0001209191-23-054723.txt : 20231108 0001209191-23-054723.hdr.sgml : 20231108 20231108170746 ACCESSION NUMBER: 0001209191-23-054723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Larissa CENTRAL INDEX KEY: 0001968125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 231389167 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 100 FIRST STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-06 0 0001660134 Okta, Inc. OKTA 0001968125 Schwartz Larissa 100 FIRST STREET, SUITE 600 SAN FRANCISCO CA 94105 0 1 0 0 See Remarks 1 Class A Common Stock 2023-11-06 4 S 0 2334 70.00 D 21477 D Restricted Stock Units Class A Common Stock 533 533 D Restricted Stock Units Class A Common Stock 519 519 D Restricted Stock Units Class A Common Stock 1011 1011 D Restricted Stock Units Class A Common Stock 2844 2844 D Restricted Stock Units Class A Common Stock 1082 1082 D Restricted Stock Units Class A Common Stock 44454 44454 D Employee Stock Option (Right to Buy) 8.62 2025-12-16 Class B Common Stock 14167 14167 D Employee Stock Option (Right to Buy) 8.73 2026-06-01 Class B Common Stock 9000 9000 D Employee Stock Option (Right to Buy) 11.36 2027-03-05 Class B Common Stock 5000 5000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2023. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The shares subject to the option are fully vested and exercisable by the Reporting Person. Chief Legal Officer and Secretary /s/ Alan Smith, attorney-in-fact of the Reporting Person 2023-11-08