0000099780-25-000005.txt : 20250103 0000099780-25-000005.hdr.sgml : 20250103 20250103164649 ACCESSION NUMBER: 0000099780-25-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220623 FILED AS OF DATE: 20250103 DATE AS OF CHANGE: 20250103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Biesterfeld Robert C Jr CENTRAL INDEX KEY: 0001663286 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 25507253 MAIL ADDRESS: STREET 1: 14701 CHARLSON RD CITY: EDEN PRAIRIE STATE: MN ZIP: 55347 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14221 N DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 214-631-4420 MAIL ADDRESS: STREET 1: 14221 N DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 4 1 wk-form4_1735940803.xml FORM 4 X0508 4 2022-06-23 0 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001663286 Biesterfeld Robert C Jr 14221 N DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 1 0 0 0 0 Common Stock 2022-06-23 4 P 0 49 23.84 A 49 I By the Robert C. Biesterfeld Jr. Revocable Trust Common Stock 2022-09-30 4 S 0 38 21.35 D 11 I By the Robert C. Biesterfeld Jr. Revocable Trust Common Stock 2023-03-17 4 P 0 24 22.06 A 35 I By the Robert C. Biesterfeld Jr. Revocable Trust Trinity Phantom Stock Units 0 2024-12-31 4 A 0 776 35.10 A Common Stock 776 8808 D Mr. Biesterfeld holds 35 shares of the common stock of Trinity Industries, Inc. (the "Company") through the Robert C. Biesterfeld Jr. Revocable Trust, of which he is the trustee and beneficiary. The trust's investments are actively managed by a third-party investment manager. At the time Mr. Biesterfeld joined the Company's Board of Directors on September 7, 2022, the trust held 49 shares of Company stock, which were inadvertently omitted from the Form 3 filed regarding his initial ownership of Company stock. The third-party investment manager erroneously executed the transactions described above during September 2022 and March 2023 contrary to Mr. Biesterfeld's instructions. Ownership of these shares and the related transactions were recently discovered, leading to this disclosure. The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Phillip M. Kim For: Robert C. Biesterfeld Jr. 2025-01-03