0001172661-18-000346.txt : 20180209 0001172661-18-000346.hdr.sgml : 20180209 20180209161858 ACCESSION NUMBER: 0001172661-18-000346 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Unterberg Capital LLC CENTRAL INDEX KEY: 0001662237 IRS NUMBER: 262235017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17614 FILM NUMBER: 18591980 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: ROOM 901 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 745 1141 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: ROOM 901 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662237 XXXXXXXX 12-31-2017 12-31-2017 false Unterberg Capital LLC

445 Park Avenue Room 901 New York NY 10022

13F HOLDINGS REPORT 028-17614 N Thomas I. Unterberg 212-745-1138 /s/ Thomas I. Unterberg New York NY 02-09-2018 0 30 81821 INFORMATION TABLE 2 infotable.xml ADESTO TECHNOLOGIES CORP COM 00687D101 2710 420100 SH SOLE 420100 0 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 1119 210000 SH SOLE 210000 0 0 ASPEN GROUP INC COM NEW 04530L203 3147 352800 SH SOLE 352800 0 0 ASURE SOFTWARE INC COM 04649U102 4518 320000 SH SOLE 320000 0 0 ATTUNITY LTD SHS NEW M15332121 4886 700000 SH SOLE 700000 0 0 CARBONITE INC COM 141337105 4518 180000 SH SOLE 180000 0 0 CASCADIAN THERAPEUTICS INC COM NEW 14740B606 370 100000 SH SOLE 100000 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 4145 40000 SH SOLE 40000 0 0 CHEGG INC COM 163092109 5141 315000 SH SOLE 315000 0 0 CHEMOCENTRYX INC COM 16383L106 595 100000 SH SOLE 100000 0 0 CYBEROPTICS CORP COM 232517102 1350 90000 SH SOLE 90000 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 2134 140000 SH SOLE 140000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 2864 1600000 SH SOLE 1600000 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 698 50000 SH SOLE 50000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 3839 130000 SH SOLE 130000 0 0 EMCORE CORP COM NEW 290846203 4373 678000 SH SOLE 678000 0 0 FIREEYE INC COM 31816Q101 3905 275000 SH SOLE 275000 0 0 GALAPAGOS NV SPON ADR 36315X101 1125 12000 SH SOLE 12000 0 0 KORNIT DIGITAL LTD SHS M6372Q113 3876 240000 SH SOLE 240000 0 0 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 315 37600 SH SOLE 37600 0 0 MITEK SYS INC COM NEW 606710200 4207 470000 SH SOLE 470000 0 0 ON SEMICONDUCTOR CORP COM 682189105 1675 80000 SH SOLE 80000 0 0 R1 RCM INC COM 749397105 3065 695100 SH SOLE 695100 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 708 25000 SH SOLE 25000 0 0 RUMBLEON INC CL B 781386206 1039 200000 SH SOLE 200000 0 0 SAPIENS INTL CORP N V SHS NEW N7716A151 1392 120871 SH SOLE 120871 0 0 SMITH MICRO SOFTWARE INC COM NEW 832154207 3168 1115317 SH SOLE 1115317 0 0 VARONIS SYS INC COM 922280102 4370 90000 SH SOLE 90000 0 0 VIRTUSA CORP COM 92827P102 2645 60000 SH SOLE 60000 0 0 WEB COM GROUP INC COM 94733A104 3924 180000 SH SOLE 180000 0 0