0001104659-23-018367.txt : 20230210 0001104659-23-018367.hdr.sgml : 20230210 20230210141813 ACCESSION NUMBER: 0001104659-23-018367 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STARTENGINE CROWDFUNDING, INC. CENTRAL INDEX KEY: 0001661779 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-93946 FILM NUMBER: 23610514 BUSINESS ADDRESS: STREET 1: 4100 WEST ALAMEDA AVENUE STREET 2: 3RD FLOOR CITY: BURBANK STATE: CA ZIP: 91505 BUSINESS PHONE: 800-317-2200 MAIL ADDRESS: STREET 1: 4100 WEST ALAMEDA AVENUE STREET 2: 3RD FLOOR CITY: BURBANK STATE: CA ZIP: 91505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Miller Ronald David CENTRAL INDEX KEY: 0001934917 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 3900 W ALAMEDA AVE STE 1200 CITY: BURBANK STATE: CA ZIP: 91505 SC 13G 1 tm235964d3_sc13g.htm SC 13G

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

StartEngine Crowdfunding, Inc.

(Name of Issuer)

 

Common Stock, par value $0.00001 per share

(Title of Class of Securities)

 

85572Y104

(CUSIP Number)

 

 

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

N/A

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨  Rule 13d-1(b)

¨  Rule 13d-1(c)

 Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 85572Y104   13G   Page 2 of 3 Pages

 

1.  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ronald David Miller

   
2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)    ¨

(b)    ¨

   
3.  

SEC USE ONLY

 

   
4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

   

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5.  

SOLE VOTING POWER

 

4,195,577 (1) (2)

  6.  

SHARED VOTING POWER

 

0

  7.  

SOLE DISPOSITIVE POWER

 

4,195,577 (1) (2)

  8.  

SHARED DISPOSITIVE POWER

 

0

         
9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,195,577 (1) (2)

   
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(see instructions)    ¨

 

   
11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

12.40%

   
12.  

TYPE OF REPORTING PERSON (see instructions)

 

IN

   
         
(1)3,745,577 shares of Common Stock held of record by The Ronald David Miller Trust U/A 08/04/2020; 300,000 shares of Common Stock acquirable through the conversion of the Series Seed Preferred Stock; and 150,000 shares acquirable through the exercise of stock options.
(2)Each share of Series Seed Preferred Stock is convertible at any time into one share of Common Stock.

 

 

 

 

CUSIP No. 85572Y104   13G   Page 3 of 3 Pages
         

Item 1.

 

  (a)

Name of Issuer

StartEngine Crowdfunding, Inc.

     
  (b)

Address of Issuer’s Principal Executive Offices

4100 W Alameda Avenue, Suite 300, Burbank, California 91505

     

Item 2.

 

  (a)

Name of Person Filing

Ronald David Miller

     
  (b)

The address for the principal business office of Ronald David Miller is:

c/o StartEngine Crowdfunding, Inc.

4100 W Alameda Avenue, Suite 300, Burbank, California 91505

     
  (c)

Citizenship

United States

     
  (d)

Title of Class of Securities

Common Stock

     
  (e)

CUSIP Number

85572Y104

     

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

      This statement is not filed pursuant to §§240.13d-1(b)_ or 240.13d-2(b) or (c).

 

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

         
  (a)   Amount beneficially owned:  4,195,577  (1) (2)
         
  (b)   Percent of class:  12.40%
         
  (c)   Number of shares as to which the person has: 
         
      (i) Sole power to vote or to direct the vote  4,195,577 (1) (2).
         
      (ii) Shared power to vote or to direct the vote  None.
         
      (iii) Sole power to dispose or to direct the disposition of  4,195,577 (1) (2)..
         
      (iv) Shared power to dispose or to direct the disposition of  None.
         
(1)3,745,577 shares of Common Stock held of record by The Ronald David Miller Trust U/A 08/04/2020; 300,000 shares of Common Stock acquirable through the conversion of the Series Seed Preferred Stock; and 150,000 shares acquirable through the exercise of stock options.
(2)Each share of Series Seed Preferred Stock is convertible at any time into one share of Common Stock.

 

 

 

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8.  Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.  Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.  Certification.

 

Not applicable.   

 

 

 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  February 10, 2023
  Date
   
  /s/ Ronald David Miller
  Signature
   
  Ronald David Miller