Senior Trader

0001660203-17-000006.txt : 20171018 0001660203-17-000006.hdr.sgml : 20171018 20171018160412 ACCESSION NUMBER: 0001660203-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171018 DATE AS OF CHANGE: 20171018 EFFECTIVENESS DATE: 20171018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BerganKDV Wealth Management, LLC CENTRAL INDEX KEY: 0001660203 IRS NUMBER: 208172864 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17444 FILM NUMBER: 171142697 BUSINESS ADDRESS: STREET 1: 3800 AMERICAN BLVD STREET 2: SUITE 1000 CITY: BLOOMINGTON STATE: MN ZIP: 55431 BUSINESS PHONE: 952-563-6930 MAIL ADDRESS: STREET 1: 3800 AMERICAN BLVD STREET 2: SUITE 1000 CITY: BLOOMINGTON STATE: MN ZIP: 55431 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001660203 XXXXXXXX 09-30-2017 09-30-2017 BerganKDV Wealth Management, LLC

3800 AMERICAN BLVD SUITE 1000 BLOOMINGTON MN 55431

13F HOLDINGS REPORT 028-17444 N Tim Ronning Senior Trader 9525636949 Tim Ronning Bloomington MN 10-18-2017 0 195 399616 false INFORMATION TABLE 2 Q3submission.xml AFLAC INC COM 001055102 950 11675 SH SOLE 11675 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 28306 642301 SH SOLE 642301 0 0 AT&T INC COM 00206R102 1334 34050 SH SOLE 34050 0 0 ABBOTT LABS COM 002824100 274 5136 SH SOLE 5136 0 0 ABBVIE INC COM 00287Y109 2286 25726 SH SOLE 25726 0 0 ALASKA AIR GROUP INC COM 011659109 302 3959 SH SOLE 3959 0 0 ALLETE INC COM NEW 018522300 211 2734 SH SOLE 2734 0 0 ALPHABET INC CAP STK CL C 02079K107 718 748 SH SOLE 748 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 98 10837 SH SOLE 10837 0 0 AMAZON COM INC COM 023135106 644 670 SH SOLE 670 0 0 AMERICAN ELEC PWR INC COM 025537101 1077 15327 SH SOLE 15327 0 0 AMGEN INC COM 031162100 612 3283 SH SOLE 3283 0 0 ANALOG DEVICES INC COM 032654105 770 8938 SH SOLE 8938 0 0 ANNALY CAP MGMT INC COM 035710409 1742 142929 SH SOLE 142929 0 0 APPLE INC COM 037833100 1402 9094 SH SOLE 9094 0 0 AUTOZONE INC COM 053332102 736 1237 SH SOLE 1237 0 0 BP PLC SPONSORED ADR 055622104 1703 44308 SH SOLE 44308 0 0 BANK AMER CORP COM 060505104 1006 39699 SH SOLE 39699 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 484 2642 SH SOLE 2642 0 0 BIOGEN INC COM 09062X103 817 2608 SH SOLE 2608 0 0 BLUE BUFFALO PET PRODS INC COM 09531U102 875 30857 SH SOLE 30857 0 0 BOEING CO COM 097023105 3612 14208 SH SOLE 14208 0 0 CVS HEALTH CORP COM 126650100 799 9819 SH SOLE 9819 0 0 CAPITAL ONE FINL CORP COM 14040H105 1285 15183 SH SOLE 15183 0 0 CARTER INC COM 146229109 844 8544 SH SOLE 8544 0 0 CHEVRON CORP NEW COM 166764100 2991 25452 SH SOLE 25452 0 0 CISCO SYS INC COM 17275R102 2250 66914 SH SOLE 66914 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 20514 953683 SH SOLE 953683 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 28811 1359671 SH SOLE 1359671 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 18097 410191 SH SOLE 410191 0 0 COCA COLA CO COM 191216100 1640 36428 SH SOLE 36428 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1378 18992 SH SOLE 18992 0 0 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 326 31252 SH SOLE 31252 0 0 COMCAST CORP NEW CL A 20030N101 425 11056 SH SOLE 11056 0 0 COOPER COS INC COM NEW 216648402 421 1776 SH SOLE 1776 0 0 CRYOPORT INC COM PAR $0.001 229050307 212 21515 SH SOLE 21515 0 0 CUMMINS INC COM 231021106 794 4728 SH SOLE 4728 0 0 DARDEN RESTAURANTS INC COM 237194105 1540 19550 SH SOLE 19550 0 0 DEERE & CO COM 244199105 215 1715 SH SOLE 1715 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 781 16204 SH SOLE 16204 0 0 DISNEY WALT CO COM DISNEY 254687106 494 5008 SH SOLE 5008 0 0 DOLLAR GEN CORP NEW COM 256677105 328 4041 SH SOLE 4041 0 0 DOMINION ENERGY INC COM 25746U109 1735 22557 SH SOLE 22557 0 0 DOVER CORP COM 260003108 810 8860 SH SOLE 8860 0 0 DOWDUPONT INC COM 26078J100 2119 30602 SH SOLE 30602 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 675 7635 SH SOLE 7635 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 97 10332 SH SOLE 10332 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 97 10259 SH SOLE 10259 0 0 EMERSON ELEC CO COM 291011104 1702 27090 SH SOLE 27090 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 393 15080 SH SOLE 15080 0 0 EVERSOURCE ENERGY COM 30040W108 218 3611 SH SOLE 3611 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 363 5736 SH SOLE 5736 0 0 EXXON MOBIL CORP COM 30231G102 1723 21014 SH SOLE 21014 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 230 6000 SH SOLE 6000 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 380 15318 SH SOLE 15318 0 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 463 8701 SH SOLE 8701 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1440 27692 SH SOLE 27692 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 655 10912 SH SOLE 10912 0 0 GABELLI EQUITY TR INC COM 362397101 111 17090 SH SOLE 17090 0 0 GENERAL ELECTRIC CO COM 369604103 295 12206 SH SOLE 12206 0 0 GENERAL MLS INC COM 370334104 500 9660 SH SOLE 9660 0 0 GENTEX CORP COM 371901109 376 18987 SH SOLE 18987 0 0 GILEAD SCIENCES INC COM 375558103 1263 15592 SH SOLE 15592 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 874 26277 SH SOLE 26277 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 829 15979 SH SOLE 15979 0 0 HCP INC COM 40414L109 1383 49687 SH SOLE 49687 0 0 HOME DEPOT INC COM 437076102 537 3286 SH SOLE 3286 0 0 INTEL CORP COM 458140100 1250 32818 SH SOLE 32818 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2251 15516 SH SOLE 15516 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 926 6479 SH SOLE 6479 0 0 INTERPUBLIC GROUP COS INC COM 460690100 624 30005 SH SOLE 30005 0 0 ISHARES GOLD TRUST ISHARES 464285105 189 15331 SH SOLE 15331 0 0 ISHARES TR SELECT DIVID ETF 464287168 354 3780 SH SOLE 3780 0 0 ISHARES TR CORE S&P500 ETF 464287200 4039 15968 SH SOLE 15968 0 0 ISHARES TR CORE US AGGBD ET 464287226 894 8155 SH SOLE 8155 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 458 10211 SH SOLE 10211 0 0 ISHARES TR IBOXX INV CP ETF 464287242 369 3040 SH SOLE 3040 0 0 ISHARES TR GLOB TELECOM ETF 464287275 263 4359 SH SOLE 4359 0 0 ISHARES TR MSCI EAFE ETF 464287465 1751 25575 SH SOLE 25575 0 0 ISHARES TR RUS MID CAP ETF 464287499 536 2718 SH SOLE 2718 0 0 ISHARES TR CORE S&P MCP ETF 464287507 3473 19413 SH SOLE 19413 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1655 11166 SH SOLE 11166 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1538 20726 SH SOLE 20726 0 0 ISHARES TR INTL SEL DIV ETF 464288448 216 6411 SH SOLE 6411 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2135 24053 SH SOLE 24053 0 0 ISHARES TR MBS ETF 464288588 8194 76507 SH SOLE 76507 0 0 ISHARES TR US HLTHCR PR ETF 464288828 1387 9389 SH SOLE 9389 0 0 ISHARES 10+ YR CR BD ETF 464289511 319 5144 SH SOLE 5144 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 214 2493 SH SOLE 2493 0 0 ISHARES TR CORE MSCI EAFE 46432F842 420 6548 SH SOLE 6548 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5514 102072 SH SOLE 102072 0 0 JPMORGAN CHASE & CO COM 46625H100 1269 13284 SH SOLE 13284 0 0 JOHNSON & JOHNSON COM 478160104 1250 9612 SH SOLE 9612 0 0 KLA-TENCOR CORP COM 482480100 239 2258 SH SOLE 2258 0 0 KIMBERLY CLARK CORP COM 494368103 952 8086 SH SOLE 8086 0 0 KRAFT HEINZ CO COM 500754106 1429 18429 SH SOLE 18429 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 362 2401 SH SOLE 2401 0 0 LAM RESEARCH CORP COM 512807108 622 3359 SH SOLE 3359 0 0 LEGGETT & PLATT INC COM 524660107 696 14584 SH SOLE 14584 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 72 12000 SH SOLE 12000 0 0 LOWES COS INC COM 548661107 790 9887 SH SOLE 9887 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1177 5709 SH SOLE 5709 0 0 MASCO CORP COM 574599106 890 22822 SH SOLE 22822 0 0 MCDONALDS CORP COM 580135101 343 2192 SH SOLE 2192 0 0 MERCER INTL INC COM 588056101 501 42300 SH SOLE 42300 0 0 MERCK & CO INC COM 58933Y105 967 15103 SH SOLE 15103 0 0 MESABI TR CTF BEN INT 590672101 276 12000 SH SOLE 12000 0 0 MICROSOFT CORP COM 594918104 1649 22139 SH SOLE 22139 0 0 MOHAWK INDS INC COM 608190104 935 3778 SH SOLE 3778 0 0 NTT DOCOMO INC SPONS ADR 62942M201 1476 64770 SH SOLE 64770 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 1436 22901 SH SOLE 22901 0 0 NETEASE INC SPONSORED ADR 64110W102 901 3415 SH SOLE 3415 0 0 NEXTERA ENERGY INC COM 65339F101 264 1801 SH SOLE 1801 0 0 NOVARTIS A G SPONSORED ADR 66987V109 527 6138 SH SOLE 6138 0 0 OGE ENERGY CORP COM 670837103 330 9156 SH SOLE 9156 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 463 7211 SH SOLE 7211 0 0 OLD REP INTL CORP COM 680223104 1629 82714 SH SOLE 82714 0 0 ORACLE CORP COM 68389X105 993 20529 SH SOLE 20529 0 0 PPG INDS INC COM 693506107 671 6178 SH SOLE 6178 0 0 PAYPAL HLDGS INC COM 70450Y103 510 7968 SH SOLE 7968 0 0 PEPSICO INC COM 713448108 1705 15299 SH SOLE 15299 0 0 PFIZER INC COM 717081103 2267 63511 SH SOLE 63511 0 0 PHILIP MORRIS INTL INC COM 718172109 238 2140 SH SOLE 2140 0 0 PHILLIPS 66 COM 718546104 1108 12092 SH SOLE 12092 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 3105 29085 SH SOLE 29085 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1126 11065 SH SOLE 11065 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 219 4336 SH SOLE 4336 0 0 POLARIS INDS INC COM 731068102 369 3530 SH SOLE 3530 0 0 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 274 10727 SH SOLE 10727 0 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 214 14243 SH SOLE 14243 0 0 POWERSHARES ETF TR II TXBLE MUN PRTFLO 73937B407 1144 37646 SH SOLE 37646 0 0 PRICELINE GRP INC COM NEW 741503403 491 268 SH SOLE 268 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 384 5969 SH SOLE 5969 0 0 PROCTER AND GAMBLE CO COM 742718109 1027 11291 SH SOLE 11291 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 101 18939 SH SOLE 18939 0 0 ROCKWELL COLLINS INC COM 774341101 276 2111 SH SOLE 2111 0 0 ROSS STORES INC COM 778296103 371 5751 SH SOLE 5751 0 0 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 9952 56794 SH SOLE 56794 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1459 5807 SH SOLE 5807 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 247 1082 SH SOLE 1082 0 0 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 218 3812 SH SOLE 3812 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 235 4600 SH SOLE 4600 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 547 3712 SH SOLE 3712 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 456 9376 SH SOLE 9376 0 0 SCHLUMBERGER LTD COM 806857108 345 4951 SH SOLE 4951 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4312 71825 SH SOLE 71825 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 12205 243565 SH SOLE 243565 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 13593 201763 SH SOLE 201763 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 9700 360469 SH SOLE 360469 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 212 7094 SH SOLE 7094 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 25186 752487 SH SOLE 752487 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4771 91110 SH SOLE 91110 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 6292 152972 SH SOLE 152972 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 25880 479970 SH SOLE 479970 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 239 3362 SH SOLE 3362 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 935 9179 SH SOLE 9179 0 0 SOUTHERN CO COM 842587107 349 7092 SH SOLE 7092 0 0 STANLEY BLACK & DECKER INC COM 854502101 963 6381 SH SOLE 6381 0 0 STARBUCKS CORP COM 855244109 462 8597 SH SOLE 8597 0 0 STERICYCLE INC COM 858912108 720 10047 SH SOLE 10047 0 0 SYSCO CORP COM 871829107 1650 30581 SH SOLE 30581 0 0 TARGET CORP COM 87612E106 1568 26577 SH SOLE 26577 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 730 44445 SH SOLE 44445 0 0 TEXAS INSTRS INC COM 882508104 1079 12034 SH SOLE 12034 0 0 3M CO COM 88579Y101 3639 17336 SH SOLE 17336 0 0 TRACTOR SUPPLY CO COM 892356106 383 6057 SH SOLE 6057 0 0 TRAVELERS COMPANIES INC COM 89417E109 1296 10576 SH SOLE 10576 0 0 US BANCORP DEL COM NEW 902973304 1693 31583 SH SOLE 31583 0 0 UNION PAC CORP COM 907818108 252 2177 SH SOLE 2177 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1324 11410 SH SOLE 11410 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1258 6425 SH SOLE 6425 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1665 17563 SH SOLE 17563 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1856 21920 SH SOLE 21920 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 231 2891 SH SOLE 2891 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9511 219094 SH SOLE 219094 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 859 16302 SH SOLE 16302 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 309 2403 SH SOLE 2403 0 0 VARIAN MED SYS INC COM 92220P105 1195 11945 SH SOLE 11945 0 0 VANGUARD INDEX FDS REIT ETF 922908553 399 4803 SH SOLE 4803 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 371 2626 SH SOLE 2626 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 477 3681 SH SOLE 3681 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3047 61564 SH SOLE 61564 0 0 VMWARE INC CL A COM 928563402 527 4823 SH SOLE 4823 0 0 WABTEC CORP COM 929740108 312 4122 SH SOLE 4122 0 0 WAL-MART STORES INC COM 931142103 1212 15510 SH SOLE 15510 0 0 WELLS FARGO CO NEW COM 949746101 7155 129744 SH SOLE 129744 0 0 WHIRLPOOL CORP COM 963320106 786 4263 SH SOLE 4263 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 213 3046 SH SOLE 3046 0 0 XCEL ENERGY INC COM 98389B100 1021 21571 SH SOLE 21571 0 0 YUM BRANDS INC COM 988498101 530 7200 SH SOLE 7200 0 0 YUM CHINA HLDGS INC COM 98850P109 290 7267 SH SOLE 7267 0 0 EATON CORP PLC SHS G29183103 943 12274 SH SOLE 12274 0 0 MEDTRONIC PLC SHS G5960L103 1109 14258 SH SOLE 14258 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 672 13659 SH SOLE 13659 0 0 CHUBB LIMITED COM H1467J104 397 2787 SH SOLE 2787 0 0