Chief Compliance Officer

0001606587-21-001423.txt : 20211027 0001606587-21-001423.hdr.sgml : 20211027 20211027115109 ACCESSION NUMBER: 0001606587-21-001423 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211027 DATE AS OF CHANGE: 20211027 EFFECTIVENESS DATE: 20211027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Darwin Advisors, LLC CENTRAL INDEX KEY: 0001663224 IRS NUMBER: 461558828 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17491 FILM NUMBER: 211351637 BUSINESS ADDRESS: STREET 1: 4601 W. NORTH A STREET CITY: TAMPA STATE: FL ZIP: 33609 BUSINESS PHONE: 727-524-1427 MAIL ADDRESS: STREET 1: 4601 W. NORTH A STREET CITY: TAMPA STATE: FL ZIP: 33609 FORMER COMPANY: FORMER CONFORMED NAME: Harwood Advisory Group, LLC DATE OF NAME CHANGE: 20160108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001663224 XXXXXXXX 09-30-2021 09-30-2021 false Darwin Advisors, LLC

4601 W. North A Street Tampa FL 33609

13F HOLDINGS REPORT 028-17491 N Michael Sorrentino Chief Compliance Officer 427-524-1427 Michael Sorrentino Tampa FL 10-27-2021 0 170 625386 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 330 1879 SH SOLE NONE 0 0 1879 ABERDEEN STANDARD GOLD ETF PHYSCL GOLD SHS 00326A104 31128 1847358 SH SOLE NONE 0 0 1847358 ACCENTURE PLC SHS CLASS A G1151C101 439 1374 SH SOLE NONE 0 0 1374 ADOBE INC COM 00724F101 5206 9042 SH SOLE NONE 0 0 9042 ADVANCED MICRO DEVICES INC COM 007903107 1909 18549 SH SOLE NONE 0 0 18549 ALLSTATE CORP COM 020002101 400 3140 SH SOLE NONE 0 0 3140 ALPHABET INC CAP STK CL C 02079K107 1882 706 SH SOLE NONE 0 0 706 ALPHABET INC CAP STK CL A 02079K305 5350 2001 SH SOLE NONE 0 0 2001 AMAZON.COM INC COM 023135106 9919 3020 SH SOLE NONE 0 0 3020 AMERICAN WATER WORKS CO INC COM 030420103 486 2875 SH SOLE NONE 0 0 2875 AMPLIFY BLACKSWAN GR & TRSRY COR ETF BLACKSWAN GRWT 032108888 3970 115979 SH SOLE NONE 0 0 115979 ANFIELD UNIVERSAL FIXED INCOME ETF ANFIELD UNVL ETF 90214Q766 26044 2704418 SH SOLE NONE 0 0 2704418 ANSYS INC COM 03662Q105 1281 3762 SH SOLE NONE 0 0 3762 APPLE INC COM 037833100 13294 93954 SH SOLE NONE 0 0 93954 AT&T INC COM 00206R102 622 23041 SH SOLE NONE 0 0 23041 AUTOMATIC DATA PROCESSING INC COM 053015103 2313 11570 SH SOLE NONE 0 0 11570 BALL CORP COM 058498106 1059 11770 SH SOLE NONE 0 0 11770 BERKSHIRE HATHAWAY INC CL B NEW 084670702 624 2286 SH SOLE NONE 0 0 2286 BIOGEN INC COM 09062X103 1203 4250 SH SOLE NONE 0 0 4250 BROADCOM INC COM 11135F101 1469 3029 SH SOLE NONE 0 0 3029 CHIPOTLE MEXICAN GRILL INC COM 169656105 222 122 SH SOLE NONE 0 0 122 CISCO SYSTEMS INC COM 17275R102 362 6656 SH SOLE NONE 0 0 6656 CLOROX CO COM 189054109 440 2655 SH SOLE NONE 0 0 2655 COCA-COLA CO COM 191216100 314 5985 SH SOLE NONE 0 0 5985 COMCAST CORP CL A 20030N101 3824 68368 SH SOLE NONE 0 0 68368 COMMUNICATION SERVICES SEL SECT SPDRETF COMMUNICATION 81369Y852 1388 17330 SH SOLE NONE 0 0 17330 CONSUMER DISCRET SEL SECT SPDR ETF SBI CONS DISCR 81369Y407 2185 12174 SH SOLE NONE 0 0 12174 COSTCO WHOLESALE CORP COM 22160K105 3164 7042 SH SOLE NONE 0 0 7042 COUPA SOFTWARE INC COM 22266L106 346 1578 SH SOLE NONE 0 0 1578 DANAHER CORP COM 235851102 389 1279 SH SOLE NONE 0 0 1279 DUKE ENERGY CORP COM NEW 26441C204 511 5240 SH SOLE NONE 0 0 5240 EATON CORP PLC SHS G29183103 964 6456 SH SOLE NONE 0 0 6456 ELECTRAMECCANICA VEHICLES CORP LTD COM NEW 284849205 38 10784 SH SOLE NONE 0 0 10784 ELI LILLY AND CO COM 532457108 221 956 SH SOLE NONE 0 0 956 EXXON MOBIL CORP COM 30231G102 587 9975 SH SOLE NONE 0 0 9975 FACEBOOK INC CL A 30303M102 812 2392 SH SOLE NONE 0 0 2392 FIDELITY LOW VOLATILITY FACTOR ETF LOW VOLITY ETF 316092824 407 8562 SH SOLE NONE 0 0 8562 FIDELITY MOMENTUM FACTOR ETF MOMENTUM FACTR 316092816 403 8222 SH SOLE NONE 0 0 8222 FIDELITY QUALITY FACTOR ETF QLTY FCTOR ETF 316092790 234 4707 SH SOLE NONE 0 0 4707 FINANCIAL SELECT SECTOR SPDR ETF FINANCIAL 81369Y605 2380 63429 SH SOLE NONE 0 0 63429 FIRST TRUST BICK ETF COM SHS 33733H107 5306 155478 SH SOLE NONE 0 0 155478 FIRST TRUST CAPITAL STRENGTH ETF CAP STRENGTH ETF 33733E104 12644 168994 SH SOLE NONE 0 0 168994 FIRST TRUST DOW JONES INTERNET ETF DJ INTERNT IDX 33733E302 363 1537 SH SOLE NONE 0 0 1537 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF FST TR GLB FD 33739H101 506 20984 SH SOLE NONE 0 0 20984 FIRST TRUST LOW DURATION OPPOS ETF FST LOW OPPT EFT 33739Q200 16186 320010 SH SOLE NONE 0 0 320010 FIRST TRUST NASDAQ-100-TECH SECTOR ETF SHS 337345102 290 1835 SH SOLE NONE 0 0 1835 FIRST TRUST TACTICAL HIGH YIELD ETF FIRST TR TA HIYL 33738D408 22106 458731 SH SOLE NONE 0 0 458731 FIRST TRUST TCW SECURITIZED PLUS ETF TCW SECURITIZED 33740U109 7378 284426 SH SOLE NONE 0 0 284426 FIRST TRUST TCW UNCONSTRAINED PLS BD ETF TCW UNCONSTRAI 33740F888 23076 868186 SH SOLE NONE 0 0 868186 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF TCW OPPORTUNIS 33740F805 23709 442753 SH SOLE NONE 0 0 442753 FORTUNE BRANDS HOME & SECURITY INC COM 34964C106 200 2240 SH SOLE NONE 0 0 2240 FRANKLIN RESOURCES INC COM 354613101 470 15812 SH SOLE NONE 0 0 15812 GENERAL MILLS INC COM 370334104 491 8207 SH SOLE NONE 0 0 8207 HEALTH CARE SELECT SECTOR SPDR ETF SBI HEALTHCARE 81369Y209 2202 17299 SH SOLE NONE 0 0 17299 HONEYWELL INTERNATIONAL INC COM 438516106 3563 16785 SH SOLE NONE 0 0 16785 ILLINOIS TOOL WORKS INC COM 452308109 805 3897 SH SOLE NONE 0 0 3897 INDUSTRIAL SELECT SECTOR SPDR ETF SBI INT-INDS 81369Y704 1945 19876 SH SOLE NONE 0 0 19876 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 1651 11885 SH SOLE NONE 0 0 11885 INTUIT INC COM 461202103 298 553 SH SOLE NONE 0 0 553 INVESCO GLOBAL LISTED PRIVATE EQUITY ETF GBL LISTED PVT 46137V589 948 63302 SH SOLE NONE 0 0 63302 INVESCO MOD CNSRV MULTI-ASST ALLC ETF MDRTLY CNSRTIV 46090A507 164 10622 SH SOLE NONE 0 0 10622 INVESCO NASDAQ INTERNET ETF NASDAQ INTERNT 46137V530 15267 64000 SH SOLE NONE 0 0 64000 INVESCO QQQ TRUST UNIT SER 1 46090E103 57461 160523 SH SOLE NONE 0 0 160523 INVESCO S&P 500 GARP ETF S&P 500 GARP ETF 46137V431 306 3519 SH SOLE NONE 0 0 3519 INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 11568 77210 SH SOLE NONE 0 0 77210 INVESCO S&P 500 LOW VOLATILITY ETF S&P500 LOW VOL 46138E354 1116 18341 SH SOLE NONE 0 0 18341 INVESCO S&P 500 PURE GROWTH ETF S&P500 PUR GWT 46137V266 2407 12502 SH SOLE NONE 0 0 12502 IQ HEDGE MULTI-STRATEGY TRACKER ETF HEDGE MLTI ETF 45409B107 4284 134900 SH SOLE NONE 0 0 134900 ISHARES 1 3 YR TREAS BD 464287457 2825 32794 SH SOLE NONE 0 0 32794 ISHARES ISHS 1-5YR INVS 464288646 13403 245304 SH SOLE NONE 0 0 245304 ISHARES CORE CONSERVATIVE ALLOCATION ETF CONSER ALLOC ETF 464289883 2877 72842 SH SOLE NONE 0 0 72842 ISHARES CORE MODERATE ALLOCATION ETF MODERT ALLOC ETF 464289875 686 15327 SH SOLE NONE 0 0 15327 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 5200 12071 SH SOLE NONE 0 0 12071 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 8262 75664 SH SOLE NONE 0 0 75664 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1029 8964 SH SOLE NONE 0 0 8964 ISHARES EDGE MSCI USA MOMENTUM FCTR ETF MSCI USA MMENTM 46432F396 879 5005 SH SOLE NONE 0 0 5005 ISHARES INTERMEDIATE GOVT/CRDT BD ETF INTRM GOV CR ETF 464288612 210 1822 SH SOLE NONE 0 0 1822 ISHARES JP MORGAN EM CORPORATE BOND ETF JP MRG EM CRP BD 464286251 3330 64185 SH SOLE NONE 0 0 64185 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9487 121615 SH SOLE NONE 0 0 121615 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 5770 114526 SH SOLE NONE 0 0 114526 ISHARES MSCI GLOBAL MULTIFACTOR ETF MSCI GBL MULTIFC 46434V316 12134 328765 SH SOLE NONE 0 0 328765 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 974 3553 SH SOLE NONE 0 0 3553 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 814 5203 SH SOLE NONE 0 0 5203 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 351 1606 SH SOLE NONE 0 0 1606 ISHARES RUSSELL 2000 GROWTH ETF RUS 2000 GRW ETF 464287648 1347 4587 SH SOLE NONE 0 0 4587 ISHARES RUSSELL MID-CAP GROWTH ETF RUS MD CP GR ETF 464287481 12565 112116 SH SOLE NONE 0 0 112116 ISHARES RUSSELL TOP 200 GROWTH ETF RUS TP200 GR ETF 464289438 3093 20258 SH SOLE NONE 0 0 20258 ISHARES S&P 100 ETF S&P 100 ETF 464287101 3708 18781 SH SOLE NONE 0 0 18781 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 510 6894 SH SOLE NONE 0 0 6894 ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 464287408 407 2797 SH SOLE NONE 0 0 2797 ISHARES US HEALTHCARE ETF US HLTHCARE ETF 464287762 285 1031 SH SOLE NONE 0 0 1031 ISHARES YIELD OPTIMIZED BOND ETF YLD OPTIM BD 46434V787 3587 142868 SH SOLE NONE 0 0 142868 JOHNSON & JOHNSON COM 478160104 3309 20490 SH SOLE NONE 0 0 20490 JPMORGAN CHASE & CO COM 46625H100 836 5107 SH SOLE NONE 0 0 5107 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 278 5479 SH SOLE NONE 0 0 5479 L3HARRIS TECHNOLOGIES INC COM 502431109 470 2136 SH SOLE NONE 0 0 2136 LAM RESEARCH CORP COM 512807108 752 1320 SH SOLE NONE 0 0 1320 LENNAR CORP CL A 526057104 1464 15628 SH SOLE NONE 0 0 15628 LOCKHEED MARTIN CORP COM 539830109 759 2199 SH SOLE NONE 0 0 2199 LOWE'S COMPANIES INC COM 548661107 513 2529 SH SOLE NONE 0 0 2529 MARRIOTT INTERNATIONAL INC CL A 571903202 209 1412 SH SOLE NONE 0 0 1412 MASTERCARD INC CL A 57636Q104 338 972 SH SOLE NONE 0 0 972 MATERIALS SELECT SECTOR SPDR ETF SBI MATERIALS 81369Y100 525 6632 SH SOLE NONE 0 0 6632 MCDONALD'S CORP COM 580135101 303 1257 SH SOLE NONE 0 0 1257 MCEWEN MINING INC COM 58039P107 23 22137 SH SOLE NONE 0 0 22137 MICRON TECHNOLOGY INC COM 595112103 1417 19962 SH SOLE NONE 0 0 19962 MICROSOFT CORP COM 594918104 8080 28659 SH SOLE NONE 0 0 28659 NATIONWIDE RISK-MANAGED INCOME ETF NATIONWIDE RSK 26922A172 2398 87345 SH SOLE NONE 0 0 87345 NETFLIX INC COM 64110L106 6257 10251 SH SOLE NONE 0 0 10251 NUVEEN AMT-FREE MUNICIPAL INCOME FUND COM 670657105 177 11650 SH SOLE NONE 0 0 11650 NUVEEN TAX-ADVANTAGED DIVIDEND GR FUND COM 67073G105 230 14511 SH SOLE NONE 0 0 14511 NVIDIA CORP COM 67066G104 6235 30097 SH SOLE NONE 0 0 30097 O'REILLY AUTOMOTIVE INC COM 67103H107 334 546 SH SOLE NONE 0 0 546 PALANTIR TECHNOLOGIES INC CL A 69608A108 203 8450 SH SOLE NONE 0 0 8450 PAYPAL HOLDINGS INC COM 70450Y103 3904 15005 SH SOLE NONE 0 0 15005 PEPSICO INC COM 713448108 209 1388 SH SOLE NONE 0 0 1388 PFIZER INC COM 717081103 292 6791 SH SOLE NONE 0 0 6791 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF SHTRM MUN BD ACT 72201R874 220 4297 SH SOLE NONE 0 0 4297 PROCTER & GAMBLE CO COM 742718109 3503 25057 SH SOLE NONE 0 0 25057 PROGRESSIVE CORP COM 743315103 489 5405 SH SOLE NONE 0 0 5405 PROSHARES S&P 500 DIVIDEND ARISTOCRATS S&P 500 DV ARIST 74348A467 2151 24302 SH SOLE NONE 0 0 24302 QUALCOMM INC COM 747525103 2562 19863 SH SOLE NONE 0 0 19863 REAL ESTATE SELECT SECTOR SPDR RL EST SEL SEC 81369Y860 235 5296 SH SOLE NONE 0 0 5296 S&P GLOBAL INC COM 78409V104 1340 3154 SH SOLE NONE 0 0 3154 SCHWAB SHORT-TERM US TREASURY SHT TM US TRES 808524862 364 7115 SH SOLE NONE 0 0 7115 SEACOAST BANKING CORP OF FLORIDA COM NEW 811707801 431 12750 SH SOLE NONE 0 0 12750 SPDR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 6458 140321 SH SOLE NONE 0 0 140321 SPDR BLMBG BARCLAYS SPDR BLOOMBERG 78468R663 821 8982 SH SOLE NONE 0 0 8982 SPDR DOW JONES INDUSTRIAL AVRG ETF TR UT SER 1 78467X109 224 663 SH SOLE NONE 0 0 663 SPDR GOLD SHARES GOLD SHS 78463V107 1618 9854 SH SOLE NONE 0 0 9854 SPDR PORTFOLIO AGGREGATE BOND ETF PORTFOLIO AGRGTE 78464A649 841 28174 SH SOLE NONE 0 0 28174 SPDR PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 219 4344 SH SOLE NONE 0 0 4344 SPDR PORTFOLIO S&P 500 GROWTH ETF PRTFLO S&P500 GW 78464A409 3444 53788 SH SOLE NONE 0 0 53788 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 1050 2446 SH SOLE NONE 0 0 2446 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SSGA US LRG ETF 78468R804 1709 12811 SH SOLE NONE 0 0 12811 SQUARE INC CL A 852234103 2249 9376 SH SOLE NONE 0 0 9376 STARBUCKS CORP COM 855244109 2474 22426 SH SOLE NONE 0 0 22426 TARGET CORP COM 87612E106 243 1061 SH SOLE NONE 0 0 1061 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 30820 206404 SH SOLE NONE 0 0 206404 TESLA INC COM 88160R101 4134 5331 SH SOLE NONE 0 0 5331 THE HOME DEPOT INC COM 437076102 3089 9410 SH SOLE NONE 0 0 9410 THE WALT DISNEY CO COM 254687106 619 3660 SH SOLE NONE 0 0 3660 THERMO FISHER SCIENTIFIC INC COM 883556102 620 1086 SH SOLE NONE 0 0 1086 T-MOBILE US INC COM 872590104 2765 21642 SH SOLE NONE 0 0 21642 TWILIO INC CL A 90138F102 327 1024 SH SOLE NONE 0 0 1024 ULTA BEAUTY INC COM 90384S303 233 646 SH SOLE NONE 0 0 646 UNION PACIFIC CORP COM 907818108 224 1142 SH SOLE NONE 0 0 1142 UNITED PARCEL SERVICE INC CL B 911312106 1210 6645 SH SOLE NONE 0 0 6645 UNITEDHEALTH GROUP INC COM 91324P102 679 1737 SH SOLE NONE 0 0 1737 VANECK VECTORS AMT-FREE INTERM MUNI ETF INTRMDT MUNI ETF 92189H201 312 6080 SH SOLE NONE 0 0 6080 VANECK VECTORS AMT-FREE LONG MUNI ETF LONG MUNI ETF 92189F536 216 10053 SH SOLE NONE 0 0 10053 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 1374 8945 SH SOLE NONE 0 0 8945 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 771 7458 SH SOLE NONE 0 0 7458 VANGUARD LONG-TERM BOND ETF LONG TERM BOND 921937793 4828 47184 SH SOLE NONE 0 0 47184 VANGUARD MEGA CAP GROWTH ETF MEGA GRWTH IND 921910816 47515 202366 SH SOLE NONE 0 0 202366 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1314 12915 SH SOLE NONE 0 0 12915 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 867 2199 SH SOLE NONE 0 0 2199 VANGUARD TAX-EXEMPT BOND ETF TAX EXEMPT BD 922907746 210 3841 SH SOLE NONE 0 0 3841 VANGUARD TOTAL BOND MARKET ETF TOTAL BND MRKT 921937835 2990 34989 SH SOLE NONE 0 0 34989 VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 1512 6810 SH SOLE NONE 0 0 6810 VERIZON COMMUNICATIONS INC COM 92343V104 728 13473 SH SOLE NONE 0 0 13473 VISA INC COM CL A 92826C839 413 1856 SH SOLE NONE 0 0 1856 WALMART INC COM 931142103 336 2412 SH SOLE NONE 0 0 2412 WASTE MANAGEMENT INC COM 94106L109 241 1617 SH SOLE NONE 0 0 1617 WISDOMTREE YIELD ENHANCED US AGGT BD ETF YIELD ENHANCD US 97717X511 1033 19891 SH SOLE NONE 0 0 19891 ZOETIS INC CL A 98978V103 353 1819 SH SOLE NONE 0 0 1819 ISHARES 20 YR TR BD ETF 464287432 1805 12507 SH SOLE NONE 0 0 12507 ISHARES IBOXX INV CP ETF 464287242 219 1644 SH SOLE NONE 0 0 1644 ISHARES TIPS BD ETF 464287176 1860 14563 SH SOLE NONE 0 0 14563 ALIBABA GROUP HOLDING LTD ADR SPONSORED SPONSORED ADS 01609W102 1047 7069 SH SOLE NONE 0 0 1047