0001493152-20-013752.txt : 20200721
0001493152-20-013752.hdr.sgml : 20200721
20200721215608
ACCESSION NUMBER: 0001493152-20-013752
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200718
FILED AS OF DATE: 20200721
DATE AS OF CHANGE: 20200721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gray Robert
CENTRAL INDEX KEY: 0001788480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38325
FILM NUMBER: 201040140
MAIL ADDRESS:
STREET 1: 70 DOPPLER
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hancock Jaffe Laboratories, Inc.
CENTRAL INDEX KEY: 0001661053
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 330936180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 70 DOPPLER
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-261-2900
MAIL ADDRESS:
STREET 1: 70 DOPPLER
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
ownership.xml
X0306
4
2020-07-18
0
0001661053
Hancock Jaffe Laboratories, Inc.
HJLI
0001788480
Gray Robert
C/O JAFFE LABORATORIES,
70 DOPPLER
IRVINE
CA
92618
1
0
0
0
Common Stock
2020-07-18
4
A
0
62500
0
A
78250
D
Stock Option
0.40
2020-07-18
4
A
0
100000
0
A
2030-07-18
Common Stock
100000
100000
D
Granted as part of the annual board compensation package for 2020.
The common stock options were issued to the Reporting Person on July 18, 2020. The award is subject to time-based vesting and will vest in equal quarterly portions over the remainder of the calendar year. Any non-exercisable portion of the Option will immediately vest and become exercisable in the event that the grantees employment is terminated other than Cause (as defined in the "Employment Agreement") within 3 years of Change of Control as defined in the Plan.
/s/ Robert C. Gray
2020-07-21