0001660134-24-000055.txt : 20240402 0001660134-24-000055.hdr.sgml : 20240402 20240402183110 ACCESSION NUMBER: 0001660134-24-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Larissa CENTRAL INDEX KEY: 0001968125 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 24816187 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 100 FIRST STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wk-form4_1712097056.xml FORM 4 X0508 4 2024-03-29 0 0001660134 Okta, Inc. OKTA 0001968125 Schwartz Larissa 100 FIRST STREET, SUITE 600 SAN FRANCISCO CA 94105 0 1 0 0 See Remarks 0 Class A Common Stock 29027 D Restricted Stock Units 2024-03-29 4 A 0 23240 0 A Class A Common Stock 23240 23240 D Restricted Stock Units Class A Common Stock 178 178 D Restricted Stock Units Class A Common Stock 312 312 D Restricted Stock Units Class A Common Stock 674 674 D Restricted Stock Units Class A Common Stock 2212 2212 D Restricted Stock Units Class A Common Stock 865 865 D Restricted Stock Units Class A Common Stock 35563 35563 D Employee Stock Option (Right to Buy) 8.62 2025-12-16 Class B Common Stock 14167 14167 D Employee Stock Option (Right to Buy) 8.73 2026-06-01 Class B Common Stock 9000 9000 D Employee Stock Option (Right to Buy) 11.36 2027-03-05 Class B Common Stock 5000 5000 D Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 8.33% of the shares underlying the RSU shall vest on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The shares subject to the option are fully vested and exercisable by the Reporting Person. Chief Legal Officer and Secretary /s/ Alan Smith, attorney-in-fact of the Reporting Person 2024-04-02