0000950170-23-025427.txt : 20230531 0000950170-23-025427.hdr.sgml : 20230531 20230531173152 ACCESSION NUMBER: 0000950170-23-025427 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220919 FILED AS OF DATE: 20230531 DATE AS OF CHANGE: 20230531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOGHI ALEXANDER CENTRAL INDEX KEY: 0001663166 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56228 FILM NUMBER: 23982309 MAIL ADDRESS: STREET 1: SUITE 1550 STREET 2: 300 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: iANTHUS CAPITAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001643154 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1980, 1075 WEST GEORGIA ST. CITY: VANCOUVER STATE: A1 ZIP: V6E 3C9 BUSINESS PHONE: 604-688-9588 MAIL ADDRESS: STREET 1: SUITE 1980, 1075 WEST GEORGIA ST. CITY: VANCOUVER STATE: A1 ZIP: V6E 3C9 FORMER COMPANY: FORMER CONFORMED NAME: GENARCA HOLDINGS LTD DATE OF NAME CHANGE: 20150522 4/A 1 ownership.xml 4/A X0407 4/A 2022-09-19 2022-09-23 0001643154 iANTHUS CAPITAL HOLDINGS, INC. ITHUF 0001663166 SHOGHI ALEXANDER C/O IANTHUS CAPITAL HOLDINGS, INC. 420 LEXINGTON AVENUE, SUITE 414 NEW YORK NY 10170 true false false false false Restricted Stock Units 2022-09-19 4 A false 6421570 0 A Common Stock 6421570 6421570 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. 1,960,785 of the restricted stock units vested one (1) day after the date of grant. The remaining 4,460,785 restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer. The original Form 4, filed on September 23, 2022, is being amended by this Form 4 Amendment solely to correct the inadvertent misdescription therein of the foregoing vesting schedule as well as to insert in Column 3 of Table II the correct grant date for the restricted stock units. Alexander Shoghi 2023-05-31