARVARD BIOSCIENCE INC COM 416906105 76 25398 SH SOLE 25398 0 0 CATALYST BIOSCIENCES INC COM 14888D208 76 17681 SH SOLE 17681 0 0 ORION GROUP HOLDINGS INC COM 68628V308 71 25828 SH SOLE 25828 0 0 COMMERCIAL VEHICLE GROUP INC COM 202608105 70 10735 SH SOLE 10735 0 0 A10 NETWORKS INC COM 002121101 70 11000 SH SOLE 11000 0 0 OSMOTICA PHARMACEUTIC COM G6S41R101 68 12516 SH SOLE 12516 0 0 TELENAV INC COM 879455103 67 18553 SH SOLE 18553 0 0 EVERSPIN TECHNOLOGIES INC COM 30041T104 65 11433 SH SOLE 11433 0 0 CYCLERION THERAPEUTICS WHEN ISSUED 23255M105 63 10298 SH SOLE 10298 0 0 GRITSTONE ONCOLOGY COM 39868T105 57 21655 SH SOLE 21655 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 54 60143 SH SOLE 60143 0 0 ACCURAY INC COM 004397105 54 22354 SH SOLE 22354 0 0 SYNLOGIC INC COM 87166L100 52 25901 SH SOLE 25901 0 0 ANTARES PHARMA INC COM 036642106 45 16769 SH SOLE 16769 0 0 FLUENT INC COM 34380C102 45 18179 SH SOLE 18179 0 0 EMCORE CORP COM NPV 290846203 44 13390 SH SOLE 13390 0 0 CHROMADEX CORP COM 171077407 43 10810 SH SOLE 10810 0 0 GLYCOMIMETICS INC COM 38000Q102 42 13796 SH SOLE 13796 0 0 ENTASIS THRPTCS HLDNG COM 293614103 42 20682 SH SOLE 20682 0 0 COTY INC CL A COM 222070203 41 15200 SH SOLE 15200 0 0 SAVARA INC COM 805111101 40 36546 SH SOLE 36546 0 0 MEI PHARMA INC COM 55279B202 39 12500 SH SOLE 12500 0 0 RED LION HOTELS CORP COM 756764106 38 17688 SH SOLE 17688 0 0 DURECT CORP COM 266605104 36 20880 SH SOLE 20880 0 0 ALASKA COMMUNICATIONS SYS GP COM 01167P101 32 15800 SH SOLE 15800 0 0 HELIX ENERGY SOLUTIONS GROUP COM NPV 42330P107 31 12712 SH SOLE 12712 0 0 VYNE THERAPEUTICS INC COM 92941V100 25 15200 SH SOLE 15200 0 0 SYNACOR INC COM 871561106 25 16700 SH SOLE 16700 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 24 23112 SH SOLE 23112 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 23 10900 SH SOLE 10900 0 0 FORUM ENERGY TECH INC COM 34984V100 10 18724 SH SOLE 18724 0 0