0001606587-22-001487.txt : 20220727 0001606587-22-001487.hdr.sgml : 20220727 20220727133351 ACCESSION NUMBER: 0001606587-22-001487 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220727 DATE AS OF CHANGE: 20220727 EFFECTIVENESS DATE: 20220727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Klingman & Associates, LLC CENTRAL INDEX KEY: 0001662449 IRS NUMBER: 061612508 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17124 FILM NUMBER: 221110396 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: SUITE 3800 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-867-7647 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: SUITE 3800 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662449 XXXXXXXX 06-30-2022 06-30-2022 false Klingman & Associates, LLC

120 WEST 45TH STREET SUITE 3800 New York NY 10036

13F HOLDINGS REPORT 028-17124 N Michael Paley 212-867-7647 Michael Paley New York NY 07-27-2022 0 193 1023415 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 1026 9441 SH SOLE NONE 0 0 9441 ABBVIE INC COM 00287Y109 1203 7854 SH SOLE NONE 0 0 7854 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 276 993 SH SOLE NONE 0 0 993 ADOBE SYSTEMS INCORPORATED COM 00724F101 239 653 SH SOLE NONE 0 0 653 ALLIANT ENERGY CORP COM 018802108 286 4876 SH SOLE NONE 0 0 4876 ALPHABET INC CAP STK CL A 02079K305 1375 631 SH SOLE NONE 0 0 631 ALPHABET INC CAP STK CL C 02079K107 1634 747 SH SOLE NONE 0 0 747 AMAZON COM INC COM 023135106 3303 31101 SH SOLE NONE 0 0 31101 AMERICAN CENTY ETF TR US SML CP VALU 025072877 623 9119 SH SOLE NONE 0 0 9119 AMGEN INC COM 031162100 220 903 SH SOLE NONE 0 0 903 APPLE INC COM 037833100 27693 202551 SH SOLE NONE 0 0 202551 APPLIED MATLS INC COM 038222105 1424 15650 SH SOLE NONE 0 0 15650 ATT INC COM 00206R102 227 10808 SH SOLE NONE 0 0 10808 AUTOMATIC DATA PROCESSING IN COM 053015103 934 4449 SH SOLE NONE 0 0 4449 BERKSHIRE HATHAWAY INC DEL CL A 084670108 409 1 SH SOLE NONE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2107 7719 SH SOLE NONE 0 0 7719 BK OF AMERICA CORP COM 060505104 227 7284 SH SOLE NONE 0 0 7284 BLACKROCK FLOATING RATE INCO COM 09255X100 210 18414 SH SOLE NONE 0 0 18414 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 159 14485 SH SOLE NONE 0 0 14485 BLACKSTONE INC COM 09260D107 1260 13810 SH SOLE NONE 0 0 13810 BROADSTONE NET LEASE INC COM 11135E203 293 14288 SH SOLE NONE 0 0 14288 BROWN BROWN INC COM 115236101 1956 33531 SH SOLE NONE 0 0 33531 CAMDEN PPTY TR SH BEN INT 133131102 274 2034 SH SOLE NONE 0 0 2034 CARMAX INC COM 143130102 249 2753 SH SOLE NONE 0 0 2753 CHEVRON CORP NEW COM 166764100 533 3678 SH SOLE NONE 0 0 3678 CISCO SYS INC COM 17275R102 465 10898 SH SOLE NONE 0 0 10898 CITIZENS FINL GROUP INC COM 174610105 11520 322793 SH SOLE NONE 0 0 322793 COCA COLA CO COM 191216100 410 6515 SH SOLE NONE 0 0 6515 COLGATE PALMOLIVE CO COM 194162103 234 2918 SH SOLE NONE 0 0 2918 COMCAST CORP NEW CL A 20030N101 216 5498 SH SOLE NONE 0 0 5498 COMPASS INC CL A 20464U100 2694 746326 SH SOLE NONE 0 0 746326 CONSOLIDATED EDISON INC COM 209115104 265 2782 SH SOLE NONE 0 0 2782 COSTCO WHSL CORP NEW COM 22160K105 571 1192 SH SOLE NONE 0 0 1192 CREDIT ACCEP CORP MICH COM 225310101 346 731 SH SOLE NONE 0 0 731 CROCS INC COM 227046109 2382 48936 SH SOLE NONE 0 0 48936 CSX CORP COM 126408103 251 8650 SH SOLE NONE 0 0 8650 CVS HEALTH CORP COM 126650100 274 2959 SH SOLE NONE 0 0 2959 DANAHER CORPORATION COM 235851102 355 1401 SH SOLE NONE 0 0 1401 DARIOHEALTH CORP COM NEW 23725P209 90 14642 SH SOLE NONE 0 0 14642 DATADOG INC CL A COM 23804L103 20987 220359 SH SOLE NONE 0 0 220359 DEERE CO COM 244199105 238 796 SH SOLE NONE 0 0 796 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 281 9721 SH SOLE NONE 0 0 9721 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 612 15010 SH SOLE NONE 0 0 15010 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 2578 64099 SH SOLE NONE 0 0 64099 DISNEY WALT CO COM 254687106 455 4825 SH SOLE NONE 0 0 4825 DOMINION ENERGY INC COM 25746U109 236 2953 SH SOLE NONE 0 0 2953 DOUBLEVERIFY HLDGS INC COM 25862V105 359 15834 SH SOLE NONE 0 0 15834 DUKE ENERGY CORP NEW COM NEW 26441C204 269 2510 SH SOLE NONE 0 0 2510 EQUITY RESIDENTIAL SH BEN INT 29476L107 368 5098 SH SOLE NONE 0 0 5098 EXXON MOBIL CORP COM 30231G102 2063 24086 SH SOLE NONE 0 0 24086 F5 INC COM 315616102 263 1717 SH SOLE NONE 0 0 1717 GENERAL ELECTRIC CO COM NEW 369604301 533 8379 SH SOLE NONE 0 0 8379 GENERAL MLS INC COM 370334104 374 4953 SH SOLE NONE 0 0 4953 HERSHEY CO COM 427866108 491 2283 SH SOLE NONE 0 0 2283 HOME DEPOT INC COM 437076102 2006 7313 SH SOLE NONE 0 0 7313 HONEYWELL INTL INC COM 438516106 445 2558 SH SOLE NONE 0 0 2558 INTEL CORP COM 458140100 715 19105 SH SOLE NONE 0 0 19105 INTERNATIONAL BUSINESS MACHS COM 459200101 460 3260 SH SOLE NONE 0 0 3260 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 247 6213 SH SOLE NONE 0 0 6213 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 718 24655 SH SOLE NONE 0 0 24655 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 14176 202897 SH SOLE NONE 0 0 202897 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 1014 12954 SH SOLE NONE 0 0 12954 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 990 9723 SH SOLE NONE 0 0 9723 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 4516 72842 SH SOLE NONE 0 0 72842 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1352 60930 SH SOLE NONE 0 0 60930 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 22343 150762 SH SOLE NONE 0 0 150762 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1929 14368 SH SOLE NONE 0 0 14368 INVESCO QQQ TR UNIT SER 1 46090E103 627 2236 SH SOLE NONE 0 0 2236 ISHARES INC CORE MSCI EMKT 46434G103 2302 46912 SH SOLE NONE 0 0 46912 ISHARES INC MSCI GBL MIN VOL 464286525 211 2231 SH SOLE NONE 0 0 2231 ISHARES TR 1 3 YR TREAS BD 464287457 616 7440 SH SOLE NONE 0 0 7440 ISHARES TR COHEN STEER REIT 464287564 246 4052 SH SOLE NONE 0 0 4052 ISHARES TR CORE HIGH DV ETF 46429B663 2187 21775 SH SOLE NONE 0 0 21775 ISHARES TR CORE MSCI EAFE 46432F842 9211 156524 SH SOLE NONE 0 0 156524 ISHARES TR CORE MSCI TOTAL 46432F834 996 17473 SH SOLE NONE 0 0 17473 ISHARES TR CORE S&P MCP ETF 464287507 46010 203375 SH SOLE NONE 0 0 203375 ISHARES TR CORE S&P SCP ETF 464287804 36272 392517 SH SOLE NONE 0 0 392517 ISHARES TR CORE S&P TTL STK 464287150 1088 12990 SH SOLE NONE 0 0 12990 ISHARES TR CORE S&P500 ETF 464287200 180676 476529 SH SOLE NONE 0 0 476529 ISHARES TR EAFE SML CP ETF 464288273 779 14276 SH SOLE NONE 0 0 14276 ISHARES TR IBDS DEC28 ETF 46435U515 11963 479267 SH SOLE NONE 0 0 479267 ISHARES TR IBONDS 27 ETF 46435UAA9 11840 496001 SH SOLE NONE 0 0 496001 ISHARES TR IBONDS DEC 46435U697 260 9988 SH SOLE NONE 0 0 9988 ISHARES TR IBONDS DEC 25 46435U432 426 16000 SH SOLE NONE 0 0 16000 ISHARES TR IBONDS DEC 26 46435U259 369 14576 SH SOLE NONE 0 0 14576 ISHARES TR IBONDS DEC 27 46435U283 223 8865 SH SOLE NONE 0 0 8865 ISHARES TR IBONDS DEC 29 46436E205 11915 521435 SH SOLE NONE 0 0 521435 ISHARES TR IBONDS DEC2026 46435GAA0 11787 495459 SH SOLE NONE 0 0 495459 ISHARES TR ISHARES SEMICDTR 464287523 1538 4400 SH SOLE NONE 0 0 4400 ISHARES TR MSCI EAFE ETF 464287465 1841 29459 SH SOLE NONE 0 0 29459 ISHARES TR MSCI EAFE MIN VL 46429B689 10521 166181 SH SOLE NONE 0 0 166181 ISHARES TR MSCI EMG MKT ETF 464287234 529 13183 SH SOLE NONE 0 0 13183 ISHARES TR MSCI USA MIN VOL 46429B697 33478 476832 SH SOLE NONE 0 0 476832 ISHARES TR RUS 1000 ETF 464287622 4765 22933 SH SOLE NONE 0 0 22933 ISHARES TR RUS 1000 GRW ETF 464287614 430 1968 SH SOLE NONE 0 0 1968 ISHARES TR RUS 1000 VAL ETF 464287598 502 3463 SH SOLE NONE 0 0 3463 ISHARES TR RUS 2000 VAL ETF 464287630 1704 12516 SH SOLE NONE 0 0 12516 ISHARES TR RUS MID CAP ETF 464287499 628 9715 SH SOLE NONE 0 0 9715 ISHARES TR RUSSELL 2000 ETF 464287655 5344 31555 SH SOLE NONE 0 0 31555 ISHARES TR S&P 100 ETF 464287101 1179 6835 SH SOLE NONE 0 0 6835 ISHARES TR S&P 500 VAL ETF 464287408 315 2289 SH SOLE NONE 0 0 2289 ISHARES TR SELECT DIVID ETF 464287168 3755 31913 SH SOLE NONE 0 0 31913 ISHARES TR TIPS BD ETF 464287176 1551 13614 SH SOLE NONE 0 0 13614 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 7765 157639 SH SOLE NONE 0 0 157639 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 40541 809372 SH SOLE NONE 0 0 809372 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 24811 489848 SH SOLE NONE 0 0 489848 JACOBS ENGR GROUP INC COM 469814107 369 2899 SH SOLE NONE 0 0 2899 JOHNSON JOHNSON COM 478160104 3127 17617 SH SOLE NONE 0 0 17617 JPMORGAN CHASE CO COM 46625H100 1538 13655 SH SOLE NONE 0 0 13655 L3HARRIS TECHNOLOGIES INC COM 502431109 439 1817 SH SOLE NONE 0 0 1817 LILLY ELI CO COM 532457108 334 1029 SH SOLE NONE 0 0 1029 LOCKHEED MARTIN CORP COM 539830109 725 1687 SH SOLE NONE 0 0 1687 MASTERCARD INCORPORATED CL A 57636Q104 2177 6901 SH SOLE NONE 0 0 6901 MCDONALDS CORP COM 580135101 597 2418 SH SOLE NONE 0 0 2418 MERCK CO INC COM 58933Y105 1467 16095 SH SOLE NONE 0 0 16095 META PLATFORMS INC CL A 30303M102 525 3256 SH SOLE NONE 0 0 3256 MICROSOFT CORP COM 594918104 6350 24725 SH SOLE NONE 0 0 24725 MONDELEZ INTL INC CL A 609207105 224 3615 SH SOLE NONE 0 0 3615 NATURA CO HLDG S A ADS 63884N108 229 44000 SH SOLE NONE 0 0 44000 NEXTERA ENERGY INC COM 65339F101 660 8523 SH SOLE NONE 0 0 8523 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 168 20621 SH SOLE NONE 0 0 20621 NVIDIA CORPORATION COM 67066G104 207 1366 SH SOLE NONE 0 0 1366 ORACLE CORP COM 68389X105 525 7514 SH SOLE NONE 0 0 7514 OREILLY AUTOMOTIVE INC COM 67103H107 528 836 SH SOLE NONE 0 0 836 PEPSICO INC COM 713448108 789 4735 SH SOLE NONE 0 0 4735 PFIZER INC COM 717081103 675 12878 SH SOLE NONE 0 0 12878 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2214 22341 SH SOLE NONE 0 0 22341 PJT PARTNERS INC COM CL A 69343T107 29056 413439 SH SOLE NONE 0 0 413439 PPG INDS INC COM 693506107 367 3213 SH SOLE NONE 0 0 3213 PROCTER AND GAMBLE CO COM 742718109 1222 8500 SH SOLE NONE 0 0 8500 QUALCOMM INC COM 747525103 202 1580 SH SOLE NONE 0 0 1580 ROSS STORES INC COM 778296103 488 6942 SH SOLE NONE 0 0 6942 ROYAL BK CDA COM 780087102 554 5726 SH SOLE NONE 0 0 5726 SALESFORCE INC COM 79466L302 205 1244 SH SOLE NONE 0 0 1244 SCHWAB CHARLES CORP COM 808513105 241 3810 SH SOLE NONE 0 0 3810 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1017 32329 SH SOLE NONE 0 0 32329 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 206 4664 SH SOLE NONE 0 0 4664 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 333 5747 SH SOLE NONE 0 0 5747 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 421 6741 SH SOLE NONE 0 0 6741 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 249 5579 SH SOLE NONE 0 0 5579 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 350 2755 SH SOLE NONE 0 0 2755 SMUCKER J M CO COM NEW 832696405 223 1743 SH SOLE NONE 0 0 1743 SOUTHERN CO COM 842587107 387 5422 SH SOLE NONE 0 0 5422 SPDR GOLD TR GOLD SHS 78463V107 294 1743 SH SOLE NONE 0 0 1743 SPDR SP 500 ETF TR TR UNIT 78462F103 48578 128768 SH SOLE NONE 0 0 128768 SPDR SP MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 18922 45762 SH SOLE NONE 0 0 45762 SPDR SER TR PRTFLO S&P500 GW 78464A409 27286 521913 SH SOLE NONE 0 0 521913 SPDR SER TR PRTFLO S&P500 VL 78464A508 30761 835444 SH SOLE NONE 0 0 835444 SPDR SER TR S&P 400 MDCP GRW 78464A821 18417 302110 SH SOLE NONE 0 0 302110 SPDR SER TR S&P 400 MDCP VAL 78464A839 21582 356727 SH SOLE NONE 0 0 356727 SPDR SER TR S&P 600 SMCP GRW 78464A201 11899 168782 SH SOLE NONE 0 0 168782 SPDR SER TR S&P 600 SMCP VAL 78464A300 18235 251827 SH SOLE NONE 0 0 251827 SPDR SER TR S&P DIVID ETF 78464A763 26307 221647 SH SOLE NONE 0 0 221647 SYSCO CORP COM 871829107 507 5990 SH SOLE NONE 0 0 5990 TESLA INC COM 88160R101 356 528 SH SOLE NONE 0 0 528 THERMO FISHER SCIENTIFIC INC COM 883556102 200 369 SH SOLE NONE 0 0 369 TJX COS INC NEW COM 872540109 634 11349 SH SOLE NONE 0 0 11349 TRUIST FINL CORP COM 89832Q109 207 4360 SH SOLE NONE 0 0 4360 TYSON FOODS INC CL A 902494103 285 3306 SH SOLE NONE 0 0 3306 UNION PAC CORP COM 907818108 472 2213 SH SOLE NONE 0 0 2213 UNITED BANKSHARES INC WEST V COM 909907107 722 20587 SH SOLE NONE 0 0 20587 UNITEDHEALTH GROUP INC COM 91324P102 486 947 SH SOLE NONE 0 0 947 UPHEALTH INC COM 91532B101 12 20000 SH SOLE NONE 0 0 20000 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1143 7462 SH SOLE NONE 0 0 7462 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 932 5482 SH SOLE NONE 0 0 5482 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 452 3450 SH SOLE NONE 0 0 3450 VANGUARD INDEX FDS GROWTH ETF 922908736 596 2672 SH SOLE NONE 0 0 2672 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 301 1717 SH SOLE NONE 0 0 1717 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 379 2928 SH SOLE NONE 0 0 2928 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5001 54891 SH SOLE NONE 0 0 54891 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3341 9632 SH SOLE NONE 0 0 9632 VANGUARD INDEX FDS SM CP VAL ETF 922908611 981 6545 SH SOLE NONE 0 0 6545 VANGUARD INDEX FDS SMALL CP ETF 922908751 1841 10454 SH SOLE NONE 0 0 10454 VANGUARD INDEX FDS SML CP GRW ETF 922908595 246 1248 SH SOLE NONE 0 0 1248 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8708 46169 SH SOLE NONE 0 0 46169 VANGUARD INDEX FDS VALUE ETF 922908744 395 2994 SH SOLE NONE 0 0 2994 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1763 35279 SH SOLE NONE 0 0 35279 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5225 125445 SH SOLE NONE 0 0 125445 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 495 4796 SH SOLE NONE 0 0 4796 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 62350 1244019 SH SOLE NONE 0 0 1244019 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 766 5341 SH SOLE NONE 0 0 5341 VANGUARD STAR FDS VG TL INTL STK F 921909768 343 6648 SH SOLE NONE 0 0 6648 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 18378 450446 SH SOLE NONE 0 0 450446 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 874 8594 SH SOLE NONE 0 0 8594 VERIZON COMMUNICATIONS INC COM 92343V104 380 7489 SH SOLE NONE 0 0 7489 VISA INC COM CL A 92826C839 379 1926 SH SOLE NONE 0 0 1926 WALGREENS BOOTS ALLIANCE INC COM 931427108 285 7532 SH SOLE NONE 0 0 7532 WALMART INC COM 931142103 240 1977 SH SOLE NONE 0 0 1977 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 378 17750 SH SOLE NONE 0 0 17750 WESTERN ASSET EMERGING MKTS COM 95766A101 120 13581 SH SOLE NONE 0 0 13581 WISDOMTREE TR CBOE S&P 500 97717X560 429 13435 SH SOLE NONE 0 0 13435 WISDOMTREE TR EMER MKT HIGH FD 97717W315 364 9830 SH SOLE NONE 0 0 9830 WISDOMTREE TR US QTLY DIV GRT 97717X669 348 6080 SH SOLE NONE 0 0 6080