0001209191-21-042840.txt : 20210623
0001209191-21-042840.hdr.sgml : 20210623
20210623191826
ACCESSION NUMBER: 0001209191-21-042840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210621
FILED AS OF DATE: 20210623
DATE AS OF CHANGE: 20210623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Equity Investors Side VII, L.P.
CENTRAL INDEX KEY: 0001663275
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039884
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: (310) 954-0444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Equity Investors VII, L.P.
CENTRAL INDEX KEY: 0001663281
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039885
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: (310) 954-0444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LGP Associates VII-A LLC
CENTRAL INDEX KEY: 0001707739
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039880
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: (310) 954-0444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LGP Associates VII-B LLC
CENTRAL INDEX KEY: 0001707741
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039879
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: (310) 954-0444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capri Coinvest LP
CENTRAL INDEX KEY: 0001718326
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039883
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: (310) 954-0444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capri Acquisitions Topco Ltd
CENTRAL INDEX KEY: 0001837424
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039882
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3109540444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEI VII Capri AIV, L.P.
CENTRAL INDEX KEY: 0001722133
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039878
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: (310) 954-0444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD
STREET 2: SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEI Capital VII, LLC
CENTRAL INDEX KEY: 0001818056
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039877
BUSINESS ADDRESS:
STREET 1: 1111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3109540444
MAIL ADDRESS:
STREET 1: 1111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEI Capri VII, LLC
CENTRAL INDEX KEY: 0001837181
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039876
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3109540444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEI VII Capri Holdings, LLC
CENTRAL INDEX KEY: 0001837321
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38911
FILM NUMBER: 211039881
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3109540444
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BOULEVARD, SUITE 2000
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLARIVATE Plc
CENTRAL INDEX KEY: 0001764046
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 SPRING GARDEN STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19130
BUSINESS PHONE: (215) 386-0100
MAIL ADDRESS:
STREET 1: 1500 SPRING GARDEN STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19130
FORMER COMPANY:
FORMER CONFORMED NAME: Clarivate Analytics PLC
DATE OF NAME CHANGE: 20190108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-21
0
0001764046
CLARIVATE Plc
CCC
0001663281
Green Equity Investors VII, L.P.
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001663275
Green Equity Investors Side VII, L.P.
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001718326
Capri Coinvest LP
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001837424
Capri Acquisitions Topco Ltd
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001837321
GEI VII Capri Holdings, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001707739
LGP Associates VII-A LLC
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001707741
LGP Associates VII-B LLC
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001722133
GEI VII Capri AIV, L.P.
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001818056
GEI Capital VII, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
0001837181
GEI Capri VII, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2000
LOS ANGELES
CA
90025
1
0
1
0
Ordinary Shares
2021-06-21
4
J
0
33763998
D
0
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
33763998
A
33763998
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
47264079
D
0
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
47264079
A
47264079
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
6234835
D
0
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
6234835
A
6234835
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
28094163
D
0
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
28094163
A
28094163
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
121171
D
0
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
121171
A
121171
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
1188261
D
0
I
See footnote.
Ordinary Shares
2021-06-21
4
J
0
1188261
A
1188261
I
See footnote.
In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.
Represents Ordinary Shares held by Topco on behalf of Green Equity Investors VII, L.P. ("GEI VII") through Holdings, of which GEI VII is a member.
GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").
Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.
Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.
Represents Ordinary Shares held by Holdings on behalf of GEI VII.
Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member.
Represents Ordinary Shares held by Holdings on behalf of GEI Side VII.
Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member.
Represents Ordinary Shares held by Holdings on behalf of AIV.
Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member.
Represents Ordinary Shares held by Holdings on behalf of Coinvest.
Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member.
Represents Ordinary Shares held by Holdings on behalf of Associates VII-A.
Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member.
Represents Ordinary Shares held by Holdings on behalf of Associates VII-B.
Mr. Usama Cortas is a member of the board of directors of the Issuer, and a partner of LGP, which is an affiliate of the other reporting persons (the "LGP Entities"). Accordingly, Mr. Cortas may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be a director for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Form 1 of 2
/s/ Andrew Goldberg, attorney-in-fact
2021-06-23