0001663200-23-000007.txt : 20231106 0001663200-23-000007.hdr.sgml : 20231106 20231106165528 ACCESSION NUMBER: 0001663200-23-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231102 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE KYLE B CENTRAL INDEX KEY: 0001663200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 231380586 MAIL ADDRESS: STREET 1: ALASKA AIR GROUP, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 wk-form4_1699307719.xml FORM 4 X0508 4 2023-11-02 0 0000766421 ALASKA AIR GROUP, INC. ALK 0001663200 LEVINE KYLE B ALASKA AIR GROUP, INC. 19300 INTERNATIONAL BLVD SEATTLE WA 98188 0 1 0 0 SVP LEGAL & GEN COUNSEL 0 COMMON STOCK 2023-11-05 4 M 0 987 0 A 14742 D COMMON STOCK 2023-11-05 4 F 0 389 33.56 D 14450 D RESTRICTED STOCK UNITS 0 2023-11-02 4 A 0 14570 0 A COMMON STOCK 14570 14570 D RESTRICTED STOCK UNITS 0 2023-11-05 4 M 0 987 0 D COMMON STOCK 987 0 D Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Includes 97 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The RSUs vest in three annual installments as follows: 4,856 shares on November 2, 2024; 4,857 shares on November 2, 2025; and 4,857 shares on November 2, 2026. The RSUs disposed were from a grant of 2,960 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 986 shares on November 5, 2021; 987 shares on November 5, 2022; and 987 shares on November 5, 2023. /s/ Howard Kuppler, by power of attorney 2023-11-06