X0306 4 2016-08-26 0001431567 Oak Valley Bancorp OVLY 0001662767 HOLDER H RANDOLPH JR 125 NORTH THIRD AVENUE OAKDALE CA 95361 1 Common Stock 2016-08-26 4 P 0 10000 10 A 51434 I By Holder Enterprises, LLC Common Stock 2016-08-29 4 A 0 5000 9.91 A 56434 D The shares reported in Box 5 are the total shares owned by the Holder Enterprises, LLC. Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC). Initial award of restricted stock to director pursuant to Stock Incentive Plan. Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. The restricted stock will vest as follows: Vesting Date: Shares Vested: 08/29/2017 1000 08/29/2018 1000 08/29/2019 1000 08/29/2020 1000 08/29/2021 1000 /s/ Randolph H. Holder Jr. 2016-08-30