0001209191-20-045578.txt : 20200806 0001209191-20-045578.hdr.sgml : 20200806 20200806185646 ACCESSION NUMBER: 0001209191-20-045578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200804 FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moorjani Janesh CENTRAL INDEX KEY: 0001662734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 201083310 MAIL ADDRESS: STREET 1: C/O ELASTIC N.V. STREET 2: 800 WEST EL CAMINO REAL, SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-04 0 0001707753 Elastic N.V. ESTC 0001662734 Moorjani Janesh C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 0 1 0 0 Chief Financial Officer Ordinary Shares 2020-08-04 4 M 0 55000 10.15 A 75459 D Ordinary Shares 2020-08-04 4 S 0 15839 94.747 D 59620 D Ordinary Shares 2020-08-04 4 S 0 27885 95.5895 D 31735 D Ordinary Shares 2020-08-04 4 S 0 10562 96.5959 D 21173 D Ordinary Shares 2020-08-04 4 S 0 714 98.325 D 20459 D Ordinary Shares 2020-08-05 4 M 0 55000 10.15 A 75459 D Ordinary Shares 2020-08-05 4 S 0 38222 95.0445 D 37237 D Ordinary Shares 2020-08-05 4 S 0 16778 95.5255 D 20459 D Ordinary Shares 2020-08-06 4 M 0 55791 10.15 A 76250 D Ordinary Shares 2020-08-06 4 S 0 41937 92.0478 D 34313 D Ordinary Shares 2020-08-06 4 S 0 5941 92.8392 D 28372 D Ordinary Shares 2020-08-06 4 S 0 6973 93.7558 D 21399 D Ordinary Shares 2020-08-06 4 S 0 940 94.8011 D 20459 D Ordinary Shares (right to buy) 10.15 2020-08-04 4 M 0 55000 0.00 D 2027-09-06 Ordinary Shares 55000 302317 D Ordinary Shares (right to buy) 10.15 2020-08-05 4 M 0 55000 0.00 D 2027-09-06 Ordinary Shares 55000 247317 D Ordinary Shares (right to buy) 10.15 2020-08-06 4 M 0 55791 0.00 D 2027-09-06 Ordinary Shares 55791 191526 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.21 to $95.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (11) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.22 to $96,19, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.22 to $97.20, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.29 to $98.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.40 to $95.39, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.40 to $96.23, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.51 to $92.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.51 to $93.47, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.53 to $94.23, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.61 to $95.05, inclusive. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 28, 2018 and 1/48th of the ordinary shares subject to the option vest monthly thereafter. /s/ W.H. Baird Garrett, by power of attorney 2020-08-06