X0206 3 2015-12-29 0 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001663021 Hall Justin C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 1 General Counsel Common Stock 400 D Incentive Stock Option (right to buy) 30.5000 2023-02-01 Common Stock 1200 D Incentive Stock Option (right to buy) 42.7500 2023-09-26 Common Stock 760 D Incentive Stock Option (right to buy) 18.7500 2024-09-26 Common Stock 1200 D Incentive Stock Option (right to buy) 6.7500 2025-10-01 Common Stock 2000 D Restricted Stock Units Common Stock 1000 D Represents options granted pursuant to the 2007 Omnibus Incentive Plan. 25% vested on February 1, 2014, the first anniversary of the grant date. 6.25% vests every three months thereafter. Represents options granted pursuant to the 2007 Omnibus Incentive Plan. 25% vested on September 26, 2014, the first anniversary of the grant date. 6.25% vests every three months thereafter. Represents options granted pursuant to the 2007 Omnibus Incentive Plan. 25% vested on September 26, 2015, the first anniversary of the grant date. 6.25% vests every three months thereafter. Represents options granted pursuant to the 2007 Omnibus Incentive Plan. 25% will vest on October 1, 2016, the first anniversary of the grant date. 6.25% vests every three months thereafter. Represents restricted stock units granted on October 1, 2015 pursuant to the 2007 Omnibus Incentive Plan. 100% will vest on October 1, 2016, the first anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of NovaBay Pharmaceuticals, Inc. common stock. /s/ Justin M. Hall 2016-01-08