0001493152-24-010168.txt : 20240315 0001493152-24-010168.hdr.sgml : 20240315 20240315200010 ACCESSION NUMBER: 0001493152-24-010168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240313 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alavi Hamed CENTRAL INDEX KEY: 0001964081 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38325 FILM NUMBER: 24756582 MAIL ADDRESS: STREET 1: ENVVENO MEDICAL CORPORATION STREET 2: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: enVVeno Medical Corp CENTRAL INDEX KEY: 0001661053 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 330936180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-261-2900 MAIL ADDRESS: STREET 1: 70 DOPPLER CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Hancock Jaffe Laboratories, Inc. DATE OF NAME CHANGE: 20151215 4 1 ownership.xml X0508 4 2024-03-13 0 0001661053 enVVeno Medical Corp NVNO 0001964081 Alavi Hamed C/O ENVVENO MEDICAL CORPORATION 70 DOPPLER IRVINE CA 92618 0 1 0 0 Chief Technology Officer 0 Common Stock 2024-03-13 4 M 0 8334 3.59 A 8334 D Common Stock 2024-03-13 4 S 0 8334 6.22 D 0 D Stock Options 3.59 2024-03-13 4 M 0 8334 0 D 2033-12-05 Common Stock 8334 91666 D The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the Amended and Restated 2016 Omnibus Incentive Plan. The award is subject to time-based vesting and will vest in equal quarterly installments during the three calendar years through 2026. The portion of the stock options exercised in this transaction was fully vested and exercisable on the transaction date. /s/ Hamed Alavi 2024-03-15