0001663368-20-000004.txt : 20200511
0001663368-20-000004.hdr.sgml : 20200511
20200508201057
ACCESSION NUMBER: 0001663368-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200508
EFFECTIVENESS DATE: 20200511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alambic Investment Management, L.P.
CENTRAL INDEX KEY: 0001663368
IRS NUMBER: 205826935
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17111
FILM NUMBER: 20862304
BUSINESS ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 230
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 415-495-4900
MAIL ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 230
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001663368
XXXXXXXX
03-31-2020
03-31-2020
Alambic Investment Management, L.P.
900 LARKSPUR LANDING CIRCLE, SUITE 230
LARKSPUR
CA
94939
13F COMBINATION REPORT
028-17111
Prelude Capital Partners, LLC
N
Matthew Dolan
COO
415-625-8288
Matthew Dolan
Larkspur
CA
05-08-2020
0
187
41337
false
INFORMATION TABLE
2
13F_Info_Table_20200331.xml
PHILIP MORRIS INTERNATIONAL
COM NPV
718172109
765
10488
SH
SOLE
10488
0
0
LUNA INNOVATIONS INC
COM
550351100
708
115054
SH
SOLE
115054
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
679
3600
SH
SOLE
3600
0
0
NEOPHOTONICS CORP
COM
64051T100
633
87318
SH
SOLE
87318
0
0
SIMPSON MANUFACTURING INC
COM NPV
829073105
613
9890
SH
SOLE
9890
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
613
25647
SH
SOLE
25647
0
0
HUMANA INC
COM NPV
444859102
609
1938
SH
SOLE
1938
0
0
ZYNGA INC
COM CL A
98986T108
595
86900
SH
SOLE
86900
0
0
PEPSICO INC
COM
713448108
588
4900
SH
SOLE
4900
0
0
SENECA FOODS CORP
CL A COM NPV
817070501
584
14680
SH
SOLE
14680
0
0
MATERION CORP
COM
576690101
527
15050
SH
SOLE
15050
0
0
PCTEL INC
COM
69325Q105
520
78207
SH
SOLE
78207
0
0
EPAM SYSTEMS INC
COM
29414B104
503
2708
SH
SOLE
2708
0
0
ARCHER-DANIELS-MIDLAND CO
COM NPV
039483102
482
13699
SH
SOLE
13699
0
0
AXON ENTERPRISE INC
COM
05464C101
462
6529
SH
SOLE
6529
0
0
COMMUNICATIONS SYSTEMS INC
COM
203900105
456
102131
SH
SOLE
102131
0
0
ANAPTYSBIO INC
COM
032724106
453
32075
SH
SOLE
32075
0
0
ERA GROUP INC
CL A COM
26885G109
446
83636
SH
SOLE
83636
0
0
T-MOBILE US INC
COM
872590104
445
5300
SH
SOLE
5300
0
0
TELENAV INC
COM
879455103
442
102200
SH
SOLE
102200
0
0
TEXTRON INC
COM
883203101
439
16450
SH
SOLE
16450
0
0
DAILY JOURNAL CORP
COM
233912104
437
1916
SH
SOLE
1916
0
0
COSTAR GROUP INC
COM
22160N109
429
730
SH
SOLE
730
0
0
CSW INDUSTRIALS INC
COM
126402106
426
6565
SH
SOLE
6565
0
0
TECHTARGET INC
COM
87874R100
423
20500
SH
SOLE
20500
0
0
COLLECTORS UNIVERSE INC
COM
19421R200
419
26755
SH
SOLE
26755
0
0
MONSTER BEVERAGE CORP
COM
61174X109
416
7400
SH
SOLE
7400
0
0
DSP GROUP INC
COM
23332B106
412
30779
SH
SOLE
30779
0
0
BEL FUSE INC
CL B
077347300
388
39797
SH
SOLE
39797
0
0
SPARTANNASH CO
COM NPV
847215100
386
26972
SH
SOLE
26972
0
0
POLYONE CORP
COM
73179P106
382
20138
SH
SOLE
20138
0
0
DORIAN LPG LTD
COM
Y2106R110
380
43596
SH
SOLE
43596
0
0
IES HOLDINGS INC
COM
44951W106
379
21460
SH
SOLE
21460
0
0
FULGENT GENETICS INC
COM
359664109
374
34767
SH
SOLE
34767
0
0
GSI TECHNOLOGY INC
COM
36241U106
366
52605
SH
SOLE
52605
0
0
TRIBUNE PUBLISHING CO
COM
89609W107
364
44856
SH
SOLE
44856
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
354
14337
SH
SOLE
14337
0
0
CHANNELADVISOR CORP
COM
159179100
352
48493
SH
SOLE
48493
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
351
29547
SH
SOLE
29547
0
0
CENTRUS ENERGY CORP
CL A COM
15643U104
349
68886
SH
SOLE
68886
0
0
VAPOTHERM INC
COM
922107107
347
18453
SH
SOLE
18453
0
0
RYERSON HOLDING CORP
COM
783754104
347
65225
SH
SOLE
65225
0
0
TRIPLE-S MANAGEMENT CORP
CL B COM
896749108
347
24598
SH
SOLE
24598
0
0
BRADY CORP
CL A COM
104674106
343
7611
SH
SOLE
7611
0
0
COMMERCIAL METALS
COM
201723103
340
21545
SH
SOLE
21545
0
0
ITT INC
COM
45073V108
339
7467
SH
SOLE
7467
0
0
NEXTGEN HEALTHCARE INC
COM
65343C102
339
32425
SH
SOLE
32425
0
0
RELIANCE STEEL & ALUMINUM CO
COM NPV
759509102
333
3800
SH
SOLE
3800
0
0
ORION ENERGY SYSTEMS INC
COM NPV
686275108
326
88189
SH
SOLE
88189
0
0
DUNKIN' BRANDS GROUP INC
COM
265504100
325
6123
SH
SOLE
6123
0
0
CARDINAL HEALTH INC
COM NPV
14149Y108
316
6600
SH
SOLE
6600
0
0
NVIDIA CORP
COM
67066G104
312
1185
SH
SOLE
1185
0
0
CENTRAL GARDEN & PET CO
CL A COM
153527205
308
12046
SH
SOLE
12046
0
0
SCPHARMACEUTICALS INC
COM
810648105
307
41523
SH
SOLE
41523
0
0
ZEBRA TECHNOLOGIES CP -CL A
CL A COM
989207105
298
1621
SH
SOLE
1621
0
0
SECUREWORKS CORP
CL A COM
81374A105
295
25653
SH
SOLE
25653
0
0
ANTHEM INC
COM
036752103
295
1300
SH
SOLE
1300
0
0
CROWN HOLDINGS INC
COM
228368106
294
5070
SH
SOLE
5070
0
0
INSTALLED BLDG PRODUCTS INC
COM
45780R101
285
7150
SH
SOLE
7150
0
0
OWENS & MINOR INC
COM
690732102
282
30814
SH
SOLE
30814
0
0
MITEK SYSTEMS INC
COM
606710200
280
35511
SH
SOLE
35511
0
0
GEOSPACE TECHNOLOGIES CORP
COM
37364X109
278
43510
SH
SOLE
43510
0
0
LUMINEX CORP
COM
55027E102
278
10100
SH
SOLE
10100
0
0
FORD MOTOR CO
COM
345370860
273
56500
SH
SOLE
56500
0
0
ELECTRONIC ARTS INC
COM
285512109
270
2700
SH
SOLE
2700
0
0
LEVI STRAUSS & CO
NEW CL ACOM
52736R102
267
21508
SH
SOLE
21508
0
0
WATTS WATER TECHNOLOGIES INC
CL A COM
942749102
267
3157
SH
SOLE
3157
0
0
GENASYS INC
COM
36872P103
266
81325
SH
SOLE
81325
0
0
MANITOWOC CO
COM
563571405
265
31198
SH
SOLE
31198
0
0
KIMBALL ELECTRONICS INC
COM NPV
49428J109
264
24218
SH
SOLE
24218
0
0
CYBEROPTICS CORP
COM NPV
232517102
264
15414
SH
SOLE
15414
0
0
RAYTHEON CO
COM
755111507
264
2010
SH
SOLE
2010
0
0
KVH INDUSTRIES INC
COM
482738101
264
27944
SH
SOLE
27944
0
0
AMBARELLA INC
COM
G037AX101
262
5400
SH
SOLE
5400
0
0
MEDNAX INC
COM
58502B106
256
22004
SH
SOLE
22004
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
255
3050
SH
SOLE
3050
0
0
EOG RESOURCES INC
COM NPV
26875P101
248
6916
SH
SOLE
6916
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
245
2767
SH
SOLE
2767
0
0
AMTECH SYSTEMS INC
COM
032332504
244
56158
SH
SOLE
56158
0
0
UNITED RENTALS INC
COM
911363109
242
2355
SH
SOLE
2355
0
0
AGCO CORP
COM
001084102
241
5109
SH
SOLE
5109
0
0
WESCO INTL INC
CL A COM
95082P105
229
10025
SH
SOLE
10025
0
0
XEROX HOLDINGS CORP
COM
98421M106
227
12008
SH
SOLE
12008
0
0
LIONS GATE ENTERTAINMENT CP
CL A VTG
535919401
221
36425
SH
SOLE
36425
0
0
GLU MOBILE INC
COM
379890106
218
34640
SH
SOLE
34640
0
0
FONAR CORP
COM
344437405
212
14471
SH
SOLE
14471
0
0
BOOZ ALLEN HAMILTON HLDG CP
CL A COM
099502106
208
3034
SH
SOLE
3034
0
0
INTEVAC INC
COM NPV
461148108
203
49666
SH
SOLE
49666
0
0
TEREX CORP
COM
880779103
194
13500
SH
SOLE
13500
0
0
BRIGHTCOVE INC
COM
10921T101
188
27039
SH
SOLE
27039
0
0
ASPEN AEROGELS INC
COM
04523Y105
186
30233
SH
SOLE
30233
0
0
CAMBIUM NETWORKS CORP
ORD
G17766109
179
32004
SH
SOLE
32004
0
0
RAMBUS INC
COM
750917106
176
15894
SH
SOLE
15894
0
0
CROCS INC
COM
227046109
173
10200
SH
SOLE
10200
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
171
115545
SH
SOLE
115545
0
0
FARMER BROTHERS CO
COM
307675108
169
24290
SH
SOLE
24290
0
0
GENCO SHIPPING & TRADING
COM NPV
Y2685T131
169
26279
SH
SOLE
26279
0
0
PERSONALIS INC
COM
71535D106
164
20264
SH
SOLE
20264
0
0
UNIVERSAL TECHNICAL INST
COM
913915104
162
27189
SH
SOLE
27189
0
0
OSMOTICA PHARMACEUTIC
COM
G6S41R101
159
49972
SH
SOLE
49972
0
0
CONCERT PHARMACEUTICLS INC
COM
206022105
158
17900
SH
SOLE
17900
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
158
13352
SH
SOLE
13352
0
0
SCIPLAY CORP
COM
809087109
153
16100
SH
SOLE
16100
0
0
MASTECH DIGITAL INC
COM
57633B100
151
11799
SH
SOLE
11799
0
0
FOSTER (LB) CO
COM
350060109
151
12213
SH
SOLE
12213
0
0
OPIANT PHARMACEUTICALS INC
COM
683750103
147
15312
SH
SOLE
15312
0
0
BBX CAPITAL CORP
CL A COM
05491N104
146
63164
SH
SOLE
63164
0
0
INFUSYSTEM HOLDINGS INC
COM
45685K102
137
16184
SH
SOLE
16184
0
0
FLEXSTEEL INDUSTRIES INC
COM
339382103
137
12470
SH
SOLE
12470
0
0
MAYVILLE ENGNERING CMPNY INC
COM
578605107
132
21505
SH
SOLE
21505
0
0
NEURONETICS INC
COM
64131A105
129
68436
SH
SOLE
68436
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
129
15417
SH
SOLE
15417
0
0
PURPLE INNOVATION INC
COM CL A
74640Y106
126
22200
SH
SOLE
22200
0
0
SI-BONE INC
COM
825704109
124
10400
SH
SOLE
10400
0
0
AMKOR TECHNOLOGY INC
COM
031652100
124
15935
SH
SOLE
15935
0
0
DAKTRONICS INC
COM NPV
234264109
121
24530
SH
SOLE
24530
0
0
GENERAL ELECTRIC CO
COM
369604103
118
14800
SH
SOLE
14800
0
0
STRONGBRIDGE BIOPHARMA PLC
ORD
G85347105
117
61764
SH
SOLE
61764
0
0
VOXX INTERNATIONAL CORP
CL A COM
91829F104
117
40950
SH
SOLE
40950
0
0
FLUOR CORP
COM
343412102
116
16834
SH
SOLE
16834
0
0
AMNEAL PHARMACEUTICALS INC
CL A COM
03168L105
114
32793
SH
SOLE
32793
0
0
RESTORBIO INC
COM
76133L103
113
109600
SH
SOLE
109600
0
0
NATURES SUNSHINE PRODS INC
COM NPV
639027101
111
13709
SH
SOLE
13709
0
0
MARCHEX INC
CL B COM
56624R108
110
75778
SH
SOLE
75778
0
0
VERITIV CORP
COM
923454102
110
13960
SH
SOLE
13960
0
0
STEELCASE INC
CL A COM NPV
858155203
110
11111
SH
SOLE
11111
0
0
ANTARES PHARMA INC
COM
036642106
109
46069
SH
SOLE
46069
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
106
59400
SH
SOLE
59400
0
0
ALPHA AND OMEGA SEMICONDUCTR
COM
G6331P104
105
16342
SH
SOLE
16342
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
102
98286
SH
SOLE
98286
0
0
INTELLICHECK INC
COM
45817G201
98
28897
SH
SOLE
28897
0
0
FITBIT INC
CL A COM
33812L102
98
14707
SH
SOLE
14707
0
0
LGL GROUP INC
COM NPV
50186A108
97
10859
SH
SOLE
10859
0
0
SONOS INC
COM
83570H108
96
11363
SH
SOLE
11363
0
0
KEZAR LIFE SCIENCES
COM
49372L100
95
21720
SH
SOLE
21720
0
0
MURPHY OIL CORP
COM
626717102
92
15078
SH
SOLE
15078
0
0
ORION GROUP HOLDINGS INC
COM
68628V308
92
35505
SH
SOLE
35505
0
0
LIQUIDIA TECHNOLOGIES
COM
53635D202
87
18428
SH
SOLE
18428
0
0
CHAMPIONS ONCOLOGY INC
COM
15870P307
86
11676
SH
SOLE
11676
0
0
HARVARD BIOSCIENCE INC
COM
416906105
85
38359
SH
SOLE
38359
0
0
ADTRAN INC
COM
00738A106
85
11006
SH
SOLE
11006
0
0
SONIM TECHNOLOGIES INC
COM
83548F101
84
120231
SH
SOLE
120231
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
82
101301
SH
SOLE
101301
0
0
NEW HOME CO INC
COM
645370107
79
58007
SH
SOLE
58007
0
0
PRECISION BIOSCIENCES
COM CL A
74019P108
76
12540
SH
SOLE
12540
0
0
BIODELIVERY SCIENCES INTL
COM NPV
09060J106
75
19879
SH
SOLE
19879
0
0
TRECORA RESOURCES
COM
894648104
74
12502
SH
SOLE
12502
0
0
PBF ENERGY INC
CL A COM
69318G106
73
10267
SH
SOLE
10267
0
0
LSI INDUSTRIES INC
COM
50216C108
72
18916
SH
SOLE
18916
0
0
INNOVATIVE SOLTNS & SUPP INC
COM
45769N105
70
21983
SH
SOLE
21983
0
0
ARMSTRONG FLOORING INC
COM
04238R106
70
48862
SH
SOLE
48862
0
0
SYNLOGIC INC
COM
87166L100
67
39201
SH
SOLE
39201
0
0
TELARIA INC
COM
879181105
64
10609
SH
SOLE
10609
0
0
GULF ISLAND FABRICATION INC
COM NPV
402307102
64
21204
SH
SOLE
21204
0
0
RETRACTABLE TECHNOLOGIES INC
COM NPV
76129W105
63
40300
SH
SOLE
40300
0
0
DASAN ZHONE SOLUTIONS INC
COM
23305L206
61
14579
SH
SOLE
14579
0
0
POTBELLY CORP
COM
73754Y100
60
19570
SH
SOLE
19570
0
0
GOLDFIELD CORP
COM
381370105
60
21229
SH
SOLE
21229
0
0
CYCLERION THERAPEUTICS
WHEN ISSUED
23255M105
56
21265
SH
SOLE
21265
0
0
ACCURAY INC
COM
004397105
56
29654
SH
SOLE
29654
0
0
EVERSPIN TECHNOLOGIES INC
COM
30041T104
55
20804
SH
SOLE
20804
0
0
RIMINI STREET INC
COM
76674Q107
53
13019
SH
SOLE
13019
0
0
NAUTILUS INC
COM NPV
63910B102
49
18816
SH
SOLE
18816
0
0
CONFORMIS INC
COM
20717E101
46
72500
SH
SOLE
72500
0
0
PEABODY ENERGY CORP
WHEN ISSUED
704551100
44
15100
SH
SOLE
15100
0
0
DURECT CORP
COM
266605104
43
27800
SH
SOLE
27800
0
0
EVERI HOLDINGS INC
COM
30034T103
40
12229
SH
SOLE
12229
0
0
COMMERCIAL VEHICLE GROUP INC
COM
202608105
40
26635
SH
SOLE
26635
0
0
CHIASMA INC
COM
16706W102
40
10900
SH
SOLE
10900
0
0
PFSWEB INC
COM
717098206
39
13101
SH
SOLE
13101
0
0
FLUENT INC
COM
34380C102
33
28327
SH
SOLE
28327
0
0
LSB INDUSTRIES INC
COM
502160104
33
15488
SH
SOLE
15488
0
0
EMCORE CORP
COM NPV
290846203
30
13590
SH
SOLE
13590
0
0
ADURO BIOTECH INC
COM
00739L101
29
10700
SH
SOLE
10700
0
0
RED LION HOTELS CORP
COM
756764106
26
17688
SH
SOLE
17688
0
0
ALASKA COMMUNICATIONS SYS GP
COM
01167P101
26
14800
SH
SOLE
14800
0
0
SYNACOR INC
COM
871561106
23
22700
SH
SOLE
22700
0
0
SHILOH INDUSTRIES INC
COM
824543102
23
18413
SH
SOLE
18413
0
0
KOSMOS ENERGY LTD
COM
500688106
22
24775
SH
SOLE
24775
0
0
LEE ENTERPRISES INC
COM
523768109
21
21287
SH
SOLE
21287
0
0
A. H. BELO CORP
CL A COM
001282102
19
11331
SH
SOLE
11331
0
0
NEOS THERAPEUTICS INC
COM
64052L106
19
24689
SH
SOLE
24689
0
0
FLOTEK INDUSTRIES INC
COM
343389102
18
19868
SH
SOLE
19868
0
0
CHIMERIX INC
COM
16934W106
16
11064
SH
SOLE
11064
0
0
ANTERO RESOURCES CORP
COM
03674X106
10
14500
SH
SOLE
14500
0
0
FORUM ENERGY TECH INC
COM
34984V100
7
40624
SH
SOLE
40624
0
0
AKORN INC
COM NPV
009728106
7
11700
SH
SOLE
11700
0
0