0001104659-25-059262.txt : 20250613 0001104659-25-059262.hdr.sgml : 20250613 20250613133927 ACCESSION NUMBER: 0001104659-25-059262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250611 FILED AS OF DATE: 20250613 DATE AS OF CHANGE: 20250613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cronin Johanna CENTRAL INDEX KEY: 0001934177 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56415 FILM NUMBER: 251045649 MAIL ADDRESS: STREET 1: 3900 W ALAMEDA AVE STE 1200 CITY: BURBANK STATE: CA ZIP: 91505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARTENGINE CROWDFUNDING, INC. CENTRAL INDEX KEY: 0001661779 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4100 WEST ALAMEDA AVENUE STREET 2: 3RD FLOOR CITY: BURBANK STATE: CA ZIP: 91505 BUSINESS PHONE: 800-317-2200 MAIL ADDRESS: STREET 1: 4100 WEST ALAMEDA AVENUE STREET 2: 3RD FLOOR CITY: BURBANK STATE: CA ZIP: 91505 4 1 tm2517971-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2025-06-11 0 0001661779 STARTENGINE CROWDFUNDING, INC. STGC 0001934177 Cronin Johanna 4100 WEST ALAMEDA AVENUE, 3RD FLOOR, BURBANK CA 91505 0 1 0 0 Chief Marketing Officer 0 Common Stock 2025-06-11 4 M 0 13917440 0.0042 A 14214780 D Common Stock 2025-06-11 4 M 0 3000000 0.0048 A 17214780 D Common Stock 2025-06-11 4 M 0 1200000 0.0132 A 18414780 D Stock Option (Right to Buy) 0.0042 2025-06-11 4 M 0 13917440 0 D 2025-06-12 Common Stock 13917440 0 D Stock Option (Right to Buy) 0.0048 2025-06-11 4 M 0 3000000 0 D 2026-12-30 Common Stock 3000000 0 D Stock Option (Right to Buy) 0.0132 2028-01-02 Common Stock 0 0 D Stock Option (Right to Buy) 0.0132 2025-06-11 4 M 0 1200000 0 D 2027-12-30 Common Stock 1200000 0 D Price was rounded to four decimal places. 25% of the stock options vested on the one-year anniversary of June 15, 2025 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date. 25% of the stock options vested on the one-year anniversary of January 1, 2017 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date. The Form 3 filed on June 23, 2022 incorrectly included a line for Stock Option (Right to Buy) for 30,000 shares of Common Stock (600,000 shares on a post-split basis) with an expiration of January 2, 2028. This line has been included to rectify this typographical error and clarify that there are no such Stock Options. 25% of the stock options vested on the one-year anniversary of January 1, 2018 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date. The exercise price as well as the amounts of securities reflect the 20-for-1 split that occurred in May 2024. /s/ Hunter Strassman, Attorney-in-fact 2025-06-13