Compliance Officer

0001580642-18-005388.txt : 20181109 0001580642-18-005388.hdr.sgml : 20181109 20181109131245 ACCESSION NUMBER: 0001580642-18-005388 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Grove Capital LLC CENTRAL INDEX KEY: 0001661762 IRS NUMBER: 272197085 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18380 FILM NUMBER: 181172213 BUSINESS ADDRESS: STREET 1: 2689 OAK HILL DR CITY: ALLISON PARK STATE: PA ZIP: 15101 BUSINESS PHONE: 412-753-1980 MAIL ADDRESS: STREET 1: 2689 OAK HILL DR CITY: ALLISON PARK STATE: PA ZIP: 15101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001661762 XXXXXXXX 03-31-2018 03-31-2018 false Oak Grove Capital LLC

2689 Oak Hill Dr Allison Park PA 15101

13F HOLDINGS REPORT 028-18380 N Mark G. Visnic Compliance Officer 412-515-8899 /s/ Mark G. Visnic Allison Park PA 11-09-2018 0 174 90630 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 222 1013 SH SOLE 0 0 1013 ABBVIE INC COM 00287Y109 47 500 SH SOLE 0 0 500 ABEONA THERAPEUTICS INC COM 00289Y107 0 1 SH SOLE 0 0 1 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1074 6994 SH SOLE 0 0 6994 ACTIVISION BLIZZARD INC COM 00507V109 243 3600 SH SOLE 0 0 3600 ADVANCED MICRO DEVICES INC COM 007903107 31 3052 SH SOLE 0 0 3052 ADVANSIX INC COM 00773T101 3 100 SH SOLE 0 0 100 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9388 51152 SH SOLE 0 0 51152 ALLEGHENY TECHNOLOGIES INC COM 01741R102 13 538 SH SOLE 0 0 538 ALPHABET INC CAP STK CL A 02079K305 672 648 SH SOLE 0 0 648 ALPHABET INC CAP STK CL C 02079K107 3095 3000 SH SOLE 0 0 3000 ALTABA INC COM 021346101 15 200 SH SOLE 0 0 200 AMAZON COM INC COM 023135106 85 59 SH SOLE 0 0 59 AMERICAN EXPRESS CO COM 025816109 14 150 SH SOLE 0 0 150 AMERICAN TOWER CORP NEW COM 03027X100 12 81 SH SOLE 0 0 81 AMGEN INC COM 031162100 22 128 SH SOLE 0 0 128 ANSYS INC COM 03662Q105 78 496 SH SOLE 0 0 496 APPLE INC COM 037833100 11084 66064 SH SOLE 0 0 66064 APPLIED MATLS INC COM 038222105 19 336 SH SOLE 0 0 336 BAIDU INC SPON ADR REP A 056752108 859 3850 SH SOLE 0 0 3850 BERKSHIRE HATHAWAY INC DEL CL A 084670108 598 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2419 12125 SH SOLE 0 0 12125 BLACKROCK CAPITAL INVESTMENT COM 092533108 2 384 SH SOLE 0 0 384 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1711 53550 SH SOLE 0 0 53550 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1736 44500 SH SOLE 0 0 44500 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 30 840 SH SOLE 0 0 840 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 0 10 SH SOLE 0 0 10 CELGENE CORP COM 151020104 816 9150 SH SOLE 0 0 9150 CHEMOURS CO COM 163851108 0 1 SH SOLE 0 0 1 CHENIERE ENERGY INC COM NEW 16411R208 4 75 SH SOLE 0 0 75 CHROMADEX CORP COM NEW 171077407 21 5000 SH SOLE 0 0 5000 CITIGROUP INC COM NEW 172967424 6 83 SH SOLE 0 0 83 COGNEX CORP COM 192422103 489 9400 SH SOLE 0 0 9400 COMCAST CORP NEW CL A 20030N101 34 1000 SH SOLE 0 0 1000 COSTCO WHSL CORP NEW COM 22160K105 85 450 SH SOLE 0 0 450 CROWN CASTLE INTL CORP NEW COM 22822V101 3 23 SH SOLE 0 0 23 CVS HEALTH CORP COM 126650100 5 75 SH SOLE 0 0 75 DANAHER CORP DEL COM 235851102 39 400 SH SOLE 0 0 400 DBX ETF TR XTRACK HRVST CSI 233051879 141 4500 SH SOLE 0 0 4500 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 364 17000 SH SOLE 0 0 17000 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1426 73050 SH SOLE 0 0 73050 DISNEY WALT CO COM DISNEY 254687106 5661 56365 SH SOLE 0 0 56365 DOWDUPONT INC COM 26078J100 274 4300 SH SOLE 0 0 4300 DROPBOX INC CL A 26210C104 3 100 SH SOLE 0 0 100 ENSERVCO CORP COM 29358Y102 1 1355 SH SOLE 0 0 1355 EQUITY COMWLTH COM SH BEN INT 294628102 15 500 SH SOLE 0 0 500 FEDEX CORP COM 31428X106 19 79 SH SOLE 0 0 79 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 12 180 SH SOLE 0 0 180 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 27 200 SH SOLE 0 0 200 FREEPORT-MCMORAN INC CL B 35671D857 6 322 SH SOLE 0 0 322 GENERAL DYNAMICS CORP COM 369550108 1623 7345 SH SOLE 0 0 7345 GENERAL ELECTRIC CO COM 369604103 34 2500 SH SOLE 0 0 2500 GENESEE & WYO INC CL A 371559105 35 500 SH SOLE 0 0 500 GILEAD SCIENCES INC COM 375558103 1163 15425 SH SOLE 0 0 15425 GLOBAL X FDS GLB X NXT EMRG 37950E218 251 10250 SH SOLE 0 0 10250 GOLDCORP INC NEW COM 380956409 7 517 SH SOLE 0 0 517 HARRIS CORP DEL COM 413875105 387 2400 SH SOLE 0 0 2400 HECLA MNG CO COM 422704106 5 1322 SH SOLE 0 0 1322 HERSHEY CO COM 427866108 20 200 SH SOLE 0 0 200 HEXCEL CORP NEW COM 428291108 5 75 SH SOLE 0 0 75 HOME DEPOT INC COM 437076102 102 575 SH SOLE 0 0 575 HONEYWELL INTL INC COM 438516106 324 2244 SH SOLE 0 0 2244 HUNTINGTON INGALLS INDS INC COM 446413106 27 104 SH SOLE 0 0 104 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 3 50 SH SOLE 0 0 50 ICON PLC SHS G4705A100 2 21 SH SOLE 0 0 21 IMAX CORP COM 45245E109 10 500 SH SOLE 0 0 500 INTELLIGENT SYS CORP NEW COM 45816D100 31 6000 SH SOLE 0 0 6000 INTL PAPER CO COM 460146103 54 1010 SH SOLE 0 0 1010 ISHARES INC CORE MSCI EMKT 46434G103 574 9830 SH SOLE 0 0 9830 ISHARES INC EM MKTS DIV ETF 464286319 91 2100 SH SOLE 0 0 2100 ISHARES INC MLT FCTR EMG MKT 46434G889 772 15050 SH SOLE 0 0 15050 ISHARES SILVER TRUST ISHARES 46428Q109 9 600 SH SOLE 0 0 600 ISHARES TR CHINA SM-CAP ETF 46429B200 13 250 SH SOLE 0 0 250 ISHARES TR CORE MSCI EAFE 46432F842 4 65 SH SOLE 0 0 65 ISHARES TR CORE S&P500 ETF 464287200 9 34 SH SOLE 0 0 34 ISHARES TR CORE US AGGBD ET 464287226 6 60 SH SOLE 0 0 60 ISHARES TR EAFE GRWTH ETF 464288885 4 55 SH SOLE 0 0 55 ISHARES TR JPMORGAN USD EMG 464288281 28 250 SH SOLE 0 0 250 ISHARES TR MSCI EMG MKT ETF 464287234 48 990 SH SOLE 0 0 990 ISHARES TR NASDAQ BIOTECH 464287556 420 3935 SH SOLE 0 0 3935 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1 8 SH SOLE 0 0 8 JD COM INC SPON ADR CL A 47215P106 769 19000 SH SOLE 0 0 19000 JOHNSON & JOHNSON COM 478160104 109 850 SH SOLE 0 0 850 KEYCORP NEW COM 493267108 6 324 SH SOLE 0 0 324 KINDER MORGAN INC DEL COM 49456B101 2134 141669 SH SOLE 0 0 141669 KINROSS GOLD CORP COM NO PAR 496902404 4 1000 SH SOLE 0 0 1000 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 5 500 SH SOLE 0 0 500 LAM RESEARCH CORP COM 512807108 691 3400 SH SOLE 0 0 3400 LENDINGCLUB CORP COM 52603A109 0 100 SH SOLE 0 0 100 LIBERTY BROADBAND CORP COM SER A 530307107 42 500 SH SOLE 0 0 500 LIBERTY BROADBAND CORP COM SER C 530307305 43 500 SH SOLE 0 0 500 LIBERTY GLOBAL PLC SHS CL C G5480U120 619 20350 SH SOLE 0 0 20350 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 286 14973 SH SOLE 0 0 14973 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 7 300 SH SOLE 0 0 300 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 123 3000 SH SOLE 0 0 3000 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 5 200 SH SOLE 0 0 200 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 82 2000 SH SOLE 0 0 2000 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 22 750 SH SOLE 0 0 750 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 15 500 SH SOLE 0 0 500 LIVE NATION ENTERTAINMENT IN COM 538034109 2 58 SH SOLE 0 0 58 LOEWS CORP COM 540424108 5 100 SH SOLE 0 0 100 LUMENTUM HLDGS INC COM 55024U109 96 1500 SH SOLE 0 0 1500 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 7 300 SH SOLE 0 0 300 MACYS INC COM 55616P104 24 800 SH SOLE 0 0 800 MARATHON PETE CORP COM 56585A102 8 113 SH SOLE 0 0 113 MASTERCARD INCORPORATED CL A 57636Q104 140 800 SH SOLE 0 0 800 MERCK & CO INC COM 58933Y105 338 6209 SH SOLE 0 0 6209 MICRON TECHNOLOGY INC COM 595112103 988 18950 SH SOLE 0 0 18950 MICROSOFT CORP COM 594918104 2927 32075 SH SOLE 0 0 32075 MKS INSTRUMENT INC COM 55306N104 32 280 SH SOLE 0 0 280 NATIONAL FUEL GAS CO N J COM 636180101 10 200 SH SOLE 0 0 200 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 5 1650 SH SOLE 0 0 1650 NETFLIX INC COM 64110L106 310 1050 SH SOLE 0 0 1050 NEWS CORP NEW CL A 65249B109 16 1000 SH SOLE 0 0 1000 NIKE INC CL B 654106103 24 360 SH SOLE 0 0 360 NORFOLK SOUTHERN CORP COM 655844108 11 83 SH SOLE 0 0 83 NVIDIA CORP COM 67066G104 12565 54255 SH SOLE 0 0 54255 OAKTREE CAP GROUP LLC UNIT CL A 674001201 2481 62650 SH SOLE 0 0 62650 OPEN TEXT CORP COM 683715106 0 4 SH SOLE 0 0 4 OPKO HEALTH INC COM 68375N103 2 500 SH SOLE 0 0 500 ORASURE TECHNOLOGIES INC COM 68554V108 3 150 SH SOLE 0 0 150 ORMAT TECHNOLOGIES INC COM 686688102 6 106 SH SOLE 0 0 106 PEMBINA PIPELINE CORP COM 706327103 3 100 SH SOLE 0 0 100 PEPSICO INC COM 713448108 55 500 SH SOLE 0 0 500 PNC FINL SVCS GROUP INC COM 693475105 155 1028 SH SOLE 0 0 1028 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 1013 43090 SH SOLE 0 0 43090 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 21 500 SH SOLE 0 0 500 PRAXAIR INC COM 74005P104 56 390 SH SOLE 0 0 390 PROTHENA CORP PLC SHS G72800108 0 2 SH SOLE 0 0 2 RAYTHEON CO COM NEW 755111507 65 300 SH SOLE 0 0 300 SABRA HEALTH CARE REIT INC COM 78573L106 0 1 SH SOLE 0 0 1 SALESFORCE COM INC COM 79466L302 6 50 SH SOLE 0 0 50 SAREPTA THERAPEUTICS INC COM 803607100 69 925 SH SOLE 0 0 925 SEABRIDGE GOLD INC COM 811916105 3 300 SH SOLE 0 0 300 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2 55 SH SOLE 0 0 55 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 39 1400 SH SOLE 0 0 1400 SHIP FINANCE INTERNATIONAL L SHS G81075106 1913 133755 SH SOLE 0 0 133755 SHIRE PLC SPONSORED ADR 82481R106 4695 31430 SH SOLE 0 0 31430 SLM CORP COM 78442P106 1 100 SH SOLE 0 0 100 SONY CORP SPONSORED ADR 835699307 87 1800 SH SOLE 0 0 1800 SOUTHWEST AIRLS CO COM 844741108 790 13800 SH SOLE 0 0 13800 SPDR S&P 500 ETF TR TR UNIT 78462F103 4 17 SH SOLE 0 0 17 SPDR SERIES TRUST S&P BIOTECH 78464A870 566 6450 SH SOLE 0 0 6450 SPROTT FOCUS TR INC COM 85208J109 8 1028 SH SOLE 0 0 1028 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 2 150 SH SOLE 0 0 150 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1 200 SH SOLE 0 0 200 STARBUCKS CORP COM 855244109 2914 50330 SH SOLE 0 0 50330 STRATASYS LTD SHS M85548101 10 500 SH SOLE 0 0 500 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 14 7825 SH SOLE 0 0 7825 TARGET CORP COM 87612E106 7 100 SH SOLE 0 0 100 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 0 5 SH SOLE 0 0 5 TEXAS INSTRS INC COM 882508104 322 3100 SH SOLE 0 0 3100 TORTOISE ENERGY INFRA CORP COM 89147L100 50 2000 SH SOLE 0 0 2000 UNDER ARMOUR INC CL A 904311107 0 25 SH SOLE 0 0 25 UNDER ARMOUR INC CL C 904311206 0 25 SH SOLE 0 0 25 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 21 500 SH SOLE 0 0 500 UNITED TECHNOLOGIES CORP COM 913017109 75 600 SH SOLE 0 0 600 UNIVERSAL DISPLAY CORP COM 91347P105 10 100 SH SOLE 0 0 100 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 60 500 SH SOLE 0 0 500 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4 203 SH SOLE 0 0 203 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3 35 SH SOLE 0 0 35 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 19 171 SH SOLE 0 0 171 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 120 2210 SH SOLE 0 0 2210 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 44 600 SH SOLE 0 0 600 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 246 3700 SH SOLE 0 0 3700 VANGUARD WORLD FD MEGA GRWTH IND 921910816 25 221 SH SOLE 0 0 221 VISA INC COM CL A 92826C839 29 239 SH SOLE 0 0 239 WABTEC CORP COM 929740108 14 175 SH SOLE 0 0 175 WALMART INC COM 931142103 3018 33925 SH SOLE 0 0 33925 WASTE MGMT INC DEL COM 94106L109 7 83 SH SOLE 0 0 83 WHEATON PRECIOUS METALS CORP COM 962879102 16 800 SH SOLE 0 0 800 WISDOMTREE TR INDIA ERNGS FD 97717W422 3 101 SH SOLE 0 0 101 XYLEM INC COM 98419M100 92 1200 SH SOLE 0 0 1200 ZIMMER BIOMET HLDGS INC COM 98956P102 6 53 SH SOLE 0 0 53